Mo. Code Regs. Ann. tit. 19, § 10-33.010
PURPOSE: This rule establishes procedures for reporting patient abstract data for inpatients and outpatients by hospitals and ambulatory surgical centers to the Department of Health.
(1) The following definitions shall be used in the interpretation of this rule:
(3) Data which meet the completeness, validity and consistency criteria in subsections (3)(A) and (B) of this rule shall be submitted to the department on a quarterly basis within five (5) months following the end of a calendar quarter in which the discharge or outpatient service occurred.
(4) The patient abstract data shall include the data elements and conform to the specifications listed in Exhibit B of this rule, included herein, and shall be submitted on electronic media. Acceptable electronic media include the following:
(9) The department shall use statistical rules to minimize random fluctuations and extreme outliers in publishing provider-specific reports on charges. The rules may vary by publication but shall include the following:
(12) Any person may apply to the department to be a coinvestigator of an epidemiological study using patient abstract data. A research protocol shall be submitted which includes all of the following:
(13) The director of the department shall appoint a data release advisory committee composed of three (3) persons representing the health care industry and three (3) persons representing researchers and consumers. The advisory committee shall review all research protocols of persons applying to be a coinvestigator of an epidemiological study using patient abstract data. The advisory committee shall make a recommendation to the director whether the coinvestigator protocol should be accepted, accepted with conditions, or rejected. The committee shall consider:
(18) No epidemiological study conducted with a coinvestigator shall be approved unless the department determines that—
(27) Any provider that has been declared to be ineligible for participation in a state program shall be eligible for reinstatement by correcting the deficiencies and making written application for reinstatement to the Department of Health. Any provider meeting the requirements for reinstatement shall be notified by registered mail. The Department of Health shall notify state agencies that administer a program with provider participation that the provider’s eligibility for participation in a state program has been reinstated. CPT-4 ICD-9-CM Code Description Equiv. 43265 Endoscopic retrograde cholangiopancreatography (ERCP), with or without biopsy or collection of specimen, or both; for destruction lithotripsy of stone, any method 50080 Percutaneous nephrostolithotomy or pyelostolithotomy, with or without dilation endoscopy, lithotripsy, stenting or basket extraction; up to 2 cm 50081 over 2 cm 50590 Lithotripsy, extracorporeal shock wave 52337 Cystourethroscopy, with ureteroscopy or pyeloscopy, or both (includes dilation of the ureter by any method); with lithotripsy (ureteral catheterization is included) 70336 Magnetic resonance (*proton) imaging, temporomandibular joint 70450 Computerized axial tomography, head or brain; without contrast material 70460 with contrast material(s) 70470 without contrast material, followed by contrast material(s) and further sections 70480 Computerized axial tomography, orbit, sella, or posterior fossa or outer, middle, or inner ear; without contrast material 70481 with contrast material(s) 70482 without contrast material, followed by contrast material(s) and further sections 70486 Computerized axial tomography, maxillofacial area; without contrast material 70487 with contrast material(s) 70488 without contrast material, followed by contrast material(s) and further sections 70490 Computerized axial tomography, soft tissue neck; without contrast material 70491 with contrast material(s) 70492 without contrast material followed by contrast material(s) and further sections 70540 Magnetic resonance (*proton) imaging; orbit, face, and neck 70551 Magnetic resonance (*proton) imaging, brain (including brain stem); without contrast material 70552 with contrast material(s) 70553 without contrast material, followed by contrast material(s) and further sequences 71250 Computerized axial tomography, thorax; without contrast material Selected Services and Procedures: Computed Tomography, Magnetic Resonance Imaging, Lithotripsy
CPT-4 Code 71260 with contrast material(s) 71270 without contrast material, fol-
