Fla. Stat. ch. 678 – Uniform Commercial Code: Investment Securities | Midpage

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Florida Statutes

Chapter 678

Fla. Stat. ch. 678

Uniform Commercial Code: Investment Securities

678.101Short title 678.1011Short title 678.102Definitions and index of definitions 678.1021Definitions 678.103Issuer's lien 678.1031Rules for determining whether certain obligations and interests are securities or financial assets 678.104Effect of overissue; "overissue."678.1041Acquisition of security or financial asset or interest therein 678.105Certificated securities negotiable; statements and instructions not negotiable; presumptions 678.1051Notice of adverse claim 678.106Applicability 678.1061Control 678.107Securities transferable; action for price 678.1071Whether indorsement, instruction, or entitlement order is effective 678.108Registration of pledge and release of uncertificated securities 678.1081Warranties in direct holding 678.201"Issuer."678.1091Warranties in indirect holding 678.202Issuer's responsibility and defenses; notice of defect or defense 678.1101Applicability; choice of law 678.203Staleness as notice of defects or defenses 678.1111Clearing corporation rules 678.204Effect of issuer's restrictions on transfer 678.1121Creditor's legal process 678.205Effect of unauthorized signature on certificated security or initial transaction statement 678.1131Statute of frauds inapplicable 678.206Completion or alteration of certificated security or initial transaction statement 678.1141Evidentiary rules concerning certificated securities 678.207Rights and duties of issuer with respect to registered owners and registered pledgees 678.1151Securities intermediary and others not liable to adverse claimant 678.208Effect of signature of authenticating trustee, registrar, or transfer agent 678.1161Securities intermediary as purchaser for value 678.301Rights acquired by purchaser 678.1171Application of ch. 98-11 678.302"Bona fide purchaser"; "adverse claim"; title acquired by bona fide purchaser 678.2011Issuer 678.303"Broker."678.2021Issuer's responsibility and defenses; notice of defect or defense 678.304Notice to purchaser of adverse claims 678.2031Staleness as notice of defect or defense 678.305Staleness as notice of adverse claims 678.2041Effect of issuer's restriction on transfer 678.306Warranties on presentment and transfer of certificated securities; warranties of originators of instructions 678.2051Effect of unauthorized signature on security certificate 678.307Effect of delivery without indorsement; right to compel indorsement 678.2061Completion or alteration of security certificate 678.308Indorsements; instructions 678.2071Rights and duties of issuer with respect to registered owners 678.309Effect of indorsement without delivery 678.2081Effect of signature of authenticating trustee, registrar, or transfer agent 678.310Indorsement of certificated security in bearer form 678.2091Issuer's lien 678.311Effect of unauthorized indorsement or instruction 678.2101Overissue 678.312Effect of guaranteeing signature, indorsement, or instruction 678.3011Delivery 678.313When transfer to purchaser occurs; financial intermediary as bona fide purchaser; "financial intermediary."678.3021Rights of purchaser 678.314Duty to transfer, when completed 678.3031Protected purchaser 678.315Action against transferee based upon wrongful transfer 678.3041Indorsement 678.316Purchaser's right to requisites for registration of transfer, pledge, or release on books 678.3051Instruction 678.317Creditors' rights 678.3061Effect of guaranteeing signature, indorsement, or instruction 678.318No conversion by good faith conduct 678.3071Purchaser's right to requisites for registration of transfer 678.319Statute of frauds 678.4011Duty of issuer to register transfer 678.320Transfer or pledge within central depository system 678.4021Assurance that indorsement or instruction is effective 678.321Enforceability, attachment, perfection, and termination of security interests 678.4031Demand that issuer not register transfer 678.401Duty of issuer to register transfer, pledge, or release 678.4041Wrongful registration 678.402Assurance that indorsements and instructions are effective 678.4051Replacement of lost, destroyed, or wrongfully taken security certificate 678.403Issuer's duty as to adverse claims 678.4061Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate 678.404Liability and nonliability for registration 678.4071Authenticating trustee, transfer agent, and registrar 678.405Lost, destroyed, and stolen certificated securities 678.5011Securities account; acquisition of security entitlement from securities intermediary 678.406Duty of authenticating trustee, transfer agent, or registrar 678.5021Assertion of adverse claim against entitlement holder 678.407Exchangeability of securities 678.5031Property interest of entitlement holder in financial asset held by securities intermediary 678.408Statements of uncertificated securities 678.5041Duty of securities intermediary to maintain financial asset 678.5051Duty of securities intermediary with respect to payments and distributions 678.5061Duty of securities intermediary to exercise rights as directed by entitlement holder 678.5071Duty of securities intermediary to comply with entitlement order 678.5081Duty of securities intermediary to change entitlement holder's position to other form of security holding 678.5091Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder 678.5101Rights of purchaser of security entitlement from entitlement holder 678.5111Priority among security interests and entitlement holders