Regulation "A" and "B" filings with the SEC are forms of exemption and cannot be the basis for a filing by coordination with the State Securities Board under the Texas Securities Act, §7.C. Such registrations with the Board should meet the requirements as outlined in the Act, §7.A or, if federal covered securities, the requirements in §114.4 of this title (relating to Filings and Fees).

Source Note:The provisions of this §113.1 adopted to be effective January 1, 1976; amended to be effective December 6, 1998, 23 TexReg 12293; amended to be effective February 24, 2016, 41 TexReg 1223.