71550 Magnetic resonance (*proton)
51.10
72125 Computerized axial tomogra-
55.03 55.03 72126 with contrast material 72127 without contrast material, fol- 98.51 72128 Computerized axial tomogra-
72129 with contrast material
56.0 72130 without contrast material, fol-
88.97 72131 Computerized axial tomogra-
87.03 72132 with contrast material 87.03 72133 without contrast material, fol-
87.03 72141 Magnetic resonance (*proton)
87.03 72142 with contrast material(s) 87.03 72146 Magnetic resonance (*proton)
87.03 72147 with contrast material(s) 72148 Magnetic resonance (*proton) 87.03 87.03 72149 with contrast material(s) 87.03 72156 Magnetic resonance (*proton)
88.38 88.38 72157 72158 88.38 72192 Computerized axial tomogra- 88.97 72193 with contrast material(s) 72194 without contrast material, fol- 88.91 88.91 72196 Magnetic resonance (*proton) 88.91 73200 Computerized axial tomogra-
73201 with contrast material(s)
87.41 EXHIBIT A
(* means for example) ICD-9-CM Description
lowed by contrast material(s) and further sections imaging, chest (for example, evaluation of hilar and mediastinal lymphadenopathy) phy, cervical spine; without contrast material
lowed by contrast material(s) and further sections phy, thoracic spine; without contrast material
lowed by contrast material(s) and further sections phy, lumbar spine; without contrast material
lowed by contrast material(s) and further sections imaging, spinal canal and contents, cervical; without contrast material
imaging, spinal canal and contents, thoracic; without contrast material
imaging, spinal canal and contents, lumbar; without contrast material
imaging, spinal canal and contents, without contrast material, followed by contrast material(s) and further sequences; cervical thoracic lumbar phy, pelvis; without contrast material
lowed by contrast material(s) and further sections imaging, pelvis phy, upper extremity; without contrast material CPT-4 Equiv. Code 73202 without contrast material, fol- 87.41
87.41 73220 Magnetic resonance (*proton)
73221 Magnetic resonance (*proton)
88.92
73700 Computerized axial tomogra-
88.38 88.38 73701 with contrast material(s) 88.38 73702 without contrast material, fol-
88.38 73720 Magnetic resonance (*proton) 88.38
73721 Magnetic resonance (*proton)
88.38
74150 Computerized axial tomogra-
88.38 88.38 74160 with contrast material(s) 88.38 74170 without contrast material, fol-
74181 Magnetic resonance (*proton)
88.93 88.93 75552 Magnetic resonance (*proton)
76070 Computerized
88.93 88.93 76355 Computerized
76360 Computerized
88.93 88.93
76365 Computerized
88.93 88.93 76370 Computerized 88.93
76375 Computerized
88.38 88.38
88.38 76380 Computerized 88.95 76400 Magnetic resonance (*proton) 88.38 88.38 ICD-9-CM Description lowed by contrast material(s) and further sections
imaging, upper extremity, other than joint
imaging, any joint of upper extremity
phy, lower extremity; without contrast material
lowed by contrast material(s) and further sections
imaging, lower extremity, other than joint
imaging, any joint of lower extremity
phy, abdomen; without contrast material
lowed by contrast material(s) and further sections
imaging, abdomen
imaging, myocardium tomography, bone density study tomography guidance for stereotactic localization tomography guidance for needle biopsy, radiological supervision and interpretation tomography guidance for cyst aspiration, radiological supervision and interpretation tomography guidance for placement of radiation therapy fields tomography, coronal, sagittal, multiplanar, oblique or three (3)-dimensional reconstruction, or any combination of these tomography, limited or localized follow-up study
imaging, bone marrow blood supply Equiv.
88.38
88.94
88.94
88.38 88.38
88.38
88.94
88.94
88.01 88.01
88.01
88.97
88.92
88.98
87.03
88.38
88.38
88.38
88.38
88.38
88.94 Relative Position Field Name Record type Provider identifier 2-11
Unique encounter identifier 12-31
Type of encounter
Place of service
Patient name 34-63
Patient Social Security Number 64-72
Patient birthdate 73-80 Patient sex
Patient ethnicity EXHIBIT B Patient Abstract System A-Record (Master Record)
Field Length Format
A/N
A/N
A/N
Justify
A
N
N
N
N A
N 19 CSR 10-33
Description
