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IC 23-19 – Indiana Uniform Securities Act | Midpage
Collections
Indiana Code
Title 23
19
IC 23-19
Indiana Uniform Securities Act
1
General Provisions
2
Exemptions From Registration of Securities
3
Registration of Securities and Notice Filing of Federal Covered Securities
4
Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers
4.1
Financially Vulnerable Adult
4.3
Examination Requirements and Continuing Education
5
Fraud and Liabilities
6
Administration and Judicial Review
7
Awards for Reporting Securities Violations