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Broker-Dealer Agents | Midpage
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Virginia Administrative Code
Title 21
5
Chapter 20
Part II
Broker-Dealer Agents
90
Application for registration as a broker-dealer agent.
95
Employment of an agent by more than one broker-dealer.
100
Expiration.
110
Renewals.
120
Updates and amendments.
130
Termination of registration.
135
Continuing commission by retiring agents.
140
Changing connection from one broker-dealer to another.
150
Examination/qualification.
155
Limited Canadian broker-dealer agent registration.