L Constant "A" L This field shall contain the National Provider Identifie r (NPI), when assigned. Prior to NPI assignment, enter the Medicare provider number (or state assigned number). L Unique identifier within facility (hospital or ASC) for each discharge record or patient encounter. L Type of encounter record 1 = Inpatient; 2 = Outpatient. L For hospital inpatients 1 = Acute medical/surgical unit (non PPS exempt); 2 = Psychiatric unit or facility; 3 = Medical rehabilitation uni t or facility; 4 = Alternate level of care (SNF/ICF/Other LTC/ Hospice/Sub Acute/Swing bed); 5 = Alcohol rehabilitation unit or facility; 6 = Drug rehabilitation unit or facility; 7 = Other. For hospital outpatients 1 = Emergency room; 2 = Outpatient su rgery; 3 = Observation only; 4 = Other. For ASC patients 2 = Outpatient surgery L Not to be reported for patients receiving treatment for alcohol or drug abuse. Last name, first name and middle initial of the patient. Use a comma to separate last and first names. No space should be left between a prefix and a name as in MacBeth. Titles (for example, Sir, Msgr., Dr.) should not be recorded. Record hyphenated names with the hyphen, as in Smith -Jones, Rebecca. To record suffix, writ e the last name, leave a space and write the suffix, then write the first name as in Snyder III, Harold. R Not to be reported for patients receiving treatment for alcohol or drug abuse. If patient refuses, code as 999999999. R MMDDYYYY L Patient sex at time of admission or start of care: M = Male; F = Female; U = Unknown/indeterminate. L 1 = Hispanic or Latino 2 = Neither Hispanic nor Latino Relative Field Name Position Field Length Format Justify Description Patient race 83 1 N L 1 = White; 2 = Black or African American; 3 = American Indian/Alaska Native; 4 = Asian; 5 = Native Hawaiian/Pacific Islander; 6 = Some other race 7= Multi-racial (two or more races) 9 = Unknown or patient refused
Admission hour 109-110 2 N R Required for inpatient records only 00 = 12:00–12:59 Midnight; 01 = 1:00–1:59 02 = 2:00–2:59 03 = 3:00–3:59 04 = 4:00–4:59 05 = 5:00–5:59 06 = 6:00–6:59 07 = 7:00–7:59 08 = 8:00–8:59 09 = 9:00–9:59 10 = 10:00–10:59 11 = 11:00–11:59 12 = 12:00–12:59 Noon; 13 = 1:00–1:59 14 = 2:00–2:59 15 = 3:00–3:59 16 = 4:00–4:59 17 = 5:00–5:59 18 = 6:00–6:59 19 = 7:00–7:59 20 = 8:00–8:59 21 = 9:00–9:59 22 = 10:00–10:59 23 = 11:00–11:59 99 = Unknown Type of admission 111 1 N L Required for inpatient records only 1=Emergency—The patient requires immediate intervention as a result of severe, life threatening or potentially disabling conditions; 2=Urgent/Elective—(UB-92 codes 2 and 3); 4=Newborn—Use of this code requires special source of admission codes for newborns.
| State of residence | 84-85 | 2 | N | R | FIPS codes (homeless = 97; |
|---|---|---|---|---|---|
| non-U.S. citizen = 98) | |||||
| Zip code | 86-90 | 5 | N | R | First five digits (homeless = |
| 99997; non-U.S. citizen = | |||||
| 99998) | |||||
| County code | 91-93 | 3 | N | R | Required for Missouri residents. |
| Use FIPS codes (homeless = | |||||
| 997; non-U.S. citizen = 998) | |||||
| Census tract | 94-100 | 7 | A/N | L | Census Tract code: 7 characters, |
| formatted XXXX.XX (where X | |||||
| is a digit 0-9) | |||||
| If census tract is not available, | |||||
| provide patient address | |||||
| information on the C-Record. | |||||
| Admission date | 101-108 | 8 | N | R | MMDDYYYY |
Relative Field Field Name Position Length Format Justify Description Source of admission/referral 112 1 N L Code Structure for Adult/Pediatric Patients: 1 = Direct admission or referral (UB-92 codes, 1, 2 and 3). The patient was admitted to this facility or referred for services upon the recommendation of a physician, or the facility’s clinic or outpatient department. For emergency room patients, includes self-referral; 2 = Transfer from other hospital (UB-92 code 4). The patient was transferred for services to this facility or referred from an acute-care facility; 3 = Transfer from long-term care facility (UB-92 codes to 5 and 6). The patient was transferred from or referred for services by an SNF or other long-term facility. 4 = Emergency room admission or referral (UB-92 code 7). The patient was admitted to this facility or referred for outpatient services through the emergency room. 8 = Other (UB-92 code 8); 9 = Unknown/Information not available Code Structure for Newborns: 1 = Normal birth—A baby delivered without complications; 2 = Premature birth—A baby delivered with time or weight factors, or both, qualifying it for premature status; 3 = Sick baby—A baby delivered with medical complications other than those related to premature status; 4 = Extramural birth—A newborn born in a
