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Article 4. Standards for the Exercise of the Commissioner's Authority | Midpage
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California Code of Regulations
Title 10
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2. Corporate Securities
Article 4. Standards for the Exercise of the Commissioner's Authority
Article 4. Standards for the Exercise of the Commissioner's Authority
State of California
260.140
Application of Standards.
260.140.01
Suitability of Investors.
260.140.05
Securities of Speculative Business.
Subarticle 1. Rights of Security Holders
Subarticle 2. Selling Expenses and Options to Underwriters
Subarticle 3. Promotional Shares
Subarticle 4. Rights, Warrants and Options
Subarticle 5. Offering Price
Subarticle 6. Recapitalizations and Reorganizations
Subarticle 7. Stock Dividends and Stock Splits
Subarticle 7.1. Mutual Water Companies
Subarticle 7.2. Offerings of Debt Securities by Churches
Subarticle 8. Investment Companies
Subarticle 9. Real Estate Investment Trusts
Subarticle 10. Real Estate Programs
Subarticle 11. Oil and Gas Interests
Subarticle 12. Nonissuer Qualifications