WALDEN v. FIORE ET AL.
No. 12-574
SUPREME COURT OF THE UNITED STATES
February 25, 2014
571 U. S. ____ (2014)
THOMAS, J.
Arguеd November 4, 2013; CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
(Slip Opinion)
OCTOBER TERM, 2013
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
WALDEN v. FIORE ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 12-574. Argued November 4, 2013-Decided February 25, 2014
Petitioner
(a) The
(b) Petitioner lacks the “minimal contacts” with Nevada that are a prerequisite to the exercise of jurisdiction over him. No part of petitioner‘s course of conduct occurred in Nevada, and he formed no jurisdictionally relevant contacts with that forum. The Ninth Circuit reached its contrary conclusion by improperly shifting the analytical focus from petitioner‘s contacts with the forum to his contacts with respondents, obscuring the reality that none of petitioner‘s challenged conduct had anything to do with Nevada itself. Respondents emphasize that they suffered the “injury” caused by the delayed return of their funds while rеsiding in Nevada, but Calder made clear that mere injury to a forum resident is not a sufficient connection to the forum. The proper question is whether the defendant‘s conduct connects him to the forum in a meaningful way: Here, respondents’ claimed injury does not evince such a connection. The injury occurred in Nevada simply because that is where respondents chose to be when they desired to use the seized funds. Other possible contacts noted by the Ninth Circuit-that respondents’ Nevada attorney contacted petitioner in Georgia, that cash seizеd in Georgia originated in Nevada, and that funds were returned to respondents in Nevada-are ultimately unavailing. Pp. 11-14.
688 F. 3d 558, reversed.
THOMAS, J., delivered the opinion for a unanimous Court.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States
SUPREME COURT OF THE UNITED STATES
No. 12-574
ANTHONY WALDEN, PETITIONER v. GINA FIORE ET AL.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[February 25, 2014]
JUSTICE THOMAS delivered the opinion of the Court.
This case asks us to decide whether a court in Nevada may exercisе personal jurisdiction over a defendant on the basis that he knew his allegedly tortious conduct in Georgia would delay the return of funds to plaintiffs with connections to Nevada. Because the defendant had no other contacts with Nevada, and because a plaintiff‘s contacts with the forum State cannot be “decisive in determining whether the defendant‘s due process rights are violated,” Rush v. Savchuk, 444 U. S. 320, 332 (1980), we hold that the court in Nevada may not exercise personal jurisdiction under these circumstances.
I
Petitioner Anthony Walden serves as a police оfficer for the city of Covington, Georgia. In August 2006, petitioner was working at the Atlanta Hartsfield-Jackson Airport as a deputized agent of the Drug Enforcement Administration (DEA). As part of a task force, petitioner conducted investigative stops and other law enforcement functions in support of the DEA‘s airport drug interdiction program.
On August 8, 2006, Transportation Security Admin-istration agents searched respondents Gina Fiore and Keith Gipson and their carry-on bags at the San Juan airport in Puerto Rico. They found almost $97,000 in cash. Fiore explained to DEA agents in San Juan that shе and Gipson had been gambling at a casino known as the El San Juan, and that they had residences in both California and Nevada (though they provided only California identification). After respondents were cleared for departure, a law enforcement official at the San Juan airport notified petitioner‘s task force in Atlanta that respondents had boarded a plane for Atlanta, where they planned to catch a connecting flight to Las Vegas, Nevada.
When respondents arrived in Atlanta, petitioner and another DEA agent approached them at the departure gate for their flight to Las Vegas. In response to petitioner‘s questioning, Fiore explained that she and Gipson were professional gamblers. Respondents maintained that the cash they were carrying was their gambling “bank” and winnings. App. 15, 24. After using a drug-sniffing dog to perform a sniff test, petitioner seized the cash.1 Petitioner advised respondents that their funds would be returned if they later proved a legitimate source for the cash. Respondents then boarded their plane.
After respondents departed, petitioner moved thе cash to a secure location and the matter was forwarded to DEA headquarters. The next day, petitioner received a phone call from respondents’ attorney in Nevada seeking return of the funds. On two occasions over the next month, petitioner also received documentation from the attorney regarding the legitimacy of the funds.
