S.C. Code Ann. tit. 35, ch. 1 – Uniform Securities Act | Midpage

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South Carolina Code of Laws

Chapter 1

S.C. Code Ann. tit. 35, ch. 1

Uniform Securities Act

1General Provisions 2Exemptions from Registration of Securities 3Exempt Securities and Transactions 4Broker-dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers 5Broker-dealers, Agents, Investment Advisers, and Investment Adviser Representatives 6Administration and Judicial Review 7Registration of Securities 8Notice Filings for Federal Covered Securities 9Fraudulent and Other Prohibited Practices 11Judicial Review of Securities Commissioner's Orders 13Enforcement, Remedies, Liabilities and Penalties 35-1-10Short title 35-1-20Definitions 35-1-30Attorney General as securities commissioner; assistants; delegation of duties 35-1-40Use or disclosure of information by securities commissioner or employees 35-1-50Filing of advertising and sales literature 35-1-60Promulgation of rules, forms and orders 35-1-70Form and content of financial statements 35-1-80Liability for reliance on rule, form, order or policy statement 35-1-90Hearings to be public 35-1-100Document deemed filed when received 35-1-101Short title 35-1-102Definitions 35-1-103References to federal statutes 35-1-104References to federal agencies 35-1-105Electronic records and signatures 35-1-110Repealed by 1997 Act No. 134, Section 1, eff June 13, 1997 35-1-120Publication of information in registration statements, notice filings, applications, or reports 35-1-130Copies of records; use as evidence 35-1-140Interpretative opinions 35-1-150Fees 35-1-160False statements in documents or proceedings 35-1-170Application, registration or exemption not to constitute approval by securities commissioner; unlawful representations 35-1-180Acts in this State making chapter applicable 35-1-190Repealed by 1997 Act No. 134, Section 1, eff June 13, 1997 35-1-200Registrations under prior law 35-1-210Repealed by 1997 Act No. 134, Section 1, eff June 13, 1997 35-1-220Retention of fee revenues; transfer of fees to the South Carolina Law Enforcement Division