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Subchapter 11. Securities Depositories | Midpage
Collections
California Code of Regulations
Title 10
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 11. Securities Depositories
Subchapter 11. Securities Depositories
State of California
1805.001
Definitions Governing Construction of Rules.
1805.201
Stockholders.
1805.204
Application for Certificate.
1805.204.1
Statement of Qualifications.
1805.205
Prohibition.
1805.205.1
Fidelity Bond.
1805.206
Dividend Distribution.
1805.206.1
Proxy Statement and Proxy Distribution.
1805.210
Books and Records of Securities Depositories.
1805.210.1
Preservation of Records.
1805.213
Reports.
1805.213.1
Notice of Changes.