At some point after petitioner seized the cash, he helped draft an affidavit to show probable cause for forfeiture of
the funds and forwarded that affidavit to a United States Attorney‘s Office in Gеorgia.2 According
Respondents filed suit against petitioner in the United States District Court for the District of Nevada, seeking money damages under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971). Respondents alleged that petitioner violated their
The District Court granted petitioner‘s motion to dismiss. Relying on this Court‘s decision in Calder v. Jones, 465 U. S. 783 (1984), the court determined that petitioner‘s search of respondents and his seizure of the cash in Georgia did not establish a basis to exercise personаl jurisdiction in Nevada. The court concluded that even if petitioner caused harm to respondents in Nevada while knowing they lived in Nevada, that fact alone did not confer jurisdiction. Because the court dismissed the complaint for lack of personal jurisdiction, it did not determine
whether venue was proper.
On appeal, a divided panel of the United States Court of Appeals for the Ninth Circuit reversed. The Court of Appeals assumed the District Court had correctly determined that petitioner‘s search and seizure in Georgia could not support exercise of jurisdictiоn in Nevada. The court held, however, that the District Court could properly exercise jurisdiction over “the false probable cause affidavit aspect of the case.” 688 F. 3d 558, 577 (2011). According to the Court of Appeals, petitioner “expressly aimed” his submission of the allegedly false affidavit at Nevada by submitting the affidavit with knowledge that it would affect persons with a “significant connection” to Nevada.3 Id., at 581. After determining that the delay in returning the funds to respondents caused them “foreseeable harm” in Nevada and that the exercise of personal jurisdictiоn over petitioner was otherwise reasonable, the court found the District Court‘s exercise of personal jurisdiction to be proper.4 Id., at 582, 585. The Ninth Circuit denied rehearing en banc, with
We granted certiorari to decide whether due process permits a Nevada court to exercise jurisdiction over petitioner. 568 U. S. ____ (2013). We hold that it does not and
therefore reverse.5
II
A
“Federal courts ordinarily follow state law in determining the bounds of their jurisdiction over persons.” Daimler AG v. Bauman, 571 U. S. ____, ____ (2014) (slip op., at 6). This is because a federal district court‘s authority to assert personal jurisdiction in most cases is linked to service of process on a defеndant “who is subject to the jurisdiction of a court of general jurisdiction in the state where the district court is located.”
B
1
The Due Process Clause of the
offend ‘traditional notions of fair play and substantial justice.‘” International Shoe Co. v. Washington, 326 U. S. 310, 316 (1945) (quoting Milliken v. Meyer, 311 U. S. 457, 463 (1940)).
This case addresses the “minimum contacts” necessary to create specific jurisdiction.6 The inquiry whether a forum State may assert specific jurisdiction over a nonresident defendаnt “focuses on ‘the relationship among the defendant, the forum, and the litigation.‘” Keeton v. Hustler Magazine, Inc., 465 U. S. 770, 775 (1984) (quoting Shaffer v. Heitner, 433 U. S. 186, 204 (1977)). For a State to exercise jurisdiction consistent with due process, the defendant‘s suit-related conduct must create a substantial connection with the forum State. Two related
First, the relationship must arise out of contacts that the “defendant himself” creates with the forum State. Burger King Corp. v. Rudzewicz, 471 U. S. 462, 475 (1985). Due process limits on the State‘s adjudicative authority principally protect the liberty of the nonresident defendаnt-not the convenience of plaintiffs or third parties. See World-Wide Volkswagen Corp., supra, at 291-292. We have consistently rejected attempts to satisfy the defendant-focused “minimum contacts” inquiry by demonstrating contacts between the plaintiff (or third parties) and the forum State. See Helicopteros Nacionales de Colombia, S. A. v. Hall, 466 U. S. 408, 417 (1984) (“[The] unilateral
activity of another party or a third person is not an appropriate consideration when determining whether a defendant has sufficient contacts with a forum State to justify an assertion of jurisdiction“). We have thus rejected a plaintiff‘s argument thаt a Florida court could exercise personal jurisdiction over a trustee in Delaware based solely on the contacts of the trust‘s settlor, who was domiciled in Florida and had executed powers of appointment there. Hanson v. Denckla, 357 U. S. 235, 253-254 (1958). We have likewise held that Oklahoma courts could not exercise personal jurisdiction over an automobile distributor that supplies New York, New Jersey, and Connecticut dealers based only on an automobile purchaser‘s act of driving it on Oklahoma highways. World-Wide Volkswagen Corp., supra, at 298. Put simply, however significant the plaintiff‘s contacts with the forum may be, those contacts cannot be “decisive in determining whether the defendant‘s due process rights are violated.” Rush, 444 U. S., at 332.
