SARA M., Petitioner, v. THE SUPERIOR COURT OF TUOLUMNE COUNTY, Respondent; TUOLUMNE COUNTY DEPARTMENT OF SOCIAL SERVICES, Real Party in Interest.
No. S129821
Supreme Court of California
Aug. 8, 2005.
36 Cal.4th 998
COUNSEL
Sara M., in pro. per.; and Janet G. Sherwood, under appointment by the Supreme Court, for Petitioner.
No appearance for Respondent.
Gregory J. Oliver, County Counsel, and Kim M. Knowles, Deputy County Counsel, for Real Party in Interest.
Kathleen Bales-Lange, County Counsel (Tulare), John A. Rozum, Chief Deputy County Counsel, Bryan C. Walters, Deputy County Counsel; and Jennifer B. Henning for California State Association of Counties as Amicus Curiae on behalf of Real Party in Interest.
OPINION
CHIN, J.—In this case, three children were removed from the custody of their mother, petitioner, Sara M. (hereafter mother), on grounds that she had failed to protect them and they had suffered serious emotional damage. (
In this writ proceeding, mother contends that
Mother also claims her failure to contact or visit her children during this time was excusable because the Tuolumne County Department of Social Services (hereafter department) effectively prevented her from visiting them. As we explain, we disagree.
I. FACTUAL AND PROCEDURAL HISTORY
In November 2003, the department filed juvenile dependency petitions on behalf of mother‘s three children, who were four, seven, and eight years old
Mother failed to appear at the December 30 hearing, and her attorney did not know where she was. The juvenile court found it had dependency jurisdiction under
Over the next six months, mother failed to comply with her drug dependency treatment and reunification plans. According to the department‘s six-month review report prepared in June, the only time she visited her children was on January 7. At that time, she had a “faint negative” test for methamphetamine on a presumptive test and was permitted to visit. During that visit, mother reportedly acted inappropriately and challenged the visitation rules. Consequently, the visit ended early, and the department discontinued further visits until mother agreed to abide by the visitation rules. Mother failed to appear at a court hearing on February 3, and the court issued a bench warrant. At a hearing on April 13, at which mother again did not appear, the court ordered her terminated from the dependency drug court program because she failed to participate or appear in hearings before that court.
Mother appeared at the six-month review hearing on June 22. The court told mother that it had “ordered you to do certain things, you haven‘t done it. There hasn‘t been any contact, you‘re not going to groups, you‘re not testing.” It told her she had “a couple of weeks to fall in line and . . . start doing what you need to do . . . . If you don‘t, then the Court‘s going to terminate reunification services.” It scheduled another hearing for July 13, and told mother to “get over to your social worker and get with this program.”
A contested hearing was held on July 13, and then continued to July 15. A supplemental report the department provided for the July 13 hearing stated that on June 22, mother provided a random substance abuse test that was positive for methamphetamine. She was arrested that day for driving under the influence. She failed to take any scheduled substance abuse tests after June 22. She was arrested on June 30 for possession of a controlled substance and drug paraphernalia, although she denied that the drugs and paraphernalia were hers. On July 8, the social worker called mother and asked why she had not complied with the court‘s directives. Mother said after her arrest she was unable to comply. She asked to visit her children and was told she had to comply with the case plan and not be under the influence of methamphetamine for a visit to occur.
The department recommended the court terminate reunification services under
Mother testified at the July 15 hearing. She admitted that she had signed the reunification case plan, but she said she did not fully understand it. She said she attended about three “group meetings,” but then her “car had broken down and stuff like that, so I failed to go to any more.” She said that if the court permitted her to participate in reunification services for the next six months, she was “hoping” that she could comply with the court‘s orders. She
At the end of the July 15 hearing, the court terminated reunification services and scheduled a hearing on November 9 to establish a permanent plan. It told mother that in June it had given her “another chance, perhaps to get into DDC [dependency drug court], to give the Court a reason to extend [reunification] services.” It noted the difficulty of balancing “the time it takes for someone to actually get clean and sober and build some sort of a foundation so they can stay that way, versus . . . what‘s in the best interests of the children and that the children be placed . . . in an appropriate supportive living environment, a safe living environment. They just don‘t always mesh.” It said it had no “reasonable belief that the child will be returned to [mother] in the next six months.” It also made the findings the department‘s report recommended, including finding by clear and convincing evidence that there had been no contact between mother and the children in the last six months. In the meantime, the court ordered that the youngest child be placed with his grandmother and the other two with their grandfather.
