Abraham CAVAZOS, Appellant, v. The STATE of Texas.
No. PD-1675-10.
Court of Criminal Appeals of Texas.
Oct. 31, 2012.
382 S.W.3d 377
CONCLUSION
The court of appeals did not err to affirm the trial court‘s conclusion that a reasonable person in appellee‘s position would have believed, given all the objective circumstances, that, at the moment he made the cocaine statements, he was in custody for Fifth Amendment purposes. Accordingly, we affirm the judgment of the court of appeals.
KELLER, P.J., concurred in the result.
MEYERS, J., not participating.
Tori R. Johns Estaville, Asst. District Atty., El Paso, Lisa McMinn, State‘s Attorney, for State.
OPINION
MEYERS, J., deliverеd the opinion of the Court in which PRICE, WOMACK, KEASLER, HERVEY, COCHRAN, and ALCALA, JJ., joined.
A jury found Appellant, Abraham Cavazos, guilty of murder and imposed a punishment of twenty-eight years’ confinement and a $5,000 fine. Cavazos v. State, 329 S.W.3d 838 (Tex.App.-El Paso 2010). Appellant appealed, claiming that the trial court erred by refusing his requested jury instruction on the charge of manslaughter. Id. at 840. The court of appeals held that manslaughter is not a lesser-included offense of murder under
FACTS
The victim, Rogelio Terrazas, was attending a birthday party for Camille Martinez in December of 2004. Camille had previously met Appellant at a night club and had invited him to the party. When Appellant arrived at the party wearing a pink and white striped shirt, Terrazas and his friends teased Appellant about the color of his shirt and called him a “faggot.” Terrazas also told Apрellant he would show him something pink and exposed his penis. Terrazas then threw a plastic beer cup at Camille and Appellant, who were sitting together on the couch. Terrazas and Appellant exchanged words, and Appellant stepped in front of Camille and shot Terrazas twice. Appellant left the party with his friends, and Terrazas subsequently died at the scene.
Several days later, Appellant called his friend, Leonor Salais, and told her that he got drunk at a party and shot a guy who kept provoking him. He also told her that he did not mean to shoot anyone. Appellаnt fled to Mexico, but was extradited back to the United States three years later to stand trial.
Appellant was charged with murder. The indictment stated, in relevant part, that “Abraham Cavazos . . . did then and there, with intent to cause serious bodily injury to an individual, namely, Rogelio Terrazas, commit an act clearly dangerous to human life, to wit: shooting Rogelio Terrazas with a firearm, that caused the death of the said Rogelio Terrazas.”
A jury found Appellant guilty of murder in violation of
COURT OF APPEALS
The court of appeals concluded that manslaughter is not a lesser-included offense of murder under
The court of appeals stated that, similar to felony murder under
Based on this analysis, the court of appeals overruled Appellant‘s issues, concluding that manslaughter is not a lesser-included offense of murder under
ARGUMENTS OF THE PARTIES
Appellant argues that the сourt of appeals erred when it held that manslaughter was not a lesser-included offense of the charged murder. Appellant contends that, under the rationale advanced by the court of appeals, any killing using a deadly weapon can be murder since no culpable mental state is required. Appellant argues that
Appellant argues that he was entitled to a jury instruction on the charge of manslaughter because there was some testimony that he did not intend to kill anyone, which rebuts or negates one of the crucial elements of murder. Therefore, there was evidence from which a rational jury could have found him guilty of only the lesser-included offense.
The State contends that the plain language of
The State argues that Appellant mischaracterized the lower court‘s opinion. The State says that the court of appeals did not hold or conclude that
CASELAW AND STATUTES
Courts apply the Aguilar/Rousseau test to determine whether an instruction on a lesser-included offense should be given to the jury. Hall v. State, 225 S.W.3d 524, 535-36 (Tex.Crim.App.2007); McKinney v. State, 207 S.W.3d 366, 370 (Tex.Crim.App.2006); Rousseau v. State, 855 S.W.2d 666, 672 (Tex.Crim.App.1993).
First, the court determines if the proof necessary to establish the charged offense also includes the lesser offense. Hall, 225 S.W.3d at 535-36. If this threshold is met, the court must then consider whether the evidence shows that if the Appellant is guilty, he is guilty only of the lesser offense. The first step is a question of law, and it does not depend on the evidence raised at trial. In fact, it may be performed by the trial judge before trial commences or, as here, on appeal. In this step, the court compares the elements alleged in the indictment with the elements of the lesser offense.
An offense is a lesser-included offense of another offensе, under Article 37.09(1) of the Code of Criminal Procedure, if the indictment for the greater-inclusive offense either: 1) alleges all of the elements of the lesser-included offense, or 2) alleges elements plus facts (including descriptive averments, such as non-statutory manner and means, that are alleged for purposes of providing notice) from which all of the elements of the lesser-included offense may be deduced.
