VIETNAM VETERANS AGAINST THE WAR and Larry Duncan, Appellees, v. VETERANS MEMORIAL AUDITORIUM COMMISSION et al., Appellants, City of Des Moines, Iowa, Appellant.
No. 55645.
Supreme Court of Iowa.
Oct. 17, 1973.
Rehearing Denied Dec. 13, 1973.
211 N.W.2d 333
But no objection was ever lodged against this instruction during trial, nor was the issue raised by post-trial motion. Under all of these circumstances, we see no compelling reason to depart from our rule that ordinarily matters not raised in the trial court cannot be effectively asserted for the first time on appeal. State v. Beer, 193 N.W.2d 530 (Iowa 1972); State v. Miskell, 161 N.W.2d 732 (Iowa 1968); Sullins, Preservation of Error, 22 Drake L.Rev. 435, 469-73 (1973). Defendant does not claim he was deprived of a fair trial. See State v. Hinsey, 200 N.W. 2d 810 (Iowa 1972); Rendleman, Judgment on the Record Statute, 22 Drake L. Rev. 477, 481-90 (1973). Nor is there any evidence in the record before us to show he was not accorded a fair trial.
We find no error. The judgment of the district court is affirmed.
Affirmed.
William L. Kutmus and Gordon E. Allen, Des Moines, for appellees.
MOORE, Chief Justice.
As authorized by
Plaintiff‘s action contests the constitutionality of
“Each such commissioner shall be an honorably discharged soldier, sailor, or marine of the United States, selected in the following manner:
“Within sixty days after the election, each post of the Grand Army of the Republic, Spanish-American War Veterans, Veterans of World War I, and the American Legion, Disabled American Veterans of the World War, Veterans of Foreign Wars of the United States, Marine Corps League and American Veterans of World War II (AMVETS) in the county, city, or town, as the case may be, shall appoint three delegates who shall, within ninety days after such election, meet in convention in the county, city, or town, as the case may be, and by ballot select five commissioners, whose names shall be forthwith furnished to the board of supervisors, or the city or town council, as the case may be, whereupon said board of supervisors or city or town council shall by resolution appoint them as such commissioners.”
Defendants and intervenor, City of Des Moines in addition to denying the allegations of plaintiffs’ petition denied plaintiffs’ standing to maintain this action.
The trial court held
On this appeal defendants and intervenor assign five propositions for reversal. First they assert the trial court erred in not holding plaintiffs lacked standing to maintain the action. The other four attack the court‘s adverse ruling on constitutionality of
As we point out infra our holding on the first assigned proposition is decisive of this appeal.
Plaintiff, Vietnam Veterans Against the War, is apparently incorporated in some other state but certainly not in Iowa. It has no permit to do business in this state. Its headquarters are in New York. It has no established posts or local organizations in Iowa. There is an entire lack of evidence that any member of the organization is a resident of Des Moines. Not one is named in the record.
Larry Duncan testified: “I am the plaintiff in this cause of action. I am twenty-six years old, I live at 2000 Grand Avenue, West Des Moines, Iowa and have lived in West Des Moines since 1967.” That incorporated city is no part of the City of Des Moines.
The general rule is thus stated in 16 Am. Jur.2d Constitutional Law, section 119, pages 310-312:
“It is always open to interested persons to show that the legislature has transgressed the limits of its power, and persons injuriously affected may question the validity of a law. But the requirements of interest and injury are important ones. A constitutional question does not arise merely because it is raised and a decision thereof sought. The constitutionality of a legislative act is open to attack only by a person whose rights are affected thereby. Before a law can be assailed by any person on the ground that it is unconstitutional, he must show that he has an interest in the question in that the enforcement of the law would be an infringement on his rights. Assailants must therefore show applicability of the statute and that they are thereby injuriously affected. These rules are applicable to all cases both at law and in equity. * * *”
“The corollary to the general rule is that one who is not prejudiced by the enforcement of an act of the legislature cannot question its constitutionality.” See also 16 C.J.S. Constitutional Law § 76.
