1. (1) The Director creates the following classifications of transactions in securities:

   1. (a) An offering relying on Rule 504 adopted by the Securities and Exchange Commission under “Regulation D” (17 CFR Part 230.504), or an offer relying on a federal statute or rule other than “Regulation D” but designed to meet the applicable requirements of OAR 441-065-0070 through 441-065-0210 and 441-065-0220 through 441-065-0222 and not exceeding $1,000,000 (the “Small Offering Abbreviated Registration” or “SOAR Offering);
   2. (b) An offering relying on Rule 504 adopted by the Securities and Exchange commission under “Regulation D” (17 CFR 230.504) or an offering relying on a federal statute or rule other than “Regulation D” but designed to meet the applicable requirements of OAR 441-065-0070 through 441-065-0210 and 441-065-0225 not exceeding $5,000,000 (the “Small Corporate Offering Registration” or “SCOR Offering”).
2. (2) Transactions in securities described in section (1) may be registered under the appropriate provisions of OAR 441-065-0060 through 441-065-0225.

Statutory/Other Authority

ORS 59.065 & 59.285

Statutes/Other Implemented

ORS 59.065

History

FSR 5-2018, amend filed 04/26/2018, effective 05/01/2018
FCS 2-1998, f. & cert. ef. 4-30-98
FCS 4-1992, f. & cert. ef. 10-1-92
FCS 15-1988, f. & ef. 11-21-88, Renumbered from 815-036-0000
FCS 11-1988(Temp), f. & cert. ef. 6-2-88, Renumbered from 815-036-0000
CC 11-1982, f. 8-11-82, ef. 10-10-82
CC 9-1982(Temp), f. 4-7-82, ef. 4-15-82