Wade, Robert Eric Iii
After biting off his ex-wife‘s new boyfriend‘s earlobe, Appellant was charged with aggravated assault by causing serious bodily injury. During his trial, Appellant testified that, in his opinion, biting off a portion of the victim‘s ear, the aforementioned earlobe, did not cause serious bodily injury to the victim because it did not result in “serious permanent disfigurement.” Appellant requested a jury instruction on
We granted review to determine whether Appellant‘s testimony combined with other evidence introduced at trial could have provided the jury with a valid, rational alternative to the greater offense of aggravated assault. We hold that it could have. On the record presented in this case, there was more than a scintilla of evidence from which the jury could have rationally doubted that Appellant caused serious permanent disfigurement by biting off the victim‘s earlobe. Therefore, Appellant was entitled to his requested instruction on the lesser-included offense of assault.
Background
As alluded to above, this case arises from a physical altercation between Appellant and Appellant‘s ex-wife‘s new boyfriend, Taylor Sughrue. In the early morning hours of July 17, 2016, Appellant went
The State charged Appellant with aggravated assault, alleging that Appellant caused Sughrue serious bodily injury by biting off a portion of Sughrue‘s ear, namely his earlobe. The State further alleged that Appellant used or exhibited a deadly weapon, Appellant‘s teeth, during the commission of the offense. At trial, the State sought to prove serious bodily injury by showing Sughrue suffered serious permanent disfigurement.
James Baker, the paramedic who responded to the residence and initially treated Sughrue, testified that Sughrue‘s primary injury was the
Taylor Sughrue also testified for the State at trial. During his testimony, the State introduced photographs of Sughrue‘s injury taken the day of the assault, photographs of Sughrue‘s injury with stitches, and photographs of Sughrue‘s scarred ear taken shortly before trial.
Sughrue also stepped in front of the jury during his testimony and afforded the jurors the opportunity to assess the severity of the injury themselves. When asked whether he considered himself permanently disfigured as a result of the assault, Sughrue testified that he did. However, Sughrue did not express any opinion as to whether he considered the disfigurement to be serious. Sughrue further testified that he was able to return to work the day after the assault and that he continued to work each day following the assault, though he worked less hours each day than he did before the assault.
The State also introduced Sughrue‘s medical records. The EMS records reflected that Sughrue sustained a “traumatic injury,” that his left earlobe had been amputated, that he had pain in his left ear, and that there was “quite a bit of blood” at the scene. The hospital records described the injury as 10 cm long and a “large complex laceration to
But the hospital records also indicated that doctors determined Sughrue to be in a stable condition and discharged him from the hospital the same day as the assault. And while Sughrue received 11 stitches to close the wound on his ear, the only follow-up medical care was for the removal of the stitches. Sughrue also refused pain medications. The State introduced no other medical or expert testimony.
After the State rested, Appellant testified in his own defense. Appellant‘s primary defensive theory at trial was that he acted in self-defense after Sughrue attacked him, but Appellant also sought to undermine the conclusion that the injury in this case amounted to serious permanent disfigurement. On cross examination, Appellant agreed with the prosecutor that he used his teeth to bite Sughrue‘s earlobe, which caused the earlobe to be detached. Appellant also agreed that Sughrue‘s ear was disfigured as a result. But Appellant twice refused to agree with the prosecutor that he had caused “serious” bodily injury by biting off Sughrue‘s earlobe. He further stated that if he saw Sughrue on the street and did not know who Sughrue was, he would be unable to notice any difference between Sughrue‘s two ears.
At the charge conference, Appellant requested the jury be instructed on the lesser-included offense of assault.1 The trial court denied the request and instructed the jury on only the greater offense of aggravated assault by causing serious bodily injury. After deliberations, the jury found Appellant guilty of aggravated assault as charged in the indictment.
