A registration statement under Section 35-1-820 and this section shall contain the following information and be accompanied by the following documents in addition to the information specified in Section 35-1-910 and the consent to service of process required by Section 35-1-1410:
- (1) a statement demonstrating eligibility for registration by notification;
(2) with respect to the issuer and any significant subsidiary;
- (a) its name, address, and form of organization,
- (b) the state, or foreign jurisdiction, and the date of its organization, and
- (c) the general character and location of its business;
(3) with respect to any person on whose behalf any part of the offering is to be made in a nonissuer distribution;
- (a) his name and address,
- (b) the amount of securities of the issuer held by him as of the date of the filing of the registration statement, and
- (c) a statement of his reasons for making the offering;
- (4) a description of the security being registered;
- (5) the information and documents specified in items (8), (9), (10) and (12) of Section 35-1-880;
- (6) in the case of any registration under item (2) of Section 35-1-820 which does not also satisfy the conditions of item (1) of Section 35-1-820, a balance sheet of the issuer as of a date within four months prior to the filing of the registration statement and a summary of earnings for each of the two fiscal years preceding the date of the balance sheet and for any period between the close of the last fiscal year and the date of the balance sheet, or for the period of the issuer's and any predecessors' existence if less than two years; and
(7) such additional information as the securities commissioner may by rule or order require.
A registration statement under Section 35-1-820 and this section becomes effective when the securities commissioner so orders.