ELECTRONIC FRONTIER FOUNDATION, INC., Plaintiff and Appellant, v. THE SUPERIOR COURT OF SAN BERNARDINO COUNTY, Defendant and Respondent; SAN BERNARDINO COUNTY DISTRICT ATTORNEY‘S OFFICE et al., Real Parties in Interest and Respondents.
E076778
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA, FOURTH APPELLATE DISTRICT, DIVISION TWO
Filed 9/15/22
CERTIFIED FOR PUBLICATION; (Super. Ct. No. CIVDS1930054)
OPINION
APPEAL from the Superior Court of San Bernardino County. Brian S. McCarville and Dwight W. Moore, Judges. Affirmed.
Electronic Frontier Foundation, Inc., and Aaron Mackey; Law Office of Michael T. Risher and Michael T. Risher, for Plaintiff and Appellant.
Neon Law Foundation and Nicholas Shook; First Amendment Coalition, Glen A. Smith, David E. Snyder and Monica N. Price as Amici Curiae on behalf of Plaintiff and Appellant.
Jason Anderson, District Attorney, and Mark A. Vos, Deputy District Attorney, for Real Party in Interest and Respondent, District Attorney.
Michelle D. Blakemore, County Counsel, and Miles Kowalski, Deputy County Counsel, for Real Party in Interest and Respondent, the Sheriff.
I. INTRODUCTION
Between 2018 and 2020, Electric Frontier Foundation, Inc. (EFF) moved to unseal affidavits filed in support of executed search warrants requested by the San Bernardino County Sheriff‘s Department (the Sheriff) and issued under seal by the San Bernardino Superior Court between March 2017 and March 2018. The trial court denied EFF‘s motion and ordered the affidavits to remain sealed. EFF appeals, and we affirm.
II. FACTUAL AND PROCEDURAL BACKGROUND
EFF is a “non-profit civil liberties organization working to protect and promote fundamental liberties in the digital world.” According to EFF, cell-site simulators always collect the digital data of innocent people. “A cell-site simulator works as its name suggests—it pretends to be a cell tower on the network of the target phone‘s service provider. It takes advantage of the fact that a cell phone—when turned on—constantly seeks out nearby cell towers, even if the user is not making a call. Furnished with identifying information concerning the target phone, the cell-site simulator searches for
EFF claims law enforcement authorities in San Bernardino County lead the state in the use of cell-site simulators. According to EFF, the Sheriff regularly seeks warrants to use cell-site simulators while moving to keep the warrants sealed indefinitely, and the San Bernardino County Superior Court (the Superior Court) largely grants the request when issuing the warrants. EFF has sought information about numerous search warrants issued by the Superior Court, but this case is about EFF‘s request for eight search warrants.
Because of its concerns about the use of cell-site simulators, EFF petitioned to unseal eight “search warrant packets” that contained warrants issued by the Superior Court between March 2017 and March 2018 that allowed the Sheriff to use cell-site simulators. (See
Specifically, the County argued the returns to the executed search warrants and the so-called ”Hobbs affidavits”2 in support of the warrants should remain sealed indefinitely, because they contain sensitive information about confidential informants (
The trial court held a hearing on the County‘s motion in January 2021. At the time of the hearing, the proceedings related to the eight search warrants were at different stages. All of the warrants had been executed and their related investigations had all been completed. Some of the warrants had contributed to three indictments and two convictions, while another defendant was still awaiting trial at the time of the hearing.