The court of appeals held that the evidence was legally sufficient to support Appellant‘s conviction for aggravated assault because the jury could have made reasonable inferences from the evidence presented at trial to conclude that Sughrue suffered serious permanent disfigurement.2 Appellant does not challenge this part of the court of appeals’ opinion on discretionary review. Consequently, we accept the court of appeals’ conclusion that the evidence was legally sufficient to establish that Appellant caused serious bodily injury. The issue of the sufficiency of the evidence to establish serious bodily injury is not before us.
The court of appeals also held that the trial court erred by denying the requested lesser-included instruction because Appellant‘s testimony
The State filed a petition for discretionary review, arguing that the court of appeals’ analysis of the denial of the lesser-included offense instruction was incomplete. According to the State, the court of appeals erred in focusing solely on whether a scintilla of evidence raised the lesser offense of assault, rather than also considering whether the evidence provided a “valid, rational alternative” to the greater offense of aggravated assault. We granted review solely on this issue.6
Standard of Review
To determine whether a defendant is entitled to an instruction on a lesser-included offense, we apply a two-pronged test.7 First, a reviewing court must determine as a matter of law whether the lesser-included offense is truly a lesser-included offense.8 Second, there must be some evidence in the record establishing that, if the defendant is guilty, he is guilty of only the lesser offense.9 In other words, the evidence must establish that the lesser-included offense provides the jury with “a valid, rational alternative to the charged offense.”10
The burden of producing evidence to satisfy the second prong is relatively low.11 Regardless of the strength or weakness of the evidence, if more than a scintilla of evidence, from any source, raises the issue that the defendant was guilty only of the lesser offense, then the defendant is entitled to an instruction on the lesser offense.12 We
Analysis
As to the first prong of the test for determining whether Appellant was entitled to an instruction on a lesser-included offense, no one in this case disputes that misdemeanor assault is a lesser-included offense of
Valid, Rational Alternative
Nevertheless, the State argues that this Court requires that facts raising a lesser-included offense be a “valid, rational alternative” to a greater offense before a defendant is entitled to a jury instruction on that lesser-included offense. This “valid, rational alternative” test is a court-made doctrine we adopted to bring our jurisprudence in line with the federal standard for determining whether a defendant is entitled to a jury instruction on a lesser-included offense.23 The test determines whether there is evidence at trial that casts reasonable doubt upon the greater offense, not whether the evidence is legally insufficient to
Most importantly, when determining whether there is some evidence in the record that constitutes a “valid, rational alternative” to a greater offense, we view the evidence in the record in a light most favorable to giving the instruction, not in a light most favorable to the verdict.26 The “valid, rational alternative” test merely enhances the second prong of the test for determining whether a defendant is entitled to an instruction on a lesser-included offense. It is not an invitation for reviewing courts to weigh the strength or credibility of the evidence in the record.27
Serious Bodily Injury
There are no wounds that constitute “serious bodily injury” per se.32 We have long held that it is up to a jury to determine as a matter of fact whether a particular bodily injury can be said to be “serious.”33 Whether an injury constitutes serious bodily injury is determined on a case-by-case basis.34 Therefore, there must have been some evidence that would have permitted the jury to rationally doubt that the injury to Sughrue‘s earlobe constituted serious bodily injury for Appellant to be entitled to the requested instruction on the lesser-included offense.35
Here, the State charged Appellant with aggravated assault by causing serious bodily injury. Aggravated assault increases the penalty for simple “bodily injury” assault if the victim suffers a significantly greater degree of bodily harm—serious bodily injury, rather than mere bodily injury.36 “Serious bodily injury” means bodily injury “that creates a substantial risk of death or that causes death, serious permanent disfigurement, or protracted loss or impairment of the function of any bodily member or organ.”37
