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12 C.F.R. Part 16 – Securities Offering Disclosure Rules | Midpage
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Code of Federal Regulations
Title 12
Chapter I
Part 16
12 C.F.R. Part 16
Securities Offering Disclosure Rules
16.1
Authority, purpose, and scope.
16.2
Definitions.
16.3
Registration statement and prospectus requirements.
16.4
Communications not deemed an offer.
16.5
Exemptions.
16.6
Sales of nonconvertible debt.
16.7
Nonpublic offerings.
16.8
Small issues.
16.9
Securities offered and sold in holding company dissolution.
16.10
Sales of securities at an office of a Federal savings association.
16.15
Form and content.
16.16
Effectiveness.
16.17
Filing requirements and inspection of documents.
16.18
Use of prospectus.
16.19
Withdrawal or abandonment.
16.30
Request for interpretive advice or no-objection letter.
16.31
Escrow requirement.
16.32
Fraudulent transactions and unsafe or unsound practices.
16.33
Filing fees.