The Supreme Court has consistently recognized and applied the general rule. Two of its recent cases are Laird v. Tatum, 408 U.S. 1, 92 S.Ct. 2318, 33 L.Ed.2d 154; Broadrick v. Oklahoma, 413 U.S. 601, 93 S.Ct. 2908, 37 L.Ed.2d 830, 1973.
In Broadrick the court says, “* * * the statement of Mr. Justice Holmes is particularly appropriate: ‘if there is any difficulty . . . it will be time enough to consider it when raised by someone whom it concerns.’ United States v. Wurzbach, supra, 280 U.S. [396], at 399 [50 S.Ct. 167, 74 L.Ed. 508].”
In Sierra Club v. Morton, 405 U.S. 727, 92 S.Ct. 1361, 31 L.Ed.2d 636, the Supreme Court held where plaintiff Club failed to establish it or its members would suffer injury by enforcement of an Administrative Procedure Act it lacked standing to maintain an action attacking the Act.
Under the record the trial court should have held plaintiffs failed to establish standing to challenge the constitutionality of
Without reaching the last four assigned propositions we hold plaintiffs lack standing to maintain this action.
The judgment and decree of the lower court is reversed. This case is remanded for dismissal by the trial court.
MASON, RAWLINGS, LeGRAND, REES and HARRIS, JJ., concur.
McCORMICK, UHLENHOPP and REYNOLDSON, JJ., dissent.
McCORMICK, Justice (dissenting).
I respectfully dissent because I believe plaintiffs established their standing and the unconstitutionality of the procedure in
Standing is a rule of practice, not a matter of substantive law. Where federal questions are involved, as in this case, we have tailored our rule to that observed in federal courts. Gradischnig v. Polk County, 164 N.W.2d 104, 107 (Iowa 1969). The test is whether plaintiffs have alleged “such a personal stake in the outcome of the controversy” as to insure the dispute sought to be adjudicated will be presented in a concrete adversary context. Baker v. Carr, 369 U.S. 186, 204, 82 S.Ct. 691, 703, 7 L.Ed.2d 663, 678 (1962). It is not necessary to decide whether their allegations will entitle them to any relief, only whether if the wrong alleged “does produce a legally cognizable injury, they are among those who have sustained it.” Id., 369 U.S. at 208, 82 S.Ct. at 705, 7 L.Ed.2d at 680. If so, they are entitled to their day in court. The substantive issues are examined only “[to determine whether there is a] logical nexus between the status asserted and the claim sought to be adjudicated” and “the necessary degree of contentiousness.” Roe v. Wade, 410 U.S. 113, 124, 93 S.Ct. 705, 712, 35 L.Ed.2d 147, 161 (1973); see Flast v. Cohen, 392 U.S. 83, 88, 88 S.Ct. 1942, 20 L.Ed.2d 947 (1968); Golden v. Zwickler, 394 U.S. 103, 89 S.Ct. 956, 22 L.Ed.2d 113 (1969). Recent United States Supreme Court decisions “have greatly expanded the types of ‘personal stake[s]’ which are capable of conferring standing on a potential plaintiff.” Linda R. S. v. Richard D., 410 U.S. 614, 616, 93 S.Ct. 1146, 1148, 35 L.Ed.2d 536, 540 (1973); cf. Sierra Club v. Morton, 405 U.S. 727, 92 S.Ct. 1361, 31 L.Ed.2d 636 (1972) (rule inapplicable where standing is statutory).
Where fundamental rights are involved, courts will proceed “without blind adherence to technical rules of representation” and standing will be liberally accorded. Smith v. Board of Education of Morrilton Sch. Dist. No. 32, 365 F.2d 770, 776-778 (8 Cir. 1966). Such fundamental rights include first amendment freedoms, National Student Association v. Hershey, 134 U.S. App.D.C. 56, 412 F.2d 1103 (1969), and voting rights, Colegrove v. Green, 328 U.S. 549, 66 S.Ct. 1198, 90 L.Ed. 1432 (1946); Gradischnig v. Polk County, supra.
