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Subarticle 12. Nonissuer Qualifications | Midpage
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California Code of Regulations
Title 10
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2. Corporate Securities
Article 4. Standards for the Exercise of the Commissioner's Authority
Subarticle 12. Nonissuer Qualifications
Subarticle 12. Nonissuer Qualifications
State of California
260.140.135
General Standard.
260.140.136
Application of Standards for Issuer Transactions.
260.140.137
Shell Companies.
260.140.138
Non-Qualifiable Securities.
260.140.139
Failure to Furnish Information.