Mo. Code Regs. Ann. tit. 15, § 30-52.320
Annual Report for the Renewal of a Registration Statement
Effective Feb 28, 2003sections 409.305(b), (h) and (i) and 409.413(a), RSMo 2000.* Original rule filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969, effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974, effective Nov. 25, 1974. Amended: Filed Oct. 15, 1987, effective Jan. 29, 1988. Rescinded and readopted: Filed Aug. 30, 2002, effective Feb. 28, 2003Secretary of State
PURPOSE: This rule requires that an annual report be provided to the Securities Division during the effective period of a registration statement.
- (1) During the effective period of a registration statement, the registrant shall annually file with the Securities Division a completed form SR-2 at least thirty (30) days before the anniversary of the effective date of the registration statement.
- (2) The registrant shall include a filing fee of one hundred dollars ($100).
AUTHORITY: sections 409.305(b), (h) and (i) and 409.413(a), RSMo 2000.* Original rule filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969, effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974, effective Nov. 25, 1974. Amended: Filed Oct. 15, 1987, effective Jan. 29, 1988. Rescinded and readopted: Filed Aug. 30, 2002, effective Feb. 28, 2003.
*Original authority: 409.305, RSMo 1967, amended 1977, 1978, 1980, 1986 and 409.413, RSMo 1967.