7 Tex. Admin. Code § 113.12
Applicability of Guidelines to Exempt Offerings
Effective Nov 7, 199924 TexReg 9608Source Note: The provisions of this §113.12 adopted to be effective November 15, 1990, 15 TexReg 6291; amended to be effective August 23, 1993, 18 TexReg 5324; amended to be effective April 8, 1997, 22 TexReg 3219; amended to be effective December 2, 1997, 22 TexReg 11666; amended to be effective December 6, 1998, 23 TexReg 12293; amended to be effective November 7, 1999, 24 TexReg 9608.Texas Secretary of State
This chapter and the guidelines listed in this section do not apply to offerings made pursuant to an exemption under either the Texas Securities Act, §5 or §6, or an exemption by Board rule pursuant to the Texas Securities Act, §5.T, or to an offering of federal covered securities, as that term is defined in §107.2 of this title (relating to Definitions). In other words, the requirements contained in one of the following guidelines would apply only to an offering for which an application for registration is filed with the Securities Commissioner:
- (1) Chapter 117 of this title (relating to Administrative Guidelines for Registration of Real Estate Programs);
- (2) Chapter 121 of this title (relating to Administrative Guidelines for Registration of Oil and Gas Programs);
- (3) Chapter 129 of this title (relating to Administrative Guidelines for Registration of Asset-Backed Securities);
- (4) Chapter 141 of this title (relating to Administrative Guidelines for Registration of Equipment Programs); and
- (5) Chapter 143 of this title (relating to Administrative Guidelines for Registration of Real Estate Investment Trusts).
Source Note:The provisions of this §113.12 adopted to be effective November 15, 1990, 15 TexReg 6291; amended to be effective August 23, 1993, 18 TexReg 5324; amended to be effective April 8, 1997, 22 TexReg 3219; amended to be effective December 2, 1997, 22 TexReg 11666; amended to be effective December 6, 1998, 23 TexReg 12293; amended to be effective November 7, 1999, 24 TexReg 9608.