Discharge hour 121-122 2 N R Required for inpatient records only 00 = 12:00–12:59 Midnight; 01 = 1:00–1:59 02 = 2:00–2:59 03 = 3:00–3:59 04 = 4:00–4:59 05 = 5:00–5:59 06 = 6:00–6:59 07 = 7:00–7:59 08 = 8:00–8:59 09 = 9:00–9:59 10 = 10:00–10:59 11 = 11:00–11:59 12 = 12:00–12:59 Noon; 13 = 1:00–1:59 14 = 2:00–2:59 15 = 3:00–3:59 16 = 4:00–4:59 17 = 5:00–5:59 18 = 6:00–6:59 19 = 7:00–7:59 20 = 8:00–8:59 21 = 9:00–9:59 22 = 10:00–10:59
| 23 = 11:00–11:59 | |||||
|---|---|---|---|---|---|
| 99 = Unknown. | |||||
| Observation units | 123-125 | 3 | N | R | The number of hours spent by a patient held |
| for observation |
| nonsterile environment; | |||||
|---|---|---|---|---|---|
| 9 =Information not available. | |||||
| Discharge date | 113-120 | 8 | N | R | MMDDYYYY |
Field Name Position Length
Disposition of patient 126-127
E-Code 145-149 External cause of injury
Procedure coding method used 200 Format Justify 2 N
5 A/N
1 N Description R Designation of the circumstances associated with the patient's discharge. 01 = Discharged to home or self-care (routine discharge); 02 = Discharged/transferred to another short-term general hospital for inpatient care; 03 = Discharged/transferred to skilled nursing facility (SNF); 04 = Discharged/transferred to an intermediate care facility (ICF); 05 = Discharged/transferred to another type of institution for inpatient care or referred for outpatient services to another institution; 06 = Discharged/transferred to home under care of organized home health service organization; 07 = Left against medical advice or discontinued care; 08 =Discharged/transferred to home under care of a Home IV provider; 09 =Admitted as an inpatient to this
L The ICD-9-CM code for the external cause of injury, poisoning or adverse effect. If more than one E-code, enter the first E-code, according to coding guidelines. Although an E-code may be used with any diagnosis in the range 001-V82.9, it must be present when a diagnosis code is in the
L 4 = CPT-4 5 = HCPCS
| 9=ICD-9-CM | ||||
|---|---|---|---|---|
| Principal procedure code/date | 201-215 15 | |||
| Code | (7) | A/N | L | ICD-9-CM code or CPT-4 code |
| Date | (8) | N | MMDDYYYY | |
| Other procedure codes and dates | 216-290 75 (5 X 15) | All significant procedures are to be reported | ||
| Code | (7) | A/N | L | First 7 positions of each 15 position field: |
| The ICD-9-CM code or CPT-4 code for the | ||||
| secondary procedure | ||||
| Date | (8) | N | Next 8 positions of each 15 position field: | |
| MMDDYYYY |
| range 800.00-999.99 | |||||
|---|---|---|---|---|---|
| Place of injury code | 150-154 | 5 | A/N | L | The ICD-9-CM code for the place of injury |
| reported in the External cause of injury | |||||
| field. Use when External Cause of Injury | |||||
| E-code is E850-E869 or E880-E928. | |||||
| Only codes in range E849.0-E849.9 are | |||||
| valid. | |||||
| Principal diagnosis code | 155-159 | 5 | A/N | L | ICD-9-CM code. (Note: An E-code is |
| invalid as a principal diagnosis.) | |||||
| Other diagnosis codes | 160-199 | 40 (8 X 5) | A/N | L | ICD-9-CM code. Include any additional |
| E-codes not reported in the E-code or | |||||
| Place of injury fields. |
| hospital; | |||||
|---|---|---|---|---|---|
| 20 =Expired | |||||
| Medical/Health record number | 128-144 | 17 | A/N | L | Number assigned to the patient's |
| medical/health record by the provider |
Expected sources of payment 298-306 9 (3 X 3) N L Payment sources expected to pay for the hospitalization or the ambulatory service being recorded, with the primary payer listed first: 001 = Medicare, not managed care; 002 = Medicaid, not managed care; 003 = Other government, not managed care; 005 = Workers' Compensation, not managed care; 006 = Self pay; 007 = All commercial payers, not managed care; 008 = No charge; 010 = Other, not managed care; 101 = Medicare managed care; 102 = Medicaid managed care; 103 = Other government managed care; 105 = Workers' Compensation managed care; 107 = All commercial payers managed care; 110 = Other managed care; 999 = Unknown
Attending physician ID 307-316 10 A/N L This field shall contain the National Provider Identifier (NPI), when assigned, of the physician who has primary responsibility for the patient's medical care and treatment. Prior to NPI assignment, enter the Unique Physician Identification Number (UPIN), or if no UPIN, enter the Missouri license number. All entries must be left justified.