Mother filed the instant writ petition challenging the order terminating reunification services. The Court of Appeal granted the petition. It directed the superior court to conduct a new six-month review hearing and to reinstate reunification services for an additional six months. We granted the department‘s petition for review.
II. DISCUSSION
A. Interpretation of section 366.21, subdivision (e)
“California has a comprehensive statutory scheme establishing procedures for the juvenile court to follow when and after a child is removed from the home for the child‘s welfare. (
In this case, the court terminated reunification efforts and scheduled a permanency planning hearing. The permanency planning hearing does not necessarily result in a loss of parental rights, but it very often does. (In re Celine R., supra, 31 Cal.4th at pp. 52-53.) Accordingly, terminating reunification services and setting the matter for a permanency planning hearing has potentially serious consequences for a parent.
The issue here is whether the specified period of time in which the court must provide reunification services had expired before the court set the permanency planning hearing. Mother contends she was entitled to an additional six months of services. This is a question of statutory interpretation. Generally, subject to certain exceptions not relevant here that can extend the time period, if, as here, the child is over three years of age when removed from the home, the reunification period “shall not exceed” 12 months. (
This paragraph was interpreted in In re Monique S. (1993) 21 Cal.App.4th 677 (Monique S.). In that case, the child was initially removed from the mother under subdivision (b), but not subdivision (g), of
The court found support for its interpretation in former rule 1460(f)(2)(A). (Monique S., supra, 21 Cal.App.4th at p. 682.) The relevant subdivision of the rule has been renumbered, but it is still substantially identical to the rule cited in Monique S. Today, as relevant, it provides that the court may set the permanency planning hearing at the initial six-month review hearing if: “(A) the child was removed under section 300(g) and the court finds by clear and convincing evidence that the parent‘s whereabouts are still unknown; or [[] (B) the court finds by clear and convincing evidence that the parent has not had contact with the child for six months; or [[] (C) the court finds by clear and convincing evidence that the parent has been convicted of a felony indicating parental unfitness . . . .” (
The Monique S. court noted that the “[r]ules relating to the juvenile court are ‘designed to implement the purposes of the juvenile court law by promoting uniformity in practice and procedure and by providing guidance to judges, referees, attorneys . . . and others participating in the juvenile court.’ (
The Monique S. opinion was followed, albeit without independent analysis, in In re Tameka M. (1995) 33 Cal.App.4th 1747, 1754, and cited with approval in dicta in In re David H. (1995) 33 Cal.App.4th 368, 386, footnote 11.
Although the statute can be read as the Court of Appeal did here, over 15 years have passed since rule 1460 was promulgated, and 12 years have passed since Monique S. interpreted the statute. For several reasons, we conclude that we should not abruptly change the rule and this interpretation.
Ultimately, the interpretation of a statute is a legal question for the courts to decide, and an administrative agency‘s interpretation is not binding. (Reno v. Baird (1998) 18 Cal.4th 640, 660.) Certainly the Judicial Council‘s interpretation of a statute, as reflected in the Rules of Court, is not binding on the courts, and we will invalidate a rule if it is contrary to statute. (People v. Hall (1994) 8 Cal.4th 950, 960-961.) But we have also said that when a statute is susceptible of more than one interpretation, we will consider an administrative interpretation of the statute that is reasonably contemporaneous
Courts have given similar deference to rules of court that the Judicial Council has promulgated. In Adams v. Commission on Judicial Performance (1994) 8 Cal.4th 630, we considered a constitutional provision that was construed in a rule of court. We said that “past or contemporaneous interpretation by an administrative entity of a constitutional provision it is charged with implementing, is accorded considerable weight [citation], and courts generally will not depart from such construction unless it is clearly erroneous or unauthorized. [Citations.] The Judicial Council, as an independent agency charged with a specialized and focused task of promulgating rules . . . is the entity “presumably equipped or informed by experience“’ to perform such task, and whose findings warrant deferential treatment by the court.” (Id. at pp. 657-658; see also Leydon v. Alexander (1989) 212 Cal.App.3d 1, 4; Zenker-Felt Imports v. Malloy (1981) 115 Cal.App.3d 713, 720 [Judicial Council‘s “interpretation of the statutory term ‘the time of the trial’ is consequently to be accorded the benefit of the familiar rule that the contemporaneous construction of a statute by an administrative agency charged with its enforcement is entitled to ‘great weight’ unless it is ‘clearly erroneous or unauthorized’ “].)
