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17 C.F.R. § 37.1200 – Core Principle 12—Conflicts of interest. | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 37
Subpart M
§ 37.1200
17 C.F.R. § 37.1200
Core Principle 12—Conflicts of interest.
The swap execution facility shall:
(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b) Establish a process for resolving the conflicts of interest.