953 F.3d 1030
8th Cir.2020Background
- Union Pacific’s Health and Medical Services (HMS) evaluates employees after certain "reportable health events" (e.g., heart attack, stroke, seizure); employees are removed from duty during evaluation.
- HMS applies medical guidelines and may impose "functional work restrictions" based on an acceptable risk threshold (no greater than 1% annual risk of sudden incapacitation); supervisors then assess whether employees can perform essential job functions with or without accommodation.
- Quinton Harris and other current/former employees sued under the ADA (42 U.S.C. § 12112(a), (b)(6)), alleging the fitness-for-duty policy systematically removes workers with disabilities.
- The district court certified a hybrid Rule 23(b)(2) (injunctive/declaratory relief) and Rule 23(b)(3) (damages) class comprising employees subject to fitness-for-duty evaluations since Sept. 18, 2014, and adopted a two-stage (Teamsters-style) trial plan.
- Union Pacific appealed, arguing certification was improper because individualized, job-specific inquiries (job-relatedness and business necessity) defeat Rule 23(b)(2) cohesion and Rule 23(b)(3) predominance/superiority.
- The Eighth Circuit assumed (without deciding) the Teamsters framework might apply to ADA pattern-or-practice claims but held the district court abused its discretion in certifying the class because individualized inquiries would overwhelm any common proof.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 23(b)(2) (cohesiveness) permits class certification | Policy is facially discriminatory and a classwide injunction can provide relief | Determination requires individualized, job-by-job and condition-by-condition analysis (job-relatedness/business necessity) | Reversed: class fails 23(b)(2) cohesiveness because resolution requires individualized inquiries |
| Whether Rule 23(b)(3) (predominance/superiority) permits class certification | A common predominant question exists (policy unlawfully discriminatory) and the same evidence can prove classwide liability | Individual questions (over 650 distinct positions, different conditions) predominate; district court did not perform a rigorous predominance analysis | Reversed: predominance not met; district court abused discretion; superiority not decided conclusively |
| Whether the Teamsters two-stage framework can cure individualized ADA inquiries | Teamsters-style pattern-or-practice proof allows class treatment of discrimination claims | Teamsters cannot avoid ADA requirements that job-relatedness and business necessity be assessed per position/condition | Court assumed Teamsters could apply but concluded it cannot cure the fundamental individualized nature of the ADA inquiry; certification improper |
Key Cases Cited
- Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338 (2011) (Rule 23(b)(2)/(b)(3) certification requires classwide questions that can generate common answers)
- Int’l Bhd. of Teamsters v. United States, 431 U.S. 324 (1977) (two-step framework for pattern-or-practice discrimination proof)
- Hohider v. United Parcel Serv., Inc., 574 F.3d 169 (3d Cir. 2009) (applying Teamsters framework to ADA claims and emphasizing need to examine ADA elements for class treatment)
- Ebert v. Gen. Mills, Inc., 823 F.3d 472 (8th Cir. 2016) (predominance requires rigorous analysis of common vs. individual questions)
- Avritt v. Reliastar Life Ins. Co., 615 F.3d 1023 (8th Cir. 2010) (23(b)(2) inappropriate when conduct requires individualized evaluation)
- Belk v. Sw. Bell Tel. Co., 194 F.3d 946 (8th Cir. 1999) (employer asserting business necessity must validate test/job-relatedness for specific position)
- Bates v. United Parcel Serv., Inc., 511 F.3d 974 (9th Cir. 2007) (job-relatedness requires demonstration that standard fairly measures ability to perform essential functions)
- Postawko v. Mo. Dep’t of Corr., 910 F.3d 1030 (8th Cir. 2018) (appellate review requires district courts to perform rigorous predominance analysis)
