17 C.F.R. § 260.4d-12 – Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240). | Midpage
§ 260.4d-12
17 C.F.R. § 260.4d-12
Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).
Effective Feb 15, 201782 FR 10707
Any security-based swap offered and sold in reliance on § 230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.