Types of registration. Securities may be registered under one of the following provisions:

1. (1) Registration by qualification (OAR 441-065-0020).
2. (2) Registration by filing (OAR 441-065-0030).
3. (3) Registration by multijurisdictional coordination (OAR 441-065-0035).
4. (4) Registration for resale, trading, or dealing (OAR 441-065-0040).
5. (5) Registration for condominium securities (OAR 441-065-0050).
6. (6) Registration for Small Offering Abbreviated Registration (SOAR) Offerings not exceeding $1,000,000 including under SEC Rule 504 (OAR 441-065-0070 through 441-065-0210 and 441-065-0220 through 441-065-0222).
7. (7) Registration for the Small Corporate Offering Registration(SCOR) offerings not exceeding $5,000,000 including under Securities Act Rule 504 (OAR 441-065-0070 through 441-065-0210 and OAR 441-065-0225).
8. (8) Registration of securities in connection with a notice of offer to repay purchaser of an unlawfully sold security under ORS 59.125(4) or notice of offer to return an unlawfully purchased security under ORS 59.131(4).
9. (9) Registration for generic real estate paper offerings (OAR 441-065-0260).

Statutory/Other Authority

ORS 59.065 & 59.285

Statutes/Other Implemented

ORS 59.065

History

FSR 5-2018, amend filed 04/26/2018, effective 05/01/2018
FCS 7-2000, f. & cert. ef. 6-2-00
FCS 3-1991, f. & cert. ef. 8-23-91
FCS 5-1988, f. 3-22-88, cert. ef. 3-25-88, Renumbered from 815-030-0050
FCS 5-1987(Temp), f. 9-24-87, cert. ef. 9-28-87