In Yamaha Corp. of America v. State Bd. of Equalization (1998) 19 Cal.4th 1 (Yamaha), we considered in detail how much weight courts should give to administrative rules. We recognized the existence of two distinct categories of rules: quasi-legislative and interpretive. Quasi-legislative rules are those that the agency promulgates as part of the lawmaking power the Legislature has delegated to it. Judicial review of these rules is very limited. (Id. at pp. 10–11.) Rules that interpret a statute receive less judicial deference. “Unlike quasi-legislative rules, an agency‘s interpretation does not implicate the exercise of a delegated lawmaking power; instead, it represents the agency‘s view of the statute‘s legal meaning and effect, questions lying within the constitutional domain of the courts. But because the agency will often be interpreting a statute within its administrative jurisdiction, it may possess special familiarity with satellite legal and regulatory issues. It is this ‘expertise,’ expressed as an interpretation . . . , that is the source of the presumptive value of the agency‘s views. An important corollary of agency interpretations, however, is their diminished power to bind. Because an interpretation is an agency‘s legal opinion,
The rules of court that the Judicial Council adopts can fall into either category; some rules are genuine lawmaking and some are interpretive. The rule at issue here (
The Judicial Council‘s membership consists of appellate and trial judges, as well as others (
Rule 1460 was adopted contemporaneously with
All of these circumstances support the conclusion that the formal rules the Judicial Council adopts that interpret a statute, including rule 1460, are entitled to a measure of judicial deference. Accordingly, rule 1460‘s interpretation of
Another circumstance weighing against overturning rule 1460(f)(1) and Monique S., supra, 21 Cal.App.4th 677, is legislative acquiescence. The Legislature has amended
This is not just a matter of legislative inattention, which is often of little significance. In Cel-Tech Communications, Inc. v. Los Angeles Cellular Telephone Co. (1999) 20 Cal.4th 163, we refused to overrule previous Court of Appeal interpretations of a statute for similar reasons. “During that time [in the course of judicial interpretation], the Legislature has amended California‘s statutes regulating competition numerous times, sometimes to overrule judicial interpretations. [Citation.] But it has left this rule intact. Legislative inaction is often not a convincing reason to refuse to change a statutory interpretation. [Citation.] Under the circumstances here, however, including the longevity of the rule and the unanimity of the decisions stating it, we believe it is up to the Legislature to change it if it is to be changed.” (Id. at p. 178.)
Here, not only has the Legislature failed to overturn a judicial interpretation, it has failed to overturn a rule of court (rule 1460) that the Judicial Council promulgated at the Legislature‘s direction. (See
Moreover, we agree with the court in Monique S., supra, 21 Cal.App.4th at pages 682-683, that its interpretation of the statute is consistent with the overall legislative intent behind the statutory scheme—to balance efforts to reunify the family with the child‘s need for stability. “The parent‘s interest in having an opportunity to reunify with the child is balanced against the child‘s need for a stable, permanent home. The parent is given a
Mother and the Court of Appeal claim the legislative history supports their interpretation of the statute. The Court of Appeal stated that “any doubt that remains is readily clarified by express Legislative intent.
