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Exempt Securities and Transactions | Midpage
Collections
Virginia Administrative Code
Title 21
5
Chapter 40
Exempt Securities and Transactions
10
Commercial paper.
20
Exchange and automated quotations system.
50
Foreign issuer.
70
Solicitations of interest prior to the filing of a registration statement.
100
Domestic issuer limited transactional exemption.
110
Internet offer transactional exemption.
130
Calculation of the number of purchasers under § 13.1-514 B 7 b.
140
Accredited investor exemption.
150
Employee benefit plans; eligible participants.
160
Canadian securities.
170
Offerings conducted pursuant to § 13.1-514 B 7 a; broker-dealer participation and solicitation.
180
Certain options, warrants, and rights.
190
Intrastate crowdfunding exemption.
200
Nonissuer distribution.
210
Information to be furnished with exemption requests under § 13.1-514.1 B of the Act; post-effective amendments.
9998
Forms (21Vac5-40).