1. (1) For offerings registered as a SOAR Offering, the Director may, as a condition of registration, require the issuer to file one or more sales reports.

2. (2) For offerings registered as a SCOR Offering, the issuer shall file the following reports with the Director:

   1. (a) If the offering is made in reliance on Securities Act Rule 504(17 CFR §230.504), a copy of any completed Form D that is filed with the Securities and Exchange Commission; or
   2. (b) If the offering is not made in reliance on to Securities Act Rule 504(17 CFR §230.504), a report on a form and at times specified by the Director as a condition of registration.

Statutory/Other Authority

ORS 59.085

Statutes/Other Implemented

ORS 59.085

History

FSR 5-2018, amend filed 04/26/2018, effective 05/01/2018
FCS 2-1998, f. & cert. ef. 4-30-98
FCS 4-1992, f. & cert. ef. 10-1-92
FCS 15-1988, f. & ef. 11-21-88, Renumbered from 815-036-0065
FCS 11-1988(Temp), f. & cert. ef. 6-2-88, Renumbered from 815-036-0065
CC 11-1982, f. 8-11-82, ef. 10-10-82
CC 9-1982(Temp), f. 4-7-82, ef. 4-15-82