17 C.F.R. § 249.1601 – Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration. | Midpage
§ 249.1601
17 C.F.R. § 249.1601
Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration.
Effective Dec 31, 2016
Viewing an earlier version · effective Dec 31, 2016View current
This form shall be used to withdraw from registration as a security-based swap dealer or major security-based swap participant, pursuant to Section 15F(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78o-10(b)).