We do not believe that this legislative analysis supports mother‘s position. The report is fully consistent with
Mother also argues the statute would violate due process if it were interpreted to permit the finding that the parent had failed to contact and visit
For these reasons, we reaffirm the long-standing administrative and judicial construction of
B. Application to this case
Mother also argues that even if we accept the Monique S. interpretation of the statute, the court erred in terminating reunification services because her “failure to contact or visit the child [was] caused by the social worker‘s refusal to make the children available for frequent and regular visitation as required by section 362.1.” Monique S. held that reunification services need not be continued “where a parent, absent extenuating circumstances, makes no effort to reach out to his or her child for six months in the dependency process.” (Monique S., supra, 21 Cal.App.4th at pp. 682-683, italics added.) The italicized words imply that reunification services must be continued if there are extenuating circumstances excusing the failure to contact and visit the children. In effect, mother argues the department‘s actions constitute such extenuating circumstances.
In this case, the department ended mother‘s visit with her children on January 7 because it found she was acting inappropriately, a finding mother has never challenged. After that, it did not permit mother to visit the children unless she was free of drugs, as the reunification plan that mother signed required. Mother failed to participate in dependency drug court and for this reason was terminated from that program. The only time before the June 22 hearing that mother asked to visit her children she was, by her own admission, under the influence of methamphetamine and marijuana, and she declined to take a random urinalysis test. She has never claimed the department refused to permit her to visit the children anytime she was free of drugs.
To the extent mother challenges the department‘s actions, sufficient evidence supports the trial court‘s implicit finding that the department provided reasonable reunification services. (In re Julie M, supra, 69 Cal.App.4th at p. 46.) The appellate court “construe[s] all reasonable inferences in favor of the juvenile court‘s findings regarding the adequacy of reunification plans and the reasonableness of [the social services department‘s] efforts.” (Ibid.) Here, the department merely required that mother be free of drugs and alcohol before she visited her children, as the reunification plan required. The record shows, and mother never claimed otherwise, that she has a substance abuse problem. Accordingly, requiring her to be drug and alcohol free before she could visit with her children was reasonable to protect their well-being. (In re Christopher H. (1996) 50 Cal.App.4th 1001, 1007-1008; see
In this case, mother made no apparent effort after January 7 to visit her children under the reunification plan when she was free of drugs and alcohol. At the June 22 hearing, the court gave her another chance, and she still failed to visit the children. Under the circumstances, we find no error in the court‘s ultimate order of July 15 terminating reunification services and setting a hearing to establish a permanent plan.
III. CONCLUSION
We reverse the judgment of the Court of Appeal and remand the matter to that court for further proceedings consistent with this opinion.
George, C. J., Baxter, J., and Werdegar, J., concurred.
KENNARD, J., Dissenting.—When a child is declared a dependent of the court (
Ordinarily, the department of social services must provide the parent with reunification services for one year. (
I
In 2003, the Tuolumne County Department of Social Services (Department) filed a dependency petition alleging that the three children of Sara M. should be declared dependents under subdivisions (b) (failure to protect) and (c) (serious emotional damage) of
Sara did not comply with the reunification program during the first six months of the dependency. She visited the children once at the beginning of
Later that day, Sara drove to her social worker‘s office and submitted to a drug test; when the test was positive for methamphetamine, the social worker had Sara arrested for driving under the influence. The next week the police arrested her for possession of a controlled substance and drug paraphernalia, both misdemeanors. At the progress hearing, the trial court ordered termination of reunification services and scheduled a permanency planning hearing. Sara filed a writ petition challenging these rulings. The Court of Appeal held that the trial court‘s orders were premature. It directed the trial court to vacate the permanency planning hearing and to reinstate reunification services for an additional six months.
II
A child may be made a dependent of the court for many reasons, as set forth in
Once a dependency is created, the trial court must, subject to certain exceptions, provide the parents with reunification services and must schedule a review hearing in six months.
