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17 C.F.R. Part 279 – Forms Prescribed Under the Investment Advisers Act of 1940 | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 279
17 C.F.R. Part 279
Forms Prescribed Under the Investment Advisers Act of 1940
279.0-1
Availability of forms.
279.1
Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
279.2
Form ADV-W, notice of withdrawal from registration as investment adviser.
279.3
Form ADV-H, application for a temporary or continuing hardship exemption.
279.4
Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
279.5-279.7
[Reserved]
279.8
Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
279.9
Form PF, reporting by investment advisers to private funds.