Mo. Code Regs. Ann. tit. 20, § 200-6.100
Surplus Lines Insurance Forms
Effective Apr 30, 2006sections 374.045, 384.017, 384.031 and 384.057, RSMo 2000.* This rule was previously filed as 4 CSR 190-10.103. Original rule filed May 4, 1987, effective Aug. 1, 1987. Emergency rule filed June 2, 1987, effective July 1, 1987, expired Sept. 1, 1987. Emergency rescission filed June 16, 1987, effective June 26, 1987, expired Aug. 1, 1987. Amended: Filed Jan. 17, 1990, effective May 1, 1990. Amended: Filed April 23, 1999, effective Nov. 30, 1999. Amended: Filed July 12, 2002, effective Feb. 28, 2003. Amended: Filed Nov. 1, 2005, effective April 30, 2006. *Original authority: 374.045, RSMo 1967, amended 1993, 1995; 384.017, RSMo 1987, amended 1989; 384.031, RSMo 1987, amended 1989; and 384.057, RSMo 1987, amended 1989Insurance Solvency and Company Regulation
PURPOSE: This rule prescribes forms to be followed in making filings pursuant to sections 384.031 and 384.057, RSMo and effectuates or aids in the interpretation of sections 384.017(2), 384.031 and 384.057, RSMo.
(1) Forms.
- (A) Appendix 1 is the method prescribed by the director of the Missouri Department of Insurance for filing the confidential written report required by section 384.031, RSMo. The Appendix 1 data may be filed manually by U.S. mail, express courier delivery, or personal delivery or electronically using systems, software and/or method prescribed by the director.
- (B) Appendix 3 is the method prescribed by the director of the Missouri Department of Insurance for filing the annual report required by section 384.057, RSMo. The Appendix 3 data may be filed manually by U.S. mail, express courier delivery, or personal delivery or electronically using systems, software and/or method prescribed by the director.
(2) Proof of filing.
- (A) Proof of filing will be provided to the surplus lines licensee making the filings if the surplus lines licensee encloses a duplicate copy of filings and a self-addressed, stamped envelope.
- (B) Proof of filing will be provided to the surplus lines licensee making electronic filings by means or methods prescribed by the director of the Missouri Department of Insurance
AUTHORITY: sections 374.045, 384.017, 384.031 and 384.057, RSMo 2000.* This rule was previously filed as 4 CSR 190-10.103. Original rule filed May 4, 1987, effective Aug. 1, 1987. Emergency rule filed June 2, 1987, effective July 1, 1987, expired Sept. 1, 1987. Emergency rescission filed June 16, 1987, effective June 26, 1987, expired Aug. 1, 1987. Amended: Filed Jan. 17, 1990, effective May 1, 1990. Amended: Filed April 23, 1999, effective Nov. 30, 1999. Amended: Filed July 12, 2002, effective Feb. 28, 2003. Amended: Filed Nov. 1, 2005, effective April 30, 2006. *Original authority: 374.045, RSMo 1967, amended 1993, 1995; 384.017, RSMo 1987, amended 1989; 384.031, RSMo 1987, amended 1989; and 384.057, RSMo 1987, amended 1989.