Ann Tenison Hereford WEBB; Lizann Tenison Webb; Byron James Webb; Camille Elizabeth Webb Sewell, Plaintiffs-Appellees, v. CITY OF DALLAS, TEXAS; City of Dallas Parks and Recreation Department; City of Dallas Parks & Recreation Board; Paul Dyer, Director, City of Dallas Parks & Recreation Department, Defendants-Appellants.
No. 01-11398.
United States Court of Appeals, Fifth Circuit.
Dec. 16, 2002.
314 F.3d 787
James Bickford Pinson, Asst. City Atty. (argued), Dallas, TX, for Defendants-Appellants.
Before KING, Chief Judge, and JOLLY and HIGGINBOTHAM, Circuit Judges.
KING, Chief Judge:
This interlocutory appeal requires us to decide whether, as the district court held, Defendants are immune from suit based on Texas‘s doctrine of sovereign immunity. Resolution of this question requires us to first decide whether the Plaintiffs have constitutional standing to sue. Because we agree that Plaintiffs have asserted a claim in this controversy sufficient to satisfy Article III‘s minimum constitutional standing requirements and that state sovereign immunity from suit does not bar Plaintiffs’ claims against Defendants, we affirm the order of the district court to the extent that it denied Defendants’ sovereign immunity from suit.
I. FACTS AND PROCEDURAL BACKGROUND
A. The Parties Involved and Legal Instruments at Issue
This case involves a dispute regarding deed rеstrictions on property donated to the City of Dallas. Edward O. and Annie M. Tenison (“the Tenisons“) had four children. Their son, Edward Hugh Tenison, predeceased his parents. Edward Hugh Tenison was survived by two children, Elizabeth Ann Tenison and Edward Hugh Tenison, Jr. Elizabeth Ann Tenison was the grandmother of Plaintiff-Appellee Ann Tenison Hereford Webb and the great-grandmother of Plaintiffs-Appellees Lizann Tenison Webb, Byron James Webb and Camille Elizabeth Webb Sewell (together, the “Webbs“). Hence, the Webbs are the greаt-grandchildren and great-great-grandchildren of the Tenisons.
On December 12, 1922, Edward O. Tenison executed his will, in which he bequeathed $25,000 to each of his three living children: Mrs. Cruger T. Smith, Mrs. Dan M. Craddock and Mr. James C. Tenison. The will also created separate trusts in the amount of $25,000 for each of his three grandchildren, including Elizabeth Ann Tenison. Edward O. Tenison left the “rest, residue, and remainder” of his estate to his wife, Annie M. Tenison. At the time he executed the will, the Tenisons owned the land that is the subject of the current dispute.
On March 23, 1923, the Tenisons deeded
But this conveyance is made for the purposes of a public park only, and upon the express condition that the property shall always be used by the City of Dallas, for the purposes of a public park for the use and enjoyment of the people of the City of Dallas, and for such purposes exclusively. Said park shall be known and designated for all time as “Tenison Park.” And if said property, or any part thereof, shall not be used for the purposes of a Public Park, or if said property, or any part thereof, shall be used for any purpose other than public park purposes as above provided for, or should the name of said park be changed from the above designated, then and in each suсh event the right and title of the City of Dallas to the property hereby granted shall cease, and said property and all right and title thereto shall at once revert to and vest in us or our heirs, and it shall be lawful for us or our heirs to re-enter upon, take, repossess and enjoy all and singular the property hereby granted as in our former estate.
On March 29, 1923, the Tenisons donated a second tract of land to the City of Dallas under the same terms and conditions as thе first conveyance.
Edward O. Tenison died in 1924. On October 5, 1925, Annie M. Tenison executed a will, providing that,
[The] rest, residue and remainder of the property of which I may die seized or possessed, or to which I may be entitled at the time of my death, whether real, personal or mixed, and wheresoever situated, I give, devise and bequeath to my beloved children, Mrs. Cruger T. Smith, Mrs. Dan M. Craddock, and James Charles Tenison.
Annie M. Tenison died in 1927.
B. The Current Dispute
As the grantee under the deeds, the City of Dallas operated two municipal golf courses on the property known as Tenison Park. In 1998, the Dallas City Council approved a plan to redesign the Tenison Park West Course, and the renovated golf course was opened for business in October 2000. The Webbs allege that rising green fees effectively excluded certain citizens from the use and enjoyment of the property and that the name of the property was also changed from “Tenison Park” to “Tenison Highlands.”
On November 22, 2000, the Webbs filеd suit in federal court against the City of Dallas, its Parks and Recreation Department and Parks and Recreation Board and Park Director Paul Dyer, in his official capacity (together the “City“). In general, the Webbs claimed that the City “t[ook] said property and ha[ve] not used and expressed intention not to use the property for purposes of a public park.” More specifically, in their First Amended Complaint, the Webbs sought a reverter of the property to them as heirs of the Tenisons, a declaration that they have the right to immediately reenter upon and take possession of the property, damages for breach of the Dallas City Charter and Texas trust law and an accounting of all profits realized by the City‘s activities from November 1999 through the date of final judgment in this case. The Webbs further generally claimed, without particularizing the specific relief sought, relief under a state trespass to try title causе of action.