As we pointed out in Watson, the elements of the lesser-included offense do not have to be pleaded in the indictment if they can be deduced from facts alleged in the indictment. In this situation, the functional-equivalence concept may be part of the lesser-included-offense analysis. Using functional-equivalence, the court must “examine the elements of the lesser offense and decide whether they are functionally the same or less than those required to prove the charged offense.” McKithan v. State, 324 S.W.3d 582, 588 (Tex.Crim.App.2010) (citing Farrakhan v. State, 247 S.W.3d 720, 722-23 (Tex.Crim.App.2008)).
An offense may also be a lesser-included offense if it differs from the charged offense only in the respect that a less culpable mental state is sufficient to establish its commission. See
If the offense is a lesser-included offense under either Article 37.09(1) or (3), the court moves to the second step of the Aguilar/Rousseau test and considers whether there is some evidence that would permit a rational jury to find that, if the appellant is guilty, he is guilty only of the lesser offense. Hall, 225 S.W.3d at 536; Mathis v. State, 67 S.W.3d 918, 925 (Tex.Crim.App.2002). This second step is a question of fact and is based on the evidence presented at trial. A defendant is entitled to an instruction on a lesser-included offense if some evidence from any source raises a fact issue on whether he is guilty of only the lesser, regardless of whether the evidence is weak, impeached, or contradicted. Bell v. State, 693 S.W.2d 434, 442 (Tex.Crim.App.1985).
ANALYSIS
Applying the cognate-pleadings approach, we must determine whether the indictment charging Appellant with murder under
The statutory elements of murder under
- Abraham Cavazos [Appellant]
- with intent to cause serious bodily injury to an individual, Rogelio Terrazas
- committed an act clearly dangerous to human life; shooting Rogelio Terrazas with a firearm
- caused the death of Rogelio Terrazas
We compare these allegations with the elements of manslaughter, which are
- A person [Appellant]
- recklessly
- caused the death of an individual [Rogelio Terrazas]
We then ask the question posed by Article 37.09(1):
Are the elements of manslaughter established by proof of the same or less than all the facts required to establish the
Or the question posed by Article 37.09(3):
Does manslaughter differ from murder under
Because there are allegations in the indictment that are not identical to elements of the lesser offense, we apply the functional-equivalence test to determine whether elements of the lesser offense are functionally the same or less than those required to prove the charged offense. McKithan, 324 S.W.3d at 588. The differences here are the following: Murder as alleged in the indictment included the intent to cause serious bodily injury and the commission of an act clearly dangerous to human life (shooting with a firearm) whereas manslaughter includes recklessness, which is a conscious disregard of a substantial and unjustifiable risk regarding circumstances or results surrounding the conduct. The commission of an act clearly dangerous to human life, shooting with a firearm, is the circumstance surrounding the conduct, which would be the same under either murder or manslaughter. This leaves us with the only difference being intent versus recklessness.
We disagree with the court of appeals‘s contention that the murder charged in this case does not require a culpable mеntal state for causing another‘s death. Cavazos, 329 S.W.3d at 845. As we have previously held, the specific intent to kill may be inferred from the use of a deadly weapon. Godsey v. State, 719 S.W.2d 578, 580-81 (Tex.Crim.App.1986) (citing Flanagan v. State, 675 S.W.2d 734, 744 (Tex.Crim.App.1984); Bell v. State, 501 S.W.2d 137, 138 (Tex.Crim.App.1973)).4 Here, the indictment specified that Appellant shot the victim with a deadly weapon, so it can be inferred that he had the intent to cause the victim‘s death. Although the only mens rea specified in
We conclude that causing death while consciously disregarding a risk that death will occur differs from intending to cause serious bodily injury with a resulting death only in the respect that a less culpable mental state establishes its commission. See
Next we must examine all the evidence to determine if a lesser-includеd-offense instruction on manslaughter was warranted in this case. A defendant is entitled to an instruction on every issue raised by the evidence. Bell, 693 S.W.2d at 442. “Thus, regardless of the strength or weakness of the evidence, if any evidence raises the issue that the defendant was guilty only of the lesser offense, then the charge must be given.” Saunders v. State, 840 S.W.2d 390, 391 (Tex.Crim.App. 1992). We also explained in Saunders that there are two ways that evidence may indicate that a defendant is guilty of only the lesser offense. First, evidence may have been raised that refutes or negates other evidence establishing the greater offense. Second, the evidence presented regarding thе defendant‘s awareness of the risk may be subject to two different interpretations, in which case the jury should be instructed on both inferences.