By way of contrast, “bodily injury” means “physical pain, illness, or any impairment of physical condition.”38 The Legislature intended that there be a meaningful difference or distinction between “bodily injury” and “serious bodily injury,” and that difference is often a matter of degree.39 At trial, the State sought to prove serious bodily injury by showing that Sughrue had suffered serious permanent disfigurement as a result of the assault. Therefore, there must have been some evidence that would have permitted the jury to rationally believe that the amputation of Sughrue‘s earlobe did not constitute serious permanent
Serious Permanent Disfigurement
As mentioned above, distinguishing between “bodily injury” and “serious bodily injury” is a matter of degree.40 The relevant issue in determining the degree of disfigurement is the damage caused by the wound when inflicted, not the disfigurement as exacerbated or ameliorated by medical treatment.41 However, bodily injury cannot be elevated to serious bodily injury by postulating potential complications that are not in evidence.42 There must be evidence of some significant cosmetic deformity caused by the injury.43 Ultimately, as intermediate courts have observed, a jury is free to apply common sense, knowledge, and experience gained in the ordinary affairs of life in drawing reasonable inferences from the evidence presented to it in order to
Indeed, courts have also noted that not every scar amounts to serious permanent disfigurement. For example, in Williams v. State, we recognized that a knife wound, or a gunshot wound, although caused by a deadly weapon such as a knife or a gun, is not, per se, serious bodily injury.46 In Williams, the complaining witness failed to testify to the extent of his injuries even though it was uncontested that he had been shot, and we held the evidence insufficient to establish “serious bodily injury.”47 Similarly, in Hernandez v. State, the El Paso Court of Appeals held that a one-inch scar in the victim‘s abdomen did not establish “serious permanent disfigurement” even though the stab wound that caused it resulted in a laceration to the victim‘s liver.48 And in McCoy v. State, the Fort Worth Court of Appeals held that a slight scar on the lip of a police officer was not sufficient to establish serious permanent
Moreover, “serious bodily injury” may be established without a physician‘s testimony when the injury and its effects are obvious. We have previously held that a lay witness‘s opinion testimony supported a finding of serious bodily injury, which suggests that lay opinion testimony can also be used to negate that element.50 For example, in Hart v. State, the defendant challenged the sufficiency of the evidence to support his conviction for aggravated assault by arguing that the State failed to prove serious bodily injury.51 The evidence at trial included the victim‘s testimony that the defendant had attacked her with a knife and stabbed her in both the stomach and shoulder, as well as medical records corroborating her description of the injuries.52 We held
If lay witness testimony can rationally provide some evidence from which a jury can infer the severity of a particular injury, then the converse is equally true, at least under the facts presented in this case. In this regard, we agree with the court of appeals. Just as the State could rely in this case on Sughrue‘s lay opinion testimony to establish permanent disfigurement, Appellant could rely on lay opinion testimony to cast doubt upon whether that disfigurement was serious. As we observed in Ritcherson v. State, the valid, rational alternative test can be satisfied if there is evidence that is susceptible to different
Moreover, Appellant‘s lay opinion testimony was appropriate under the facts of this case. Generally, a lay witness‘s observations which do not require significant expertise to interpret, and which are not based on a scientific theory, are admissible if they satisfy the requirements of
First, the State‘s treatment of the nature of the injury at issue demonstrates that the injury did not require significant expertise to evaluate. Even events not normally encountered by most people in everyday life—such as someone biting off another person‘s earlobe—do not necessarily require the testimony of an expert.56 “It is only when
In this case, the jury would have been able to understand the nature and the seriousness of Sughrue‘s disfigurement without the assistance of expert testimony. In fact, the jurors had the opportunity to observe Sughrue‘s injury with their own eyes, both through photographs showing the injury at the time it was inflicted and through Sughrue exhibiting the healed injury during his testimony. Though the court of appeals correctly held that a jury could have rationally found that Sughrue‘s injury amounted to serious permanent disfigurement when viewing the bloody crime scene photographs, the jury could have also rationally found that Sughrue‘s injury was, as Appellant testified, not serious, when it viewed, for example, this photograph of Appellant‘s injured ear:
Accordingly, a lay witness could properly testify in the form of an opinion about whether the amputation of Sughrue‘s left earlobe constituted serious permanent disfigurement.