III. DISCUSSION
EFF argues the trial court should have unsealed the search warrant affidavits under
1. EFF‘s Standing
The County suggests that EFF lost standing to move to unseal the affidavits once the trial court decided that they should remain sealed. We disagree. “‘A litigant‘s standing to sue is a threshold issue to be resolved before the matter can be reached on the merits. [Citation.]‘” (Troyk v. Farmers Group, Inc. (2009) 171 Cal.App.4th 1305, 1345, italics added.) A party‘s standing is thus a jurisdictional issue “unrelated to the merits” of the action. (Hudis v. Crawford (2005) 125 Cal.App.4th 1586, 1592.) EFF, like every other member of the public, “‘has a legitimate interest and right of general access to court
2. Section 1534(a)
EFF argues that the search warrant packets had to be unsealed under
EFF argues we should apply the four-part test in NBC Subsidiary (KNBC-TV, Inc.) v. Superior Court (1999) 20 Cal.4th 1178 (NBC Subsidiary) to determine whether the trial court properly found the Hobbs affidavits should not be unsealed under
On the other hand, Hobbs outlines a procedure trial courts must follow to determine whether to unseal a Hobbs affidavit. (Hobbs, supra, 7 Cal.4th at pp. 972-975.) “The court‘s first step is to determine whether the affidavit or any major portion of it has been properly sealed. [Citation.] This question entails two determinations: ‘It must first be determined whether sufficient grounds exist for maintaining the confidentiality of the informant‘s identity. It should then be determined whether the entirety of the affidavit or any major portion thereof is properly sealed, i.e., whether the extent of the sealing is necessary to avoid revealing the informant‘s identity.’ [Citation.] If the court ‘finds that
EFF argues, and the County agrees, that we review de novo the trial court‘s ruling that nothing in the Hobbs affidavits should be unsealed. We disagree. Our Supreme Court has held that a trial court‘s ruling that official information under
At oral argument, EFF vigorously argued that we should apply a de novo standard of review. But the cases EFF cited in its briefs and at oral argument are either distinguishable or unpersuasive.
The main case EFF (and the County) relies on is People v. Jackson (2005) 128 Cal.App.4th 1009, 1020 (Jackson). There, various news organizations appealed the trial court‘s denial of their motion to unseal various documents, including search warrant affidavits, under the predecessor to California Rule of Court, rule 2.550 in the child molestation case against pop star Michael Jackson. (Id. at p. 1014.) The Jackson court broadly read our Supreme Court‘s decision in In re George T. (2004) 33 Cal.4th 620, 634 (George T.) and the United States Supreme Court‘s decision in Bose Corp. v. Consumers Union of U.S., Inc. (1984) 466 U.S. 485 (Bose), as holding that “cases implicating First Amendment rights are subject to independent review.”5 (Jackson, supra, at p. 1021.)
But neither decision concerned whether court records should be sealed or unsealed due to First Amendment concerns. Neither George T., Bose nor the Jackson courts had occasion to consider
The Jackson court did, however, note that “‘codified privileges and decisional rules together comprise an exception to [
We discern no compelling reason why a trial court‘s ruling on a criminal defendant‘s motion to unseal search warrant materials that may show that the resulting search violated the defendant‘s Fourth Amendment rights should be reviewed for an abuse of discretion while a motion to unseal search warrants should be reviewed de novo when the First Amendment is implicated. Several courts have held explicitly that a trial court‘s sealing order is reviewed for an abuse of discretion even when the First Amendment is at play. (See, e.g., United States v. Doe (2d Cir. 1995) 63 F.3d 121, 125 [reviewing order closing court proceedings for an abuse of discretion]; Flynt v. Lombardi (8th Cir. 2018) 885 F.3d 508, 511 [“[W]e review the district court‘s ultimate decision to seal or unseal for an abuse of discretion“]; United States v. Doe (9th Cir. 2017) 870 F.3d 991, 996 [“[W]e review a decision whether or not to seal the judicial records for abuse of discretion“]; In re Los Angeles Times Communications LLC (D.C. Cir. 2022) 28 F.4th 292, 297 [same].) We therefore respectfully disagree with the Jackson court‘s overly broad reading of George T. and Bose as holding that that all cases implicating the First Amendment require independent or de novo review.
EFF emphasized at oral argument that various appellate courts have applied de novo review in “right to access” cases implicating the First Amendment. But we must decide whether the trial court erroneously denied EFF‘s motion to unseal under
This makes sense because when deciding whether to seal or unseal a Hobbs affidavit when the People invoke the protections of
We therefore conclude the abuse-of-discretion standard is appropriate here. (See Davis v. Superior Court (2010) 186 Cal.App.4th 1272, 1277 [“We review the trial court‘s ruling concerning the disclosure of the identity of a confidential informant under the abuse of discretion standard,” citing Hobbs, supra, 7 Cal.4th at p. 976; see also People v. Bradley, supra, 7 Cal.App.5th at p. 620; People v. Kelly (2018) 28 Cal.App.5th 886, 906.)
