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224 Conn.App. 350
Conn. App. Ct.
2024
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Background

  • In 2013, Alberto Rios was convicted of multiple crimes and sentenced to 20 years in prison (suspended after 14) with probation; while incarcerated, he earned sentence reduction credits through Connecticut’s Risk Reduction Earned Credit (RREC) program.
  • The RREC program, established by statute (§ 18-98e), allows the commissioner discretion to award up to 5 days of credit per month for good behavior, programs, and rule compliance.
  • At the time of Rios’s offenses, the Department of Correction’s 2013 administrative directive allowed him to earn 5 days/month; a 2016 administrative directive reduced this for higher-risk inmates like Rios, decreasing his credits to as low as 3 days/month based on security risk classification.
  • Rios lost approximately 104 days of credits under the new policy compared to the old one, affecting his discharge date and parole eligibility; he filed a habeas petition arguing the retroactive application of the 2016 directive violated the U.S. Constitution’s ex post facto clause.
  • The habeas court granted summary judgment for Rios, finding the 2016 directive was a "law" under the ex post facto clause and its retroactive application was unconstitutional; the Commissioner of Correction appealed.

Issues

Issue Rios' Argument Commissioner's Argument Held
Is the 2016 administrative directive a "law" under the ex post facto clause? Yes; it substantively changed how credits are earned, prolonging incarceration. No; it's a discretionary policy, not a penal statute or regulation adopted with legislative authority. No; the directive is not a law for ex post facto purposes.
Can changes in administrative policy violate the ex post facto clause? Yes, if substantive or legislative in effect; case law is cited for support. No, unless the directive is adopted under delegated legislative authority and subject to approval procedures. No; only statutes or legislatively-backed regulations trigger the prohibition.
Did the habeas court err in denying the motion to dismiss for lack of jurisdiction? No, because Rios had alleged a colorable ex post facto claim. Yes; failure to state a claim because the directive is not a “law.” Yes, but only because claim was legally insufficient, not for lack of subject matter jurisdiction.
Does Rios state a legally sufficient habeas claim? Yes; retroactive application causes him to serve more time. No; because there is no law or violation within the meaning of ex post facto. No; claim fails as a matter of law.

Key Cases Cited

  • Weaver v. Graham, 450 U.S. 24 (1981) (ex post facto prohibition applies only to laws—not policies—that increase punishment retroactively)
  • Calder v. Bull, 3 U.S. (3 Dall.) 386 (1798) (ex post facto clause implicates only specified categories of penal laws)
  • Abed v. Commissioner of Correction, 43 Conn. App. 176 (1996) (ex post facto clause does not reach DOC administrative rules adopted for internal management)
  • Beasley v. Commissioner of Correction, 50 Conn. App. 421 (1998) (administrative directives restricting good time are not "laws" for ex post facto purposes)
  • Washington v. Commissioner of Correction, 287 Conn. 792 (2008) (describes the separation of powers in criminal justice; executive branch’s discretion over corrections policies)
Read the full case

Case Details

Case Name: Rios v. Commissioner of Correction
Court Name: Connecticut Appellate Court
Date Published: Mar 26, 2024
Citations: 224 Conn.App. 350; 312 A.3d 1059; AC46164
Docket Number: AC46164
Court Abbreviation: Conn. App. Ct.
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    Rios v. Commissioner of Correction, 224 Conn.App. 350