Second, our “minimum contacts” analysis looks to the defendant‘s contacts with the forum State itself, not the defendant‘s contacts with persons who reside there. See, e.g., International Shoe, supra, at 319 (Due process “does not contemplate that a state may make binding a judgment in personam against an individual... with which the state has no contacts, ties, or relations“); Hanson, supra, at 251 (“However minimal the burden of defending in a foreign tribunal, a defendant may not be called upon to do so unless he has had the ‘minimal contacts’ with that State that are a prerequisite to its exercise of power over him“). Accordingly, we have upheld the assertion of jurisdiction over defendants who have purposefully “reach[ed] out beyond” their State and into another by, for example, entering a contractual relationship that “envisioned continuing and wide-reaching contacts” in the forum State, Burger King, supra, at 479-480, or by circulating maga-zines to “deliberately exploi[t]” a market in the forum State, Keeton, supra, at 781. And although physical presence in the forum is not a prerequisite to jurisdiction, Burger King, supra, at 476, physical entry into the State-either by the defendant in person or through an agent, goods, mail, or some other means-is certainly a relevant contact. See, e.g., Keeton, supra, at 773-774.
But the plaintiff cannot be the only link between the defendant and the forum. Rather, it is the defendant‘s conduct that must form the necessary connection with the forum State that is the basis for its jurisdiction over him. See Burger King, supra, at 478 (“If the question is whether an individual‘s
2
These same principles apply when intentional torts are involved. In that context, it is likewise insufficient to rely on a defendant‘s “random, fortuitous, or attenuated contacts” or on the “unilateral activity” of a plaintiff. Ibid. (same). A forum State‘s exercise of jurisdiction over an out-of-state intentional tortfeasor must be based on intentional conduct by the defendant that creates the necessary contacts with the forum.
Calder v. Jones, 465 U. S. 783, illustrates the application of these principles. In Calder, a California actress brought a libel suit in California state court against a reporter and an editor, both of whom worked for the National Enquirer at its headquarters in Florida. The plaintiff‘s libel claims were based on an article written and edited by the defendants in Florida for publication in the National Enquirer, a national weekly newspaper with a California circulation of roughly 600,000.
We held that California‘s assertion of jurisdiction over the defendants was consistent with due process. Although we recognized that the defendants’ activities “focus[ed]” on the plaintiff, our jurisdictional inquiry “focuse[d] on ‘the relationship among the defendant, the forum, and the litigation.‘” Id., at 788 (quoting Shaffer, 433 U. S., at 204). Specifically, we examined the various contacts the defendants had created with California (and not just with the plaintiff) by writing the allegedly libelous story.
We found those forum contacts to be ample: The defendants relied on phone cаlls to “California sources” for the information in their article; they wrote the story about the plaintiff‘s activities in California; they caused reputational injury in California by writing an allegedly libelous article that was widely circulated in the State; and the “brunt” of that injury was suffered by the plaintiff in that State. 465 U. S., at 788-789. “In sum, California [wa]s the focal point both of the story and of the harm suffered.”
Id., at 789. Jurisdiction over the defendants was “therefore proper in California based on the ‘effects’ of their Florida conduct in California.” Ibid.
