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Subarticle 8. Investment Companies | Midpage
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California Code of Regulations
Title 10
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2. Corporate Securities
Article 4. Standards for the Exercise of the Commissioner's Authority
Subarticle 8. Investment Companies
Subarticle 8. Investment Companies
State of California
260.140.80
Front-End Load Prohibited.
260.140.80.5
Contractual Periodic Payment Plan Standards.
260.140.81
Prohibition on Promotional Shares.
260.140.82
Prohibition on Options.
260.140.83
Selling Expenses.
260.140.84
Investment Company Expense Limitation.
260.140.85
Prohibited Investments.
260.140.86
Accumulation Plan.
260.140.87
Insurance Plan.
260.140.88
Qualification Termination Date.
260.140.89
Redemptions In-Kind.