| Principal procedure physician ID | 317-326 | 10 | A/N | L | This field shall contain the National |
|---|---|---|---|---|---|
| Provider Identifier (NPI), when assigned, | |||||
| of the physician who performed the | |||||
| principal procedure. Prior to NPI | |||||
| assignment, enter the Unique Physician | |||||
| Identification Number (UPIN), or if no | |||||
| UPIN, enter the Missouri license number. | |||||
| All entries must be left justified. |
| Field Name | Position | Length | Format | Justify | Description |
|---|---|---|---|---|---|
| Total charges | 291-297 | 7 | N | R Total charges (those associated with | |
| revenue code 001) rounded to the nearest | |||||
| dollar |
To be used when there are more diagnoses and/or procedures than will fit on the A-Record
Relative
Field Name Position Record type 1 Provider identifier 2-11
To be used when census tract information is not available
B-Record
(Continuation Record)
Field Length Format Justify Description 1 A L Constant "B" 10 A/N L This field shall contain the National Provider Identifier (NPI), when assigned. Prior to NPI
C-Record
(Continuation Record)
| Relative | Field | ||||
|---|---|---|---|---|---|
| Field Name | Position | Length | Format | Justify | Description |
| Record type | 1 | 1 | A | L Constant "C" | |
| Provider identifier | 2-11 | 10 | A/N | L This field shall contain the National Provider | |
| Identifier (NPI), when assigned. Prior to NPI | |||||
| assignment, enter the Medicare provider number | |||||
| (or state assigned number). | |||||
| Unique encounter identifier | 12-31 | 20 | A/N | L Unique identifier within facility (hospital or | |
| ASC) for each discharge record or patient | |||||
| encounter. | |||||
| Residence Address Line 1 | 32-61 | 30 | A/N | L Free form addres s line | |
| Residence Address Line 2 | 62-91 | 30 | A/N | L Free form address line | |
| City | 92-107 | 16 | A/N | L Nameof cityor town of residence | |
| Zip code | 108-112 | 5 | N | R First fivedigits of zip code | |
| Filler | 113-326 | 214 | Spaces |
| assignment, enter the Medicare provider number | |||||
|---|---|---|---|---|---|
| (or state assigned number). | |||||
| Unique encounter identifier | 12-31 | 20 | A/N | L | Unique identifier within facility (hospital or |
| ASC) for each discharge record or patient | |||||
| encounter. | |||||
| Other diagnosis codes | 32-101 | 70 (14X5) | A/N | L | ICD-9-CM code |
| Additionalprocedures | 102-311 | 210 (14X15) | |||
| Procedure code | (7) | A/N | L | First 7 positions of each 13 position field: | |
| The ICD-9-CM code(s) or CPT -4 code(s) for the | |||||
| other procedures | |||||
| Procedure date | (8) | N | R | Next 6 positions of each 13 posit ion field: | |
| MMDDYYYY | |||||
| Filler | 312-326 | 15 | Spaces |
AUTHORITY: section 192.667, RSMo 2000.* Emergency rule filed Nov. 4, 1992, effective Nov. 14, 1992, expired March 13, 1993. Emergency rule filed March 4, 1993, effective March 14, 1993, expired July 11, 1993. Original rule filed Nov. 4, 1992, effective June 7, 1993. Emergency amendment filed April 1, 1993, effective April 11, 1993, expired Aug. 8, 1993. Emergency amendment filed Aug. 10, 1993, effective Aug. 20, 1993, expired Nov. 18, 1993. Amended: Filed April 1, 1993, effective Dec. 9, 1993. Amended: Filed May 15, 1998, effective Nov. 30, 1998. Emergency amendment filed March 1, 2001, effective April 1, 2001, expired Jan. 10, 2002. Amended: Filed April 13, 2001, effective Oct. 30, 2001.
*Original authority: 192.667, RSMo 1992, amended 1993, 1995.