50 Conn. App. 421 | Conn. App. Ct. | 1998
Opinion
The petitioners, Marvin Beasley and John W. Narducci, Jr., separately petitioned for writs of habeas corpus challenging the respondent commissioner of correction’s Administrative Directive 9.4, paragraph five (July 6, 1994 amendment), which operates to restrict statutory good time eligibility for inmates classified in administrative segregation. The habeas court consolidated the petitions for trial and subsequently dismissed them. The petitioners’ separate appeals from the dismissals were consolidated by this court because they raise identical appellate claims.
The petitioners claim that the habeas court improperly concluded that (1) the directive does not violate the ex post facto clause
The habeas court found the following facts. The petitioner Narducci is confined to the custody of the commissioner pursuant to eleven mittimuses the Superior Court issued on sentencing dates from 1989 through 1993. On April 12, 1994, Narducci was classified in administrative segregation
On December 12, 1990, the petitioner Beasley was confined to the custody of the commissioner pursuant to two mittimuses issued by the Superior Court. On July 13, 1995, while serving a twenty year sentence for first degree manslaughter, Beasley was further sentenced to two years, consecutive to the manslaughter sentence, for second degree assault and possession of a weapon in a correctional institution, after stabbing and seriously injuring another inmate.
On March 15, 1995, Beasley was informed that he would be the subject of an administrative segregation classification hearing because of the near fatal assault in the institution. During the hearing, Beasley gave a statement to the hearing officer, saying that he understood the purpose of the hearing. Following the hearing, Beasley was classified in administrative segregation, subject to periodic review by unit and facility staff. Pursuant to Administrative Directive 9.4, each petitioner became ineligible to earn statutory good time upon being classified in administrative segregation.
During the habeas proceeding, the commissioner testified, and the court found, that his authority is established pursuant to General Statutes § 18-81.
Administrative Directive 9.4 defines administrative segregation as “[placement of an inmate on a Restrictive Housing Status that results in segregation of the inmate whose behavior, while incarcerated, poses a threat to the security of the facility or a risk to the safety of staff or other inmates, and that the inmate can no longer be safely managed in general population.” Inmates being considered for administrative segregation are entitled to a classification hearing and to notification of the reasons forming the basis of the consideration. Once placed in administrative segregation, an inmate’s classification status is subject to periodic review. The habeas court found that this procedure was followed with respect to both inmates.
On July 6, 1994, Administrative Directive 9.4 was amended to state that for the duration of time that an inmate is classified in administrative segregation, that inmate is ineligible to earn statutory good time. Notice of this change was provided to the inmate population via postings throughout the correctional facilities and the directives handbook, which is made available to all inmates.
For each inmate, the department maintains a document commonly referred to as a time sheet. This document reflects an inmate’s total sentence, earned and forfeited statutory good time and an anticipated release
During the period of time that the petitioners were classified in administrative segregation, they were ineligible to earn statutory good time. Narducci, who was classified in administrative segregation prior to July 6, 1994, was credited with statutory good time until the directive took effect.
It is well settled that the courts afford great deference to prison administrators in their operation and management of correctional facilities. “Prison administrators are responsible for maintaining internal order and discipline, for securing their institutions against unauthorized access or escape, and for rehabilitating, to the extent that human nature and inadequate resources allow, the inmates placed in their custody. The Herculean obstacles to effective discharge of these duties are too apparent to warrant explication. Suffice it to say that the problems of prisons in America are complex and intractable, and, more to the point, they are not readily susceptible of resolution by decree. Most require expertise, comprehensive planning, and the commitment of resources, all of which are peculiarly within the province of the legislative and executive branches of government. For all of those reasons, courts are ill equipped to deal with the increasingly urgent problems
I
The petitioners first claim that because Administrative Directive 9.4, paragraph five, restricts their eligibility to earn statutory good time while classified in administrative segregation, it violates the ex post facto clause of the United States constitution by retrospectively increasing the length of their individual sentences.
The petitioners concede not only that our recent decision in Abed v. Commissioner of Correction, 43 Conn. App. 176, 682 A.2d 558, cert. denied, 239 Conn. 937, 684 A.2d 707 (1996), controls this issue, but that if it is applied to the facts of this case, their argument must fail. They argue, however, that in light of the United States Supreme Court’s decision in Lynce v. Mathis, 519 U.S. 433, 117 S. Ct. 891, 137 L. Ed. 2d 63 (1997), we must reverse Abed and find in their favor. We do not agree, and we conclude that Abed remains good law in Connecticut.