As a general rule, after the six-month review hearing the parent must be provided with reunification services for an additional six months. But
At issue here is whether, as the Court of Appeal concluded, the italicized phrase applies only when the dependency was created under
The majority construes the fifth paragraph of
The Court of Appeal, by contrast, concluded that the phrase at issue in the fifth paragraph of
Furthermore, the second of the majority‘s three categories (“[i]f . . . the parent has failed to contact and visit the child“) is so all-encompassing that it completely swallows up the first category (“[i]f the child was removed initially under
Thus, the majority‘s interpretation of the fifth paragraph of
Under the Court of Appeal‘s statutory interpretation, by contrast, there is no surplusage. In essence, the Court of Appeal construed the first sentence of the fifth paragraph of
As previously mentioned, the statutory scheme generally provides for up to one year of services designed to reunify the parent and child before a permanency planning hearing is scheduled. (
III
The majority‘s construction of the fifth paragraph of
Yamaha relied heavily on Professor Michael Asimow‘s views on administrative law, as expressed in a law review article (Asimow, The Scope of Judicial Review of Decisions of California Administrative Agencies (1995) 42 UCLA L.Rev. 1157 (Asimow)) and reflected in his work as administrative law adviser to the California Law Revision Commission (Cal. Law Revision Com., Tent. Recommendation: Judicial Review of Agency Action (Aug. 1995)). As pertinent here, Professor Asimow explained that in considering whether to defer to an administrative agency‘s determination on a question of law, courts look at certain factors to decide whether an administrative agency has a “comparative interpretive advantage over courts” (Asimow, supra, 42 UCLA L.Rev. at p. 1195; see also Yamaha, supra, 19 Cal.4th at p. 12), and the courts also look at other factors to determine whether the administrative agency‘s interpretation has been carefully considered and consistently maintained (Asimow, supra, 42 UCLA L.Rev. at pp. 1196–1198; Yamaha, supra, 19 Cal.4th at p. 13). As the majority here observes, the second group of factors tend to suggest deference to the Judicial Council‘s interpretation of the fifth paragraph of
In the words of Professor Asimow: “[A]gencies are often immersed in administering a particular statute. Such specialization gives those agencies an intimate knowledge of the problems dealt with in the statute and the various administrative consequences arising from particular interpretations. In contrast, a generalist court that visits a particular regulatory statute only infrequently lacks the advantage arising out of specialization. . . . [I]f by reason of expertise, specialization or both, an agency demonstrably has qualifications to interpret a particular text that are superior to the court‘s, deference is appropriate. [] . . . A court is [also] more likely to defer to an agency‘s interpretation of its own regulation than to its interpretation of a statute . . . [and is] more likely to defer to an agency‘s interpretation of a statute that the agency enforces than to its interpretations of some other statute . . . .” (Asimow, supra, 42 UCLA L.Rev. at p. 1196, fn. omitted; see also Yamaha, supra, 19 Cal.4th at p. 12.)
Here,
The majority points out that in Adams v. Commission on Judicial Performance (1994) 8 Cal.4th 630, this court said that the Judicial Council‘s interpretation of a constitutional provision, as reflected in its rules, should be “accorded considerable weight” and should not be rejected unless it is “clearly erroneous or unauthorized.” (Id. at pp. 657-658.) But there the provision in question pertained to hearings before the Commission on Judicial Performance, which are administrative proceedings. Judicial Council rules are not given deference when, as in this case, they pertain to the operation of the judicial system, because in such matters the Judicial Council‘s expertise in determining the Legislature‘s intent does not exceed that of the appellate courts. (See, e.g., People v. Hall (1994) 8 Cal.4th 950, 963; In re Robin M. (1978) 21 Cal.3d 337, 346; Polibrid Coatings, Inc. v. Superior Court (2003) 112 Cal.App.4th 920, 923;
Thus, unlike the majority, I would not defer to the Judicial Council‘s interpretation of the fifth paragraph of
The majority also reasons that the principle of legislative acquiescence supports its interpretation of
As this court has stressed in the past, “legislative inaction is indeed a slim reed upon which to lean.” (Quinn v. State of California (1975) 15 Cal.3d 162, 175; see also Harris v. Capital Growth Investors XIV (1991) 52 Cal.3d 1142, 1156.)
CONCLUSION
Because Sara‘s three children were not made dependents under
Moreno, J., concurred.
