Subchapter 2.3. Capital Access Companies | Midpage

Collections
California Code of Regulations

Chapter 3. Commissioner of Financial Protection and Innovation

Subchapter 2.3. Capital Access Companies

Subchapter 2.3. Capital Access Companies

State of California

Article 1. Definitions Article 2. Application for Licensure and Related Forms Article 3. Application Requesting Approval to Surrender License Article 4. Application for Approval to Acquire Control, Merge with, or Purchase or Sell All or Substantially All of the Licensee's Business Article 5. Advertising Article 6. Fees Article 7. Bonding Article 8. Unsafe and Unsound Acts Article 9. Legend Requirement Article 10. Reports to the Commissioner Article 11. Books and Records Article 12. Custody