The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:

1. (a) Q & A: Small Business and the SEC. ¹
2. (b) The Work of the SEC. ¹
3. (c) Broker-Dealer Registration Package.
4. (d) Investment Adviser Registration Package.
5. (e) Investment Company Registration Package.
6. (f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.

¹ These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.

[62 FR 4105, Jan. 28, 1997]