We find no abuse of discretion here. We have thoroughly reviewed the Hobbs affidavits and conclude that the trial court reasonably found that the information they contain is either official information under
Although we find the abuse-of-discretion standard to be the appropriate standard of review here, we would still affirm the trial court‘s ruling under
This conclusion is buttressed by our conclusion, explained in more detail below, that EFF does not have a First Amendment right to the affidavits. Given that conclusion, it follows that the trial court properly found that the County‘s interests in maintaining the Hobbs affidavits sealed as privileged under
3. Rules 2.550 and 2.551
EFF also contends the trial court should have unsealed the Hobbs affidavits under Rules 2.550 and 2.551. We disagree.
The Rules also did not require the trial court to unseal official information privileged under
4. First Amendment
EFF argues that it has a First Amendment right to have the Hobbs affidavits unsealed and that the privileges afforded by
Relying on cases from jurisdictions outside of California, the County argues EFF fails the first prong of the Press-Enterprise test because there is no historical tradition of public access to search warrant materials. EFF contends Jackson, supra, 128 Cal.App.4th 1009 applied the history and utility test and found there is a First Amendment right to sealed search warrant materials.
In Jackson, the trial court sealed search warrants and supporting materials to protect the privacy of minors allegedly abused by the defendant, pop star Michael Jackson. (Jackson, supra, 128 Cal.App.4th at p. 1015.) The appellant-newspaper argued the trial court made insufficient findings to support its order sealing the documents,
The Jackson court noted that “most judicial proceedings and records” are presumptively open to the public under the First Amendment while observing that NBC Subsidiary allows a court to keep certain records under seal. (Jackson, supra, 128 Cal.App.4th at p. 1022.) Without analyzing whether the search warrant records were presumptively open to the public, the Jackson court affirmed, holding that the trial court‘s sealing order met “the standards set forth in NBC Subsidiary.” (Ibid.) In other words, the Jackson court and parties simply assumed that the First Amendment applied to the sealed search warrants.
EFF cites no other case to support its position that the First Amendment attaches to the Hobbs affidavits here. The County correctly notes that no California court has directly addressed the issue, while several cases from other jurisdictions hold that there is no First Amendment right to search warrant materials and note that courts are split on the issue. (See In re Granick (N.D.Cal. 2019) 388 F.Supp.3d 1107, 1123 [noting that “[c]ircuit courts are split on the question whether there is a First Amendment qualified right of access to warrant materials” and that the issue “has divided the district courts“].)
Moreover, there is no California-based tradition of disclosing materials that are exempt from disclosure under
EFF alternatively argues that some of the cases the County relies on are distinguishable because they involved pre-indictment requests for search warrant materials, not materials concerning warrants already executed in cases where indictments have already been filed. (E.g., Times Mirror, supra, 873 F.2d 1210 [holding no First Amendment to search warrant materials “when an investigation is ongoing but before indictments have been returned“].)
But the case the County mainly relies on, Fair Finance, supra, 692 F.3d 424, held there was no First Amendment right to search warrant materials irrespective of the stage of the proceedings. In that case, the district court denied two newspapers’ motion to unseal search warrant materials after the defendant had been indicted. (Id. at p. 428.) The Sixth Circuit affirmed, finding that there was “no evidence” that search warrant materials have “historically been [made] open to the press and public,” even after the warrants had been executed. (Id. at p. 430.) Because there is no “historical tradition of
While acknowledging Fair Finance, EFF asks us to follow In re Search Warrant for Secretarial Area Outside Office of Gunn (8th Cir. 1988) 855 F.2d 569 (Gunn), which held there is a First Amendment right to search warrant materials, even pre-execution. Gunn reasoned that because search warrants and supporting affidavits are traditionally filed as public records, they are generally open to the public and thus accessible under the First Amendment. (Id. at p. 573.) But Gunn ignored the Supreme Court‘s repeated observation that search warrant proceedings and materials traditionally are not publicly accessible. (E.g., United States v. United States District Court (1972) 407 U.S. 297, 321 [“[A] warrant application involves no public or adversary proceedings: it is an ex parte request before a magistrate or judge“]; Franks v. Delaware (1978) 438 U.S. 154, 169 [warrant proceedings are “necessarily ex parte, since the subject of the search cannot be tipped off to the application for a warrant lest he destroy or remove evidence“].)