Under the second prong of the Aguilar/Rousseau test, we must consider whether there was some evidence raised at trial from which a rational jury could acquit Appellant of the greater offense of murder and convict him of the lesser-included offense of manslaughter. There must be some affirmative evidence that Appellant did not intend to cause serious bodily injury when he shot the victim, and must be some affirmative evidence from which a rational juror could infer that Appellant was aware of but consciously disregarded a substantial and unjustifiable risk that death would occur as a result of his conduct. At this point in the analysis, anything more than a scintilla of evidence may be sufficient to entitle a defendant to a charge on a lesser offense. Hall, 225 S.W.3d at 536. However, the evidence produced must be sufficient to establish the lesser-included offense as a “valid, rational alternative” to the charged offense.
The evidence in question here is Leonor Salais‘s testimony that Appellant told her that he did not mean to shoot anyone. Appellant сlaims that there is no evidence that he intentionally pulled the trigger and that Salais‘s testimony is evidence that he did not mean to shoot anyone, which negates the intent element of the greater offense. He says pulling out a loaded gun in a room full of people is a reckless act and that shooting directly at a person twice is still reckless as long as the evidence shows no intent to do so. The trial court concluded that testimony from a phone conversation that took place the day after the shooting during which Appellant said he did not mean to shoot anyone does not indicate that his conduct was reckless. The trial court also noted that there was no evidence to indicate that this was a reckless discharge of a firearm. We agree.
There was no evidence directly germane to recklessness. Pulling out a gun, pointing it at someone, pulling the trigger twice, fleeing the scene (and the country), and later telling a friend “I didn‘t mean to shoot anyone” does not rationally support an inference that Appellant acted recklessly at the moment he fired the shots. The evidence here does not support a finding of recklessness and does not rise to level that would convince a rational jury to find that if Appellant is guilty, he is guilty of only the lesser-included offense.
Without additional evidence supporting a finding of recklessness, Salais‘s testimony alone is insufficient to require an instruction on the lesser-included offense of manslaughter. Because the facts did not raise manslaughter as a valid, rational al-
Appellant failed to meet the second prong of the Aguilar/Rousseau test because there is no evidence that would permit a rational jury to find that, if Appellant is guilty, he is guilty only of the lesser offense. The court of appeals properly held that the trial court did not err by denying Appellant‘s requested instruction on the lesser-included offense of manslaughter.
CONCLUSION
The court of appeals improperly concluded that manslaughter is not a lesser-included offense of murder under
KELLER, P.J., filed a concurring opinion.
JOHNSON, J., concurred.
KELLER, P.J., filed a concurring opinion..
The court of appeals made two alternate holdings: (1) that manslaughter is not a lesser-included offense of the theory of murder for which appellant was tried and (2) that, even if it were a lesser-included offense, there was no evidence from which a jury could rationally find that appellant was guilty only of manslaughter. The Court renders what is essentially an advisory opinion with respect to the first hоlding because it affirms the court of appeals on the second holding. I think that we should not address a contentious legal issue that is unnecessary to the disposition of the case. But since the Court does address the first issue, I must register my disagreement with its resolution of that question. I believe that manslaughter is not in fact a lesser-included offense of the theory of murder charged in this case.
Under
Appellant was charged with murder under
The Court says that a culpable mental state for causing death was required under the current indictment because the indictment alleges that appellant used a deadly weapon and that “the specific intent to kill may be inferred from the use of a deadly weapon.”7 The cases upon which the Court relies are sufficiency-of-the-evidence cases.8 Evidence is sufficient to show intent if a deadly weapon was used, but that is not the same as saying that the use of a deadly weapon necessarily establishes intent. While the fact-finder is permitted to find intent from the use of a deadly weapon, it is not required to do so. This sort of permissible inference is different from the situation in which a finding of one fact is tantamount to finding a second fact. For example, we have held that a finding of
And the Court‘s reasоning would convert virtually any allegation of a deadly weapon in an indictment into an allegation that the defendant intended to kill. So an indictment charging manslaughter with a firearm would, under the Court‘s reasoning, also charge murder. That simply cannot be correct.
Next, the Court says that, “because the definition of recklessness is disregarding a risk that circumstances exist or the result will occur, the reckless mens rea for manslaughter applies either to the nature of the conduct or the result of the conduct.”10 The Court is mistaken. The “reckless” culpable mental state in manslaughter attaches only to the result of the defendant‘s conduct; it does not attach to the nature of the defendant‘s conduct.11 The Penal
I take the Court to mean, however, that we should evaluate the culpable mental states of intent, knowledge, recklessness, and criminal negligence in isolation from the objects of those culpable mental states in determining whether an offense is lesser-included. In other words, I think the Court means that we should not consider the culpable mental state at issue to be “intent to kill” or “intent to commit serious bodily injury,” but rather, the culpable mental state is simply “intent.”
I agree that the culpable mental states contemplated under
I respectfully concur in the Court‘s judgment.