Second, Appellant‘s testimony was proper under
Appellant‘s opinion was rationally based on his observations of the injury, both as it was inflicted and as the healed injury appeared at the time of trial.64 Appellant conceded he bit Sughrue‘s earlobe and caused the injury, which would have given Appellant the opportunity to personally observe the injury as it was inflicted. And, like the jury,
Appellant‘s opinion could also have been helpful to the jury‘s determination of a fact in issue, namely whether Appellant seriously disfigured Sughrue, given that it was the only evidence expressly addressing the issue.65 The medical records introduced by the State describe the injury and the treatment, but they do not contain any medical opinion or prognosis that the disfigurement was permanent or severe. The State offered no other medical or expert testimony to establish that Sughrue had suffered a serious permanent disfigurement. And, while Sughrue testified that he considered himself to be permanently disfigured, he did not express an opinion on whether his disfigurement was serious. Accordingly, the jurors were left to determine, based on their evaluation of the nature of the injury and their common sense, knowledge, and experience, whether the loss of
Because a lay witness could properly testify on the issue of serious bodily injury under these facts, Appellant‘s testimony was at least some evidence that could have provided the jury with a valid, rational alternative to the greater offense of aggravated assault.67 During his testimony, Appellant admitted that he bit Sughrue‘s earlobe hard enough to sever it from the rest of the ear and conceded that Sughrue‘s ear was disfigured as a result of the bite. However, Appellant disputed that this disfigurement was serious at the time it was inflicted and after it had healed. He also testified that he would not notice the injury if he did not know the victim and saw him walking down the street. Because the only distinguishing feature between assault and aggravated assault
Moreover, Appellant‘s opinion fit within the context of the record developed as part of his defense.70 Even though there was “quite a bit of blood” at the scene of the offense, Sughrue‘s ear had almost stopped bleeding on its own by the time EMS arrived. Sughrue was able to stand and walk to the ambulance for further treatment, after which EMS transported Sughrue to the hospital without lights and sirens. This was because the injury was not life-threatening. Further, Sughrue was able to return to work the day after the assault, and he continued to work
Sughrue‘s testimony also demonstrated that he was able to hear and respond to the questions asked by counsel without difficulty, which suggests that there was no loss or impairment of the function of the injured ear.71 Finally, the evidence showed that Sughrue was able to walk to the ambulance on his own, doctors determined him to be stable at the hospital and discharged him the same day, and Sughrue was able to return to work the next day, all of which support Appellant‘s opinion that the injury was not serious.
Essentially, the State argues that the court of appeals plucked Appellant‘s testimony out of the record and examined it in a vacuum. As discussed above, this is inaccurate. Appellant proceeded under two defensive theories at trial: self-defense and lack of serious bodily injury.
It is the jury‘s role—not ours—to determine whether to believe the evidence negating the greater offense and supporting the lesser.72 We have made clear that, in determining whether a defendant is entitled to an instruction on a lesser-included offense, the issue is not whether a rational jury could have found the defendant guilty of the greater offense, but rather, whether a jury could have reasonably interpreted the record in such a way that it could find the defendant guilty only of the lesser-included offense.73 Based on the totality of the record in this case, we conclude that there was at least some evidence from which a
Conclusion
Viewing the evidence in the light most favorable to the requested charge, Appellant‘s lay opinion testimony negating the seriousness of the injury, combined with other evidence supporting his defensive theory, amounted to more than a scintilla of evidence that could have provided the jury with a valid, rational alternative to the greater offense of aggravated assault. Therefore, the trial court erred in denying Appellant‘s requested instruction on the lesser-included offense. We affirm the judgment of the court of appeals.
Notes
- Whether conclusory lay testimony can contradict undisputed testimony from medical sources and a victim on the issue of serious bodily injury such that a lesser-included offense is a “valid, rational alternative” to the charged offense.
- Whether there is a need to review a defendant‘s entitlement to a lesser-included instruction when the jury not only convicted on the charged offense but also answered a deadly weapon special issue in the affirmative.