In Abed v. Commissioner of Correction, supra, 43 Conn. App. 178, the commissioner had adopted a new directive that authorized a segregated classification for prison gang inmates who were considered a safety threat to other inmates and to prison staff. Once classified in this manner, the inmate became ineligible to earn statutory good time pursuant to the directive. Id. The petitioner in Abed, who had been incarcerated prior to the adoption of this directive, challenged the directive on ex post facto grounds. Id., 182.
Our Supreme Court has held that an “ ‘act ex post facto relates to crimes only; it is, emphatically, the
The petitioners in the present case do not argue that the adoption and enforcement of the directive result in the making of an innocent act criminal, but rather that the prospective denial of good time credits effectively increases the punishment that is attached to the crimes for which the petitioners are already serving a sentence.
In Lynce v. Mathis, supra, 519 U.S. 433, the United States Supreme Court reviewed a 1992 Florida statute that retrospectively canceled early release credits that had been awarded to prison inmates when the population of the state prison system exceeded predetermined levels. In Lynce, the petitioner was initially awarded such credits, which resulted in his early release from custody. Shortly after his release, the 1992 statute was interpreted as having canceled all provisional credits awarded to inmates convicted of murder or attempted murder. Because the petitioner originally had been convicted of attempted murder, the 1992 statute retrospec
In 1994, the petitioner challenged the cancellation of his early release credits on the ground that it violated the ex post facto clause of the United States constitution. The District Court dismissed the petition, stating that early release credits were an effort to alleviate prison overcrowding and were not an integral part of the petitioner’s punishment. Because of conflict among several federal circuit courts of appeal, the United States Supreme Court granted certiorari on this issue. Id., 436.
The United States Supreme Court held that “[t]o fall within the ex post facto prohibition, a law must be retrospective—that is, ‘it must apply to events occurring before its enactment’—and it ‘must disadvantage the offender affected by it’ . . . by altering the definition of criminal conduct or increasing the punishment for the crime .... The narrow issue that we must decide is . . . whether those consequences disadvantaged petitioner by increasing his punishment.” (Citations omitted.) Id., 441.
In concluding that the legislative act revoking the early release credits was an improper ex post facto law, the Lynce court held that the essential inquiry in an ex post facto analysis is whether the law “had the effect of lengthening petitioner’s period of incarceration.” Id., 443. The Lynce court recognized, however, that a consideration of legislative purpose, at times, may be relevant,
The Lynce court ultimately concluded that “[i]n this case, unlike in Morales, the actual course of events makes it unnecessary to speculate about what might have happened. The 1992 statute has unquestionably disadvantaged petitioner because it resulted in his rearrest and prolonged his imprisonment. Unlike the California amendment at issue in Morales, the 1992 Florida statute did more than simply remove a mechanism that created an opportunity for early release for a class of prisoners whose release was unlikely; rather, it made ineligible for early release a class of prisoners who were previously eligible—including some, like petitioner, who had actually been released.” (Emphasis in original.) Lynce v. Mathis, supra, 519 U.S. 446-47.
Although the petitioners in the present case rely almost entirely on Lynce to support their position, the more recent United States Supreme Court decision in Kansas v. Hendricks, 521 U.S. 346, 117 S. Ct. 2072, 138 L. Ed. 2d 501 (1997), must also be considered when an ex post facto claim is made. In Hendricks, the court granted certiorari to review the Kansas 1994 Sexually Violent Predator Act, which established procedures for the involuntary civil commitment of persons determined to be likely to engage in predatory acts of sexual violence. That act was invoked for the first time to effect the involuntary commitment of the petitioner, who had been scheduled for release from prison shortly after the act became law. Id., 350.
The United States Supreme Court held that the act was not a violation of the ex post facto clause because that clause, “which forbids the application of any new
Our review of both Lynce and Hendricks leads us to the conclusion that in an ex post facto analysis, a court must first determine whether the challenged law is a penal statute and, if not, whether the law is so punitive in fact as to render it penal despite its intent.
In the present case, as in Abed, the challenged directive was not a penal statute and cannot be said to be punitive in nature. The habeas court found, and we agree, that the purpose for the rule precluding inmates from being eligible to earn statutory good time while classified in administrative segregation was not to punish but to aid in controlling the inmate population. Pursuant to the commissioner’s authority, such administrative rules are explicitly permitted. See Abed v. Commissioner of Correction, supra, 43 Conn. App. 183.
