Collections
Indiana Code
Title 23
19
Chapter 4.3
IC 23-19-4.3
Examination Requirements and Continuing Education
Learn More
Log In
Sign Up
1
Definitions
2
Examination requirements for registration as an agent of a broker-dealer; exceptions
3
Examination requirements for registration as an investment adviser representative; exceptions
4
Examination validity extension for investment adviser representatives
5
Required investment adviser representative continuing education; exceptions; consequences for noncompliance
6
Continuing education requirement upon termination of registration; exceptions
7
Reporting completion of investment adviser representative continuing education requirements
8
Exception to continuing education requirements for investment adviser representative
9
Prohibition on carrying forward excess continuing education credits
10
Waiver of requirements by commissioner