The crux of Calder was that the reputation-based “effects” of the alleged libel
III
Applying the foregoing principles, we conclude that petitioner lacks the “minimal contacts” with Nevada that are a prerequisite to the exercise of jurisdiction over him. Hanson, 357 U. S., at 251. It is undisputed that no part of petitioner‘s course of conduct occurred in Nevada. Petitioner approached, quеstioned, and searched respondents, and seized the cash at issue, in the Atlanta airport. It is alleged that petitioner later helped draft a “false probable cause affidavit” in Georgia and forwarded that affidavit to a United States Attorney‘s Office in Georgia to support a potential action for forfeiture of the seized funds. 688 F. 3d, at 563. Petitioner never traveled to, conducted activities within, contacted anyone in, or sent anything or anyone to Nevada. In short, when viewed through the proper lens-whether the defendant‘s actions connect him to the forum-petitioner formed no jurisdictionally relevant contacts with Nevada.
The Court of Appeals reached a contrary conclusion by shifting the analytical focus from petitioner‘s contacts with the forum to his contacts with respondents. See Rush, 444 U. S., at 332. Rather than assessing petitioner‘s own contacts with Nevada, the Court of Appeals looked to petitioner‘s knowledge of respondents’ “strong forum connections.” 688 F. 3d, at 577-579, 581. In the court‘s view, that knowledge, combined with its conclusion that respondents suffered foreseeable harm in Nevadа, satisfied the “minimum contacts” inquiry. Id., at 582.
California, and that the article would “have a potentially devastating impact” there. Id., at 789-790.
impermissibly allows a plaintiff‘s contacts with the defendant and forum to drive the jurisdictional analysis. Petitioner‘s actions in Georgia did not create sufficient contacts with Nevada simply because he allegedly directed his conduct at plaintiffs whom he knew had Nevada connections. Such reasoning improperly attributes a plaintiff‘s forum connections to the defendant and makes those connections “decisive” in the jurisdictional analysis. See Rush, supra, at 332. It also obscures the reality that none of petitioner‘s challenged conduct had anything to do with Nevada itself.
Relying on Calder, respondents emphasize that they suffered the “injury” caused by petitioner‘s allegedly tortious conduct (i.e., the delayed return of their gambling funds) while they were residing in the forum. Brief for Respondents 14. This emphasis is likewise misplaced. As previously noted, Calder made clear that mere injury to a forum resident is not a sufficient connection to the forum. Regardless of where a plaintiff lives or works, an injury is jurisdictionally relevant only insofar as it shows that the dеfendant has formed a contact with the forum State. The proper question is not where the plaintiff experienced a particular injury or effect but whether the defendant‘s conduct connects him to the forum in a meaningful way.
Respondents’ claimed injury does not evince a connection between petitioner and Nevada. Even if we consider the continuation of the seizure in Georgia to be a distinct injury, it is not the sort of effect that is tethered to Nevada in any meaningful way. Respondents (and only respondents) lacked access to their funds in Nevada not because anything independently occurred there, but because Nevada is where respondents chose to be at a time when they desired to use the funds seized by petitioner. Respondents would have experienced this same lack of access in California, Mississippi, or wherever else they might have traveled and found themselves wanting more money than
they had. Unlike the broad publication of the forum-focused story in Calder, the effects of petitioner‘s conduct on respondents are not connected to the forum State in a way that makes those effects a proper basis for jurisdiction.9
The Court of Appeals pointed to other possible contacts with Nevada, each ultimately unavailing. Respondents’ Nevada attorney contacted petitioner in Georgia, but that is precisely the sort of “unilateral activity” of a third party that “cannot satisfy the requirement of contact with the forum State.” Hanson, 357 U. S., at 253. Respondents allege that some
*
*
*
Well-established principles of personal jurisdiction are sufficient to decide this case. The proper focus of the
“minimum contacts” inquiry in intentional-tort cases is “‘the relationship among the defendant, the forum, and the litigation.‘” Calder, 465 U. S., at 788. And it is the defendant, not the plaintiff or third parties, who must create contacts with the forum State. In this case, the application of those principles is clear: Petitioner‘s relevant conduct occurred entirely in Georgia, and the mere fact that his conduct affected plaintiffs with connections to the forum State does not suffice to authorize jurisdiction. We therefore reverse the judgment of the Court of Appeals.
It is so ordered.