Second, if the law is determined to be punitive in nature, it must then be found to apply to events occurring before its enactment. Lynce v. Mathis, supra, 519 U.S. 441. In the present case, Beasley was classified in administrative segregation on March 23, 1995, and the policy change implementing paragraph five of Administrative Directive 9.4 became effective on July 6, 1994. Beasley was classified in administrative segregation because of his ongoing failure to comply with the prison’s rules of good conduct, not because of the crime for which he was serving a sentence. Therefore, as to Beasley, the directive applied to events occurring subsequent to its promulgation, resulting in Beasley’s failure to remain eligible for statutory good time.
We conclude that the habeas court properly found that the directive was not in violation of the ex post facto clause of the United States constitution.
II
The petitioners next claim that the commissioner deprived them of statutory good time without according each of them a hearing. The petitioners argue that while classified in administrative segregation, they earned 195 and 296 days of statutory good time, respectively, of which they were deprived without a proper hearing. We do not agree.
As determined in part I of this opinion, the adoption of Administrative Directive 9.4 was a proper exercise of the commissioner’s authority.
Ill
The petitioners next claim that the commissioner lacked the statutory authority to adopt and enforce Administrative Directive 9.4, paragraph five, which precluded them from being eligible to earn statutory good time. The petitioners contend that such adoption and enforcement was an ultra vires act by the commissioner because (1) he does not have statutory power under §§ 18-81 and 18-7a (c) to make an inmate ineligible to earn statutory good time
In Abed v. Commissioner of Correction, supra, 43 Conn. App. 180, we held that pursuant to the plain language of § 18-7a (c), the commissioner may award good time credits at his discretion. Section 18-81
The petitioners’ next contention, that the commissioner adopted and enforced the directive in contravention of the UAPA, is equally without merit. General Statutes § 18-78a, which provides exceptions to the applicability of the UAPA on the department of correction, has been amended by No. 97-168 of the 1997 Public Acts. That public act provides in relevant part: “(a) (1) The provisions of chapter 54 shall apply to the Department of Correction, except that in adopting regulations in regard to riot control procedures, security and emergency procedures, disciplinary action or classification the Department of Correction shall not be required to follow the procedures in sections 4-168, 4-168a, 4-168b, 4-172, 4-173, 4-174 and 4-176. ... (4) Any regulation, as defined in section 4-166, concerning riot control, security and emergency procedures, disciplinary action, classification or out-of-state transfers which was adopted by the Department of Correction prior to the effective date of this act and which is otherwise valid except that such regulation was not adopted in accordance with chapter 54, is validated, and shall be deemed to have been adopted in compliance with chapter 54.”
IV
The petitioners next claim that the commissioner’s refusal to credit them with statutory good time pursuant to § 18-7a (c) violates their right to equal protection under the law.
“It is established that the equal protection provisions of the federal and state constitutions have the same meaning and limitations. . . . When a statutory classification impinges upon an inherently suspect class or affects a fundamental personal right, the statute is subject to strict scrutiny and is justified only by a compelling state interest. . . . Otherwise, a statute will stand if the classification bears a reasonable relation to a legitimate state interest.” (Citations omitted; internal quotation marks omitted). State Management Assn. of
Inmates given administrative segregation classification are not considered part of a suspect class for the purposes of an equal protection claim and, in distinguishing between classes to award statutory good time, the directive at issue does not intrude upon a fundamental right. “[T]he decision to deny inmates classified as safety threats the opportunity to earn the good time credits specified in § 18-7a (c) does not rise to the level of a constitutionally protected liberty interest.” Abed v. Commissioner of Correction, supra, 43 Conn. App. 181-82. Thus, as long as the administrative segregation classification is rationally related to a legitimate state interest, the petitioners’ equal protection claim must fail.
The habeas court found that “[t]he distinction between inmates in administrative segregation and those who are not is founded on an assessment that the former have behaved so poorly in general population that their continued presence in the less restrictive inmate population constitutes a threat to safety and security.” We conclude that this distinction between inmates is predicated on a rational basis and that the habeas court properly found no violation of equal protection under the law.
V
The petitioners finally claim that the denial of their statutory good time violated the guarantee of due process of law because they were not given notice and a hearing to determine whether and for how long they would remain ineligible to earn such good time. The petitioners’ claim attempts to distinguish between proceedings held to determine inmate classification and
Classification in administrative segregation and the loss of eligibility to earn statutory good time are inextricably connected; to lose eligibility to earn good time, an inmate must first be classified in administrative segregation. A proper hearing as to classification necessarily means a proper hearing as to eligibility, as long as the inmate is properly notified of this nexus. Because it is undisputed that the hearing comported with due process as to classification, the petitioners’ claim thus becomes: During the classification hearings and the subsequent review of their outcomes, did the petitioners have adequate notice as to whether and for how long they would remain ineligible to earn statutory good time?