As the County correctly puts it, Gunn is an “outlier.” As far as we are awarel, Gunn conflicts with every federal circuit court and all but one state court of last resort that has considered whether there is a First Amendment right to search warrant materials. (See Fair Finance, supra, 692 F.3d at p. 433, fn. 3; Times Mirror, supra, 873 F.2d at p. 1218; Baltimore Sun Co. v. Goetz (4th Cir. 1989) 886 F.2d 60, 64-65; Seattle Times Co. v. Eberharter, supra, 105 Wn.2d at p. 154; Newspapers of New England, Inc. v. Clerk-Magistrate of the Ware Division of the District Court Department & others. (Mass. 1988) 403 Mass. 628; State v. Cummings (Wis. 1996) 199 Wis.2d 721, 740; State v. Rybin (Neb. 2001) 262 Neb. 77, 82; see also In re Search Warrants Issued in Connection with the Investigation Into Death of Nancy Cooper (N.C. App. 180) 200 N.C.App. 180, 189; but see State v. Archuleta (Utah 1993) 857 P.2d 234, 239 [following Gunn].) We therefore join the overwhelming majority of state and federal courts and decline to follow Gunn.
EFF alternatively argues that the bulk of these cases are distinguishable because they do not involve post-execution, post-arrest, and/or post-indictment search warrant materials. They argue that the stage of the proceedings is sometimes dispositive, noting that the Ninth Circuit has held that “[p]ost-investigation, however, warrant materials “have historically been available to the public.“” (United States v. Business of Custer Battlefield Museum & Store Located at Interstate 90, Exit 514, S. of Billings, Montana (9th Cir. 2011) 658 F.3d 1188, 1193 (Custer Battlefield).) But that statement was in the context of the court‘s analysis under the common law. (Ibid.) The Ninth Circuit expressly declined to address the issue under the First Amendment. (Ibid.) Like the Sixth Circuit, “[w]e cannot accept the argument that the common law right of access supports a finding here of an analogous First Amendment right of access to search warrant documents.” (Fair Finance, supra, 692 F.3d at p. 431; see also In re Granick, supra, 388 F.Supp.3d at p. 1126 [noting Custer Battlefield‘s holding but finding no First Amendment right to post-execution warrant materials in part because there was no
EFF correctly notes, however, that even without a historical tradition of accessibility to search warrant materials, we may still find there is a First Amendment right to those materials based solely on Press-Enterprise‘s utility prong. (NBC Subsidiary, supra, 20 Cal.4th at p. 1214, 1214, fn. 32; accord, In re Copley Press, Inc. (9th Cir. 2008) 518 F.3d 1022, 1026.) As applied here, the utility prong asks whether public access to the Hobbs affidavits will “‘play[] a significant positive role in the functioning‘” of the search warrant process. (NBC Subsidiary, supra, at p. 1206.)
Fair Finance considered the effects that granting access to post-execution, post-indictment search warrant materials would have on the warrant process and found that “access would be detrimental to the search warrant application and criminal investigatory processes.” (Fair Finance, supra, 692 F.3d at p. 433.) In reaching that conclusion, the Sixth Circuit made a series of observations: “[T]he execution of the search does not eliminate the possibility of harm from the disclosure of the information contained in the documents. First and most obviously, because the documents must detail the government‘s evidence of criminal activity so as to establish probable cause for a search, they would likely identify information sources, such as wiretaps and undercover operations, the continued utility of which will be compromised by disclosure. The safety
We therefore conclude EFF has not satisfied the utility prong of the Press-Enterprise test. Because EFF fails both prongs of that test, EFF does not have a First Amendment right to the Hobbs affidavits. As a result, we need not determine whether the trial court properly kept the records sealed under NBC Subsidiary.