The Webbs moved for partial summary judgment on their claims for declaratory relief, trespass to try title and right of reverter. The City moved for summary
C. The District Court Decision
On October 4, 2001, the United States Magistrate Judge recommended that the district court deny all pending motiоns in this case. By order dated October 17, 2001, the district court adopted the “Findings and Recommendation of the United States Magistrate Judge,” effectively denying the City‘s motion for summary judgment and for judgment on the pleadings.
The City appeals the district court‘s order denying its motion.
II. STANDARD OF REVIEW
This court reviews de novo the denial of a summary judgment motion based on standing.1 This court also reviews de novo the denial of a motion for judgment on the pleadings based on state sovereign immunity.2 In adjudicating a motion for judgment on the pleadings, the court may look only to the pleadings and must accept all faсts pleaded therein as true.3
III. ARTICLE III STANDING AND STATE SOVEREIGN IMMUNITY
The issues before the court on appeal are (1) whether the Webbs claim an interest in the property sufficient to satisfy the jurisdictional injury-in-fact requirement of Article III, and (2) whether, even if Article III standing is found, the City is nevertheless immune from suit under the doctrine of sovereign immunity. Regarding the City‘s argument that the Webbs lack a legal interest to sue as “heirs” under the deeds, the district court specifically determined that genuine issues of material fact еxist as to whether the Webbs are legal “heirs” of the Tenisons, as that term is used in the relevant deeds. Regarding the City‘s argument that Texas‘s sovereign immunity doctrine immunizes it from the present suit, the district court concluded that the City waived immunity from both suit and liability. On appeal, the City contends that the Webbs have not satisfied the injury-in-fact requirement for this court to have Article III jurisdiction and that it has not waived immunity from suit such that subject matter jurisdiction to entertain the merits of the Webbs’ claims is present.
A. Standing under Article III
Initially, wе must conclude that we have jurisdiction under Article III of the United States Constitution before proceeding to the merits of the City‘s claim of sovereign immunity from suit.4 In response to the City‘s motion for summary judgment that the Webbs do not possess a right to enforce the deed restrictions as “heirs” when the residuary clause in Annie M. Tenison‘s will left the “rest, residue and remainder” of her property to her three children, the district court found that “genuine issues of material fact as to whether plаintiffs are
The Webbs are not direct descendants of the named benefiсiaries of the residuary clause of Annie M. Tenison‘s will. Moreover, neither of the Tenison wills specifically references the future interest created by the Tenison Park conveyances to the City. Nevertheless, in their First Amended Complaint, the Webbs have undoubtedly asserted an interest in this property dispute sufficient to satisfy the injury-in-fact jurisdictional requirement of the Article III standing doctrine.
Standing to sue is the “core of Article III‘s case-or-controversy requirement, and thе party invoking federal jurisdiction bears the burden of establishing its existence.”6 To invoke federal jurisdiction, the Webbs are required to allege facts demonstrating that they have suffered an injury-in-fact—an invasion of a legally protected interest which is (a) concrete and
particularized and (b) actual or imminent, not conjectural or hypothetical.7 This requirement is part of the “irreducible constitutional minimum” required to establish Article III standing.8
Here, the Webbs have asserted a “personal stake” in the dispute that is concrete and particularized.9 As alleged, the conduct of the City in violating the deed restrictions has affected the Webbs in a personal, individual and particularized way because as “heirs” under the deeds, they have a personal stake in seeing that the City adheres to the restrictions on the use of the Tenison property.10
The Webbs may ultimately fail to prove ownership or any property interеst entitlement to the Tenison property. Facially, however, the First Amended Complaint (including its reference to the express language of the relevant deeds) avers that the Webbs suffered a concrete constitutional injury-in-fact by the City‘s failure to operate the Tenison property in accordance with the deed restrictions and that through the express conveyance of a fee simple subject to a condition subsequent, the Webbs can nоw redress this injury by exercising their right of reentry as “heirs.”11 These allegations assert an interest in the property dispute sufficient to meet the minimum constitutional requirements of Article III.
B. Sovereign Immunity
Having dispensed with the question whether the Webbs have constitutional standing to pursue their claims, we now turn to the question whether the City has waived immunity from suit.
In answering a question where, as here, jurisdiction is based on diversity of citizenship, we have a duty to apply the forum state‘s jurisprudence.12 Further, where, as here, we are asked to resolve a sovereign immunity question in a diversity of citizenship case, we must defer to the sovereign immunity law of the forum state.13
Under Texas law, immunity from liability and immunity from suit are two distinct principles.14 Immunity from liability protects the State from a judgment against it even if the State legislature has expressly consented to suit; in contrast, immunity from suit bars an action against the State unless the State expressly consents to suit.15 The City concedes that it waived immunity from liability by acceрting the deed-restricted conveyance of land from the Tenisons. It thus only asserts immunity from suit, not liability.