We have held that the opportunity to earn statutory good time is not a constitutionally protected liberty interest; id.; therefore, only minimal procedural protections are necessary to satisfy the notice requirement of due process. Id.
We conclude that the petitioners were adequately notified as to whether and for how long they would remain ineligible to earn statutory good time. This notification was accomplished through postings noting the change in the directive, through the directives handbook and through the periodic review of the classification determination, which provided notice as to the duration of the administrative segregation classification. The petitioners knew that an administrative segregation classification would result in the ineligibility to
The judgments are affirmed.
In this opinion the other judges concurred.
The constitution of the United States, article one, § 10, provides in relevant part: “No State shall . . . pass any ... ex post facto Law . . . .”
General Statutes (Rev. to 1993) § 18-7a (c) provides in relevant part: “Any person sentenced to a term of imprisonment for an offense committed on or after July 1, 1983, may . . . by good conduct and obedience to the i-ules which have been established for the service of his sentence, earn a reduction of his sentence .... Misconduct or refusal to obey the rules which have been established lor the service of his sentence shall subject the prisoner to the loss of all or any portion of such reduction by the commissioner or his designee.” (Emphasis added.)
Administrative segregation is a level five confinement, which is reserved for inmates who are assessed to have violent tendencies, and who pose a safety threat to other inmates and to prison staff. Inmates assigned to administrative segregation are given a handbook providing information on the rules and procedures applicable to their confinement. The habeas court found that the purpose of administrative segregation is not to punish inmates, but to manage and control violent offenders.
General Statutes § 18-81 provides in relevant part: “The Commissioner of Correction shall administer, coordinate and control the operations of the department and shall be responsible for the overall supervision and direction of all institutions, facilities and activities of the department. He shall establish rules for the administrative practices and custodial and rehabilitative methods of said institutions and facilities in accordance with recognized correctional standards. ... He shall be responsible for establishing disciplinary, diagnostic, classification, treatment . . . programs throughout the department. . . .”
The habeas court agreed with the petitioners that if the time sheets are read in isolation, it appears as if inmates are receiving and then forfeiting good time during each month of confinement in administrative segregation. The court concluded, however, that the form has to be viewed in the larger context of information provided to the inmate population. The habeas court found that Administrative Directive 9.4 itself was the operative rule, and the “maintenance and dissemination to inmates of flawed time sheets purporting to show a grant coupled with a forfeiture was an unartful and inaccurate attempt to accommodate the new directive to an unnecessarily rigid computer program.”
There are four types of ex post facto laws. The first is “ ‘[e]very law that makes an action done before the passing of the law, and which was innocent when done, criminal; and punishes such action. [Second.] Every law that aggravates a crime, or makes it greater than it was, when committed. [Third.] Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed. [Fourth.] Every law that alters the legal rules of evidence, and receives less, or different, testimony, than the law required at the time of the commission of the offence, in order to convict the offender.’ ” Lynce v. Mathis, supra, 519 U.S. 441 n.13.
The Lynce court further stated that '‘[wjhether such a [legislative] purpose alone would be a sufficient basis for concluding that a law violated the Ex Post Facto Clause when it actually had no such effect is a question the Court has never addressed.” Lynce v. Mathis, supra, 519 U.S. 444. The court went on to conclude that the purpose behind the 1992 enactment of the offense based exclusion, namely, to prevent the early release of prisoners
Because we concluded that the directive at issue in Abed v. Commissioner of Correction, supra, 43 Conn. App. 176, was nonpunitive, our ex post facto inquiry properly ended there. Although we could end our analysis in this case with the conclusion that Administrative Directive 9.4 is nonpunitive, it is necessary to complete a thorough review to distinguish Lynce adequately from the present case.
Because the inmates were ineligible to earn statutory good time, the holding in Nichols v. Warren, 209 Conn. 191, 550 A.2d 309 (1988), which states that an eligible inmate cannot forfeit good time credits not yet earned,
See footnote 5.
The petitioners originally stated this claim as follows: “[T]he commissioner does not have the statutory power under § 18-81 and § 18-7a (c) to abolish statutory good time for an eligible inmate.” Although initially articulated this way, the petitioners’ argument addresses the issue as presented in the body of this opinion. Consequently, we have decided this claim as briefed and argued by the parties.
U.S. Const., amend. XIV; Conn. Const., amend. XXI.