But, even if EFF had a qualified First Amendment right to the Hobbs affidavits, the trial court properly kept them sealed under NBC Subsidiary‘s four-part test that EFF urges us to apply here. Under that test, the Hobbs affidavits may be sealed only if the trial court “expressly finds (i) there exists an overriding interest supporting . . . sealing; (ii) there is a substantial probability that the interest will be prejudiced absent . . . sealing; (iii) the proposed . . . sealing is narrowly tailored to serve the overriding interest; and (iv) there is no less restrictive means of achieving the overriding interest.” (NBC Subsidiary, supra, 20 Cal.4th at pp. 1217-1218, fns. omitted.)
We agree with the trial court that those interests would be prejudiced if the Hobbs affidavits were unsealed. “We enter into this analysis keeping in mind that assessing the likely effect of an event by its nature calls for speculation.” (In re Willon (1996) 47 Cal.App.4th 1080, 1100.) But it is probable that confidential informants could be identified, even if their names remained redacted as EFF requests, by piecing together other, unredacted information in the affidavits. The County‘s “confidential investigatory information” necessarily would be revealed if the affidavits were unsealed given that they contain detailed information about the circumstances and investigations that led County law enforcement to seek search warrants.
The trial court also properly found that all of the Hobbs affidavits had to remain sealed and that even select portions of them could not be unsealed. “[R]edacting individual facts from the search warrant affidavit[s] is impossible. Benign information is inextricably intertwined with prejudicial information.” (Jackson, supra, 128 Cal.App.4th at p. 1026.) Limited redaction therefore may not sufficiently guard the overriding interests that justify sealing the Hobbs affidavits. (See Goff v. Graves (8th Cir. 2004) 362 F.3d 543, 550.)
Although not every single line of the Hobbs affidavits contains confidential information, the affidavits are full of information about confidential informants, facts learned from those informants, and information about the County‘s investigations and investigatory techniques. Redacting all of the confidential information in the affidavits “would yield, at best, unintelligible paragraphs.” (Jackson, supra, 128 Cal.App.4th at p. 1028.) Thus, a “line-by-line redaction” of the affidavits is “not practicable.” (Gunn, supra, 855 F.2d at p. 574.) “[E]ffective, efficient, and fair procedures must be employed. [Citation.] Access only to those portions of the [Hobbs affidavits] that do not contain the implicated information would be a Pyrrhic victory for access, with little benefit to the functioning of the system.” (United States v. Gonzales (10th Cir. 1998) 150 F.3d 1246, 1261.)
In short, even if the NBC Subsidiary test applies here, the trial court‘s order satisfied it. The trial court therefore properly sealed the Hobbs affidavits under NBC Subsidiary.
5. California Constitution
EFF next argues that it has a right to the Hobbs affidavits under article I, section 2 and section 3, subdivision (b) of the California Constitution (sections 26 and 3(b)), our state‘s corollary to the First Amendment. We disagree.
Section 2 provides “broad access rights to judicial hearings and records.” (Copley Press, Inc. v. Superior Court (1992) 6 Cal.App.4th 106, 111.)
Across the nation, preliminary hearings have been traditionally open to the public while search warrant proceedings usually have been (and remain) ex parte proceedings closed to the public. (See El Vocero de Puerto Rico v. Puerto Rico, supra, 508 U.S. at pp. 150-151 [“The established and widespread tradition of open preliminary hearings among the States . . . .“]; United States v. United States District Court, supra, 407 U.S. at
6. Common Law
Lastly, EFF argues it has a right to the Hobbs affidavits under the common law. “‘Common law rights provide the press and the public with less access than First Amendment rights,’ and the decision to seal or grant access to warrant papers is ‘“committed to the sound discretion of the judicial officer who issued the warrant.“‘” (Overstock.com, supra, 231 Cal.App.4th at p. 490; accord, Custer Battlefield, supra, 658 F.3d at p. 1197, fn. 7 [“The First Amendment is generally understood to provide a stronger right of access than the common law.“].) Because we conclude the trial court properly denied EFF access to the Hobbs affidavits under the First Amendment, the court did not abuse its discretion by denying EFF access under common law.
IV. DISPOSITION
The trial court‘s order denying EFF‘s petition to unseal the Hobbs affidavits is affirmed.7
CERTIFIED FOR PUBLICATION
CODRINGTON
J.
We concur:
RAMIREZ
P. J.
MILLER
J.