We note at the outset that under Texas law, a suit against a municipality or its agencies arising out of the performance of its governmental duties or to recover for alleged breach of a contract is deemed to
be a suit against the State of Texas for purposes of state sovereign immunity unless some special exception applies.16 Thе Webbs principally aver that immunity from suit has been expressly waived by statute and by express provisions of the Dallas City Charter and, alternatively, that immunity from suit has been waived by the City‘s conduct in accepting the deed-restricted conveyances here. The City disagrees with both arguments.
Before turning to the question of waiver of immunity from suit under Texas law, however, we briefly address the Webbs’ initial contention that the doctrine of sovereign immunity does not even apply to the instant lawsuit because this is an action in rem to recover title to and possession of land.
1. In Rem Proceeding
The Webbs essentially contend that sovereign immunity does not bar this proceeding because they are simply seeking a declaration of what already belongs to them. It is true that an entity or person whose rights have been violated by the unlawful action of a state official may bring suit against that state official, individually, to remedy the violation or prevent its occurrencе and that such a suit is not a suit against the State requiring statutory authorization because the conduct of the agent or official is unauthorized and thus “ultra vires.”17 However, the claims
2. Express Waiver of Sovereign Immunity
The Webbs persuаded the district court that the City had expressly waived its immunity from suit. The Texas Local Government Code states that home-rule municipalities, such as the City of Dallas, “may plead and be impleaded in any court.”21 Further, the Dallas City Charter states that the City of Dallas shall have the power “to sue and be sued.”22 The Dallas City Charter provision does not restrict the forum for suits against the City to courts of the State.23 The district court relied on these two provisions to find an express waiver of sovereign immunity from suit here. The City argues this conclusion is in error, contending that the code and charter provisions relied on by the district court are simply confirmations that the City of Dallas has the corporate
In Missouri Pacific Railroad Co. v. Brownsville Navigation District, 453 S.W.2d 812 (Tex.1970),24 the Texas Supreme Court held that a statute with language similar to that found in
All navigation districts may sue and be sued in all courts of this state in the name of such navigation district, and all courts of this state shall take judicial notice of the establishment of all districts.25
The Texas Supreme Court stated that this language “quite plain[ly]” “gives general consent for District to be sued in the courts оf Texas” such that immunity from suit is expressly waived.26
More recently, in Travis County v. Pelzel & Assoc., 77 S.W.3d 246 (Tex.2002),27 the Texas Supreme Court again addressed whether a statute “clearly and unambiguously” waives the State‘s immunity from suit.
the claim.”28 The court held that this language did not waive Travis County‘s immunity from suit because the statute did not state clearly and unambiguously that Travis County could be sued. Rather, the court found that the provision just as easily could simply create a condition precedent to suit.29 Important to this conclusion was the finding that the original statutory language providing that the county may “sue and be sued” was deleted in 1879 to leave text “largely resembling the current statute” in place.30 As stated by the Texas Supreme Court, “well over a hundred years agо, the Legislature deleted the only language arguably waiving sovereign immunity, suggesting that it intended to preserve counties’ immunity from suit.”31 In so concluding, the court discussed Missouri Pacific in some detail. However, it did not overrule its prior holding. Instead, the Pelzel court distinguished the less-than-clear legislative expression of waiver in the “Presentation of Claim” statute from the “sue and be sued” language applicable to navigation districts found by the Missouri Pacific court to “quite plain[ly]” waive immunity from suit.32
As stated, the City asserts that four Texas courts of appeals have held that similar “sue and be sued” provisions do not waive the State‘s immunity from suit.33 While this is an accurate statement of
tion Missouri Pacific.35 Moreover, as argued by the Webbs, the City‘s argument that the “sue and be sued” provision is just a recognition of its corporate capacity to sue and be sued is also belied by the fact that the vast majority of state courts of appeals to address the express legislative waiver question in the context of similar “sue and be sued” clauses follow Missouri Pacific as controlling Texas Supreme Court precedent.36
We find controlling Texas Supreme Court authority for the district court‘s holding that the City has еxpressly waived its immunity from suit in this case and see no need to certify the question of express
As its resolution is not essential to our holding, we do not address the Webbs’ final argument that the City waived its right to assert immunity from suit by “accepting the benefits of the gifts, subject to the terms and conditions thereof.”
IV. CONCLUSION
Plaintiffs have asserted a claim in this controversy sufficient to satisfy the jurisdictional requirements of Article III. Further, sovereign immunity from suit does not bar Plaintiffs’ suit against the City of Dallas. We AFFIRM the district court‘s order insofar as it denied the City sovereign immunity from suit.
