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Code of Federal Regulations
Title 12
Chapter I
Part 12
12 C.F.R. Part 12
Recordkeeping and Confirmation Requirements for Securities Transactions
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12.1
Authority, purpose, and scope.
12.2
Definitions.
12.3
Recordkeeping.
12.4
Content and time of notification.
12.5
Notification by agreement; alternative forms and times of notification.
12.6
Fees.
12.7
Securities trading policies and procedures.
12.8
Waivers.
12.9
Settlement of securities transactions.
12.101
National bank disclosure of remuneration for mutual fund transactions.
Repealed
12.102
National bank use of electronic communications as customer notifications.
Repealed