PURPOSE: This rule prescribes forms to be followed in making filings pursuant to sections 384.031 and 384.057, RSMo, and effectuates or aids in the interpretation of sections 384.017(2), 384.031, and 384.057, RSMo.

1. (1) Forms.

   1. (A) Surplus Lines Filing Report— Appendix 1 is the method prescribed by the director of the Missouri Department of Insurance, Financial Institutions and Professional Registration for filing the confidential written report required by section 384.031, RSMo. The Surplus Lines Filing Report—Appendix 1 data must be filed electronically using the systems, software, and/or method prescribed by the director.
   2. (B) Surplus Lines Licensee’s Tax Report— Appendix 3 is the method prescribed by the director of the Missouri Department of Insurance, Financial Institutions and Professional Registration for filing the annual report required by section 384.057, RSMo. The Surplus Lines Licensee’s Tax Report— Appendix 3 data must be filed electronically using the systems, software, and/or method prescribed by the director.
   3. (C) Copies of the forms are available at the department’s office, at the department website, www.insurance.mo.gov, or by mailing a written request to the Department of Insurance, Financial Institutions and Professional Registration, PO Box 690, Jefferson City, MO 65102.
2. (2) Proof of filing. Proof of filing will be provided to the surplus lines licensee making electronic filings by means or methods prescribed by the director of the Missouri Department of Insurance, Financial Institutions and Professional Registration.

AUTHORITY: sections 374.045, 384.017, 384.031, and 384.057, RSMo 2000.* This rule was previously filed as 4 CSR 190- 10.103. Original rule filed May 4, 1987, effective Aug. 1, 1987. Emergency rule filed June 2, 1987, effective July 1, 1987, expired Sept. 1, 1987. Emergency rescission filed June 16, 1987, effective June 26, 1987, expired Aug. 1, 1987. Amended: Filed Jan. 17, 1990, effective May 1, 1990. Amended: Filed April 23, 1999, effective Nov. 30, 1999. Amended: Filed July 12, 2002, effective Feb. 28, 2003. Amended: Filed Nov. 1, 2005, effective April 30, 2006. Amended: Filed May 14, 2008, effective Nov. 30, 2008. *Original authority: 374.045, RSMo 1967, amended 1993, 1995; 384.017, RSMo 1987, amended 1989; 384.031, RSMo 1987, amended 1989; and 384.057, RSMo 1987, amended 1989.