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Ricardo Flores, Ricardo Sandoval, and Ronald G. Hole v. Jesucita Garcia, Rafael Garcia, Yuvia Garcia, Individually and as Next Friend of Minor Rylan Martinez
13-15-00047-CV
| Tex. App. | Oct 8, 2015
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Background

  • Appellees sued Flores and Sandoval for injuries from a tractor-trailer collision; Hole was their attorney and is also an appellant.
  • The trial court ordered Flores and Sandoval to appear for depositions at plaintiffs’ counsel’s office; defendants appeared but Sandoval’s deposition was suspended by Hole after contentious questioning about Sandoval’s English and use of an interpreter.
  • Hole filed a motion to require the deposition comply with the Rules; plaintiffs moved to strike defendants’ answer or impose sanctions ($3,500) for alleged noncompliance.
  • Plaintiffs submitted medical records with affidavits under Tex. Civ. Prac. & Rem. Code §18.001; Hole filed controverting affidavits asserting customary provider discounts and noncollection. Plaintiffs moved to strike Hole’s affidavits and to disqualify him as witness-counsel.
  • The court’s August 7 order denied disqualification, struck Hole’s controverting affidavit, granted a $3,500 sanction (jointly and severally against defendants and Hole), and allowed completion of the deposition under the Rules.
  • On October 16 the court granted plaintiffs’ Rule 13/Chapter 10 motion and assessed $1,000 in fees against defendants or Hole. The parties later settled the underlying case; appellants filed a limited appeal of the two sanction orders.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Trial court abused discretion in imposing $3,500 discovery sanction for failing to comply with deposition order Defendants intentionally refused to comply with the court’s order to be deposed; sanction appropriate Defendants appeared at ordered time/place; Hole lawfully suspended Sandoval’s deposition under Tex. R. Civ. P. 199.5(g) and (f); no evidence of bad faith by defendants; if sanctionable, it was counsel-only conduct Reversed as an abuse of discretion; no evidence defendants disobeyed order; sanction unjust as to Flores and Sandoval because conduct attributable to counsel only
Trial court erred by imposing $1,000 Rule 13/Ch. 10 sanctions without stating particularized good cause or basis Hole’s controverting affidavits were groundless/frivolous and warranted sanctions under Rule 13 and Ch. 10 Affidavits were filed in good faith; trial court failed to identify particulars showing bad faith, improper purpose, or lack of evidentiary support Reversed: trial court failed to state required particularized findings under Tex. R. Civ. P. 13 and Tex. Civ. Prac. & Rem. Code §10.005, precluding meaningful review; sanctions vacated

Key Cases Cited

  • Williams v. Lara, 52 S.W.3d 171 (Tex. 2001) (mootness requires live controversy at all stages)
  • Cire v. Cummings, 134 S.W.3d 835 (Tex. 2004) (standard of review for sanctions is abuse of discretion)
  • Nath v. Tex. Children's Hosp., 446 S.W.3d 355 (Tex. 2014) (requirements for pleading sanctions and presumption of good faith)
  • Unifund CCR Partners v. Villa, 299 S.W.3d 92 (Tex. 2009) (some evidence supports sanctions review)
  • Spohn Hosp. v. Mayer, 104 S.W.3d 878 (Tex. 2003) (sanction must target true offender; allocate responsibility between counsel and party)
  • Am. Flood Research, Inc. v. Jones, 192 S.W.3d 581 (Tex. 2006) (sanction must have direct relationship to misconduct and not be excessive)
  • Hooks v. Samson Lone Star, Ltd. P'ship, 457 S.W.3d 52 (Tex. 2015) (effects of agreed judgment on appellate issues)
  • Gulf Ins. Co. v. Burns Motors, Inc., 22 S.W.3d 417 (Tex. 2000) (consent judgments have same force as contested judgments)
  • Galindo v. Prosperity Partners, Inc., 429 S.W.3d 690 (Tex. App.—Eastland 2014) (party should not be punished for counsel-only misconduct absent evidence party was implicated)
  • TransAm. Natural Gas Corp. v. Powell, 811 S.W.2d 913 (Tex. 1991) (principle on party liability for counsel’s conduct)
  • Rudisell v. Paquette, 89 S.W.3d 233 (Tex. App.—Corpus Christi 2002) (trial court must state particulars when imposing Rule 13/Ch.10 sanctions)
Read the full case

Case Details

Case Name: Ricardo Flores, Ricardo Sandoval, and Ronald G. Hole v. Jesucita Garcia, Rafael Garcia, Yuvia Garcia, Individually and as Next Friend of Minor Rylan Martinez
Court Name: Court of Appeals of Texas
Date Published: Oct 8, 2015
Docket Number: 13-15-00047-CV
Court Abbreviation: Tex. App.