224 Conn.App. 350
Conn. App. Ct.2024Background
- In 2013, Alberto Rios was convicted of multiple crimes and sentenced to 20 years in prison (suspended after 14) with probation; while incarcerated, he earned sentence reduction credits through Connecticut’s Risk Reduction Earned Credit (RREC) program.
- The RREC program, established by statute (§ 18-98e), allows the commissioner discretion to award up to 5 days of credit per month for good behavior, programs, and rule compliance.
- At the time of Rios’s offenses, the Department of Correction’s 2013 administrative directive allowed him to earn 5 days/month; a 2016 administrative directive reduced this for higher-risk inmates like Rios, decreasing his credits to as low as 3 days/month based on security risk classification.
- Rios lost approximately 104 days of credits under the new policy compared to the old one, affecting his discharge date and parole eligibility; he filed a habeas petition arguing the retroactive application of the 2016 directive violated the U.S. Constitution’s ex post facto clause.
- The habeas court granted summary judgment for Rios, finding the 2016 directive was a "law" under the ex post facto clause and its retroactive application was unconstitutional; the Commissioner of Correction appealed.
Issues
| Issue | Rios' Argument | Commissioner's Argument | Held |
|---|---|---|---|
| Is the 2016 administrative directive a "law" under the ex post facto clause? | Yes; it substantively changed how credits are earned, prolonging incarceration. | No; it's a discretionary policy, not a penal statute or regulation adopted with legislative authority. | No; the directive is not a law for ex post facto purposes. |
| Can changes in administrative policy violate the ex post facto clause? | Yes, if substantive or legislative in effect; case law is cited for support. | No, unless the directive is adopted under delegated legislative authority and subject to approval procedures. | No; only statutes or legislatively-backed regulations trigger the prohibition. |
| Did the habeas court err in denying the motion to dismiss for lack of jurisdiction? | No, because Rios had alleged a colorable ex post facto claim. | Yes; failure to state a claim because the directive is not a “law.” | Yes, but only because claim was legally insufficient, not for lack of subject matter jurisdiction. |
| Does Rios state a legally sufficient habeas claim? | Yes; retroactive application causes him to serve more time. | No; because there is no law or violation within the meaning of ex post facto. | No; claim fails as a matter of law. |
Key Cases Cited
- Weaver v. Graham, 450 U.S. 24 (1981) (ex post facto prohibition applies only to laws—not policies—that increase punishment retroactively)
- Calder v. Bull, 3 U.S. (3 Dall.) 386 (1798) (ex post facto clause implicates only specified categories of penal laws)
- Abed v. Commissioner of Correction, 43 Conn. App. 176 (1996) (ex post facto clause does not reach DOC administrative rules adopted for internal management)
- Beasley v. Commissioner of Correction, 50 Conn. App. 421 (1998) (administrative directives restricting good time are not "laws" for ex post facto purposes)
- Washington v. Commissioner of Correction, 287 Conn. 792 (2008) (describes the separation of powers in criminal justice; executive branch’s discretion over corrections policies)