In the present case, Vietnam Veterans Against the War challenges
In such capacities, plaintiffs attack the statute on three fundamental constitutional bases: (1) as violative of freedom of speech and association under the first amendment to the United States Constitution, (2) as an improper delegation of governmental power under the Iowa Constitution, and (3) as a denial of equal protection of the laws under the fourteenth amendment to the United States Constitution.
Of course, if either plaintiff has standing, the issues raised in their petition must be decided.
There is no problem finding the necessary degree of contentiousness in this case. Cf. Golden v. Zwickler, supra. The issue here is whether there is a logical nexus between the status asserted and the claims sought to be adjudicated showing either plaintiff has a sufficient personal stake in the outcome of the controversy.
Plaintiff Vietnam Veterans Against the War is a national organization with 200,000 members. Its officers include national, state and local coordinators. Two Des Moines area coordinators, including plaintiff Duncan, report to the Iowa coordinator who in turn answers to a regional coordinator in Madison, Wisconsin. The only prerequisite to membership is service in the United States armed forces in the Indo-China area during the Vietnam War. There are about 200 members in Iowa, including about two dozen in Polk County. The Des Moines area unit includes Polk County and the City of Des Moines. Dues are assessed and paid for lifetime membership. Meetings are held as necessary to meet the needs and purposes of the organization. Such needs and purposes as of the time of trial primarily concerned action to speed the end of the war and assist returning veterans. Local meetings are held in members’ homes.
Plaintiff Larry Duncan exercises control over the group‘s activities in an area including the City of Des Moines. The group maintained an informational and fund-raising booth at the 1971 state fair in Des Moines. The parties stipulated Duncan is eligible for membership in the American Legion or Veterans of Foreign Wars. He is opposed to their positions on some issues and is unwilling to join either organization. On cross-examination he acknowledged if he were a member of such organizations he would be able to participate in the selection of delegates to the convention which selects auditorium commissioners.
Defendants and intervenor maintained as their principal theory of defense that Duncan should not complain of disfranchisement under
In fact, the record is barren of any evidence to show the organizations franchised under
Where, as here, a plaintiff shows membership in the class whose other members are favored under a statute, such plaintiff has standing to challenge discrimination under that statute. See American Civil Liberties Union of Virginia, Inc. v. Radford College, 315 F.Supp. 893 (W.D.Va. 1970); 16 C.J.S. Constitutional Law § 88. In seeking to vindicate its right and that of its members to participate in the selection of auditorium commissioners, Vietnam Veterans Against the War asserts a plain, direct, and adequate stake in the outcome of the controversy. Baker v. Carr, supra, 369 U.S. at 208, 82 S.Ct. at 705, 7 L.Ed.2d at 680.
The majority confuses its notion only residents of Des Moines should be able to participate in selection of auditorium commissioners, a question on the merits, with what the statute presently permits. No such limitation appears in the statute. The controversy exists because of what the statute does permit, not what is should permit, and the action is brought to obtain an adjudication as to the constitutionality of what it does permit.
I would hold both plaintiffs have standing to challenge the selection procedure.
II. Constitutionality of
A. Delegation of governmental power. Even though
It is similar to the scheme in Ashmore v. Greater Greenville Sewer Dist., 211 S.C. 77, 44 S.E.2d 88 (1947) involving a statute designating representatives selected by the Lions, Kiwanis, Rotary, Exchange, Altrusa, and Optomist Clubs, American Legion, Trades and Labor Council, and Chamber of Commerce as members of a board of trustees to control and manage a public auditorium. The court observed, “Such delegation by the lawmaking body to persons, groups or organizations unrelated to government of power to appoint or elect public officers constitutes a difficult and important problem of constitutional law which has vexed the courts and textwriters.” Id., 44 S.E.2d at 95. After noting a split of authority in jurisdictions where the question had been raised, the South Carolina court held the statute violated its state constitutional equal protection and due process clauses “for such lack of substantial and rational relation between the appointive or elective power and the function of government which the appointees or electees are to perform.” Id., 44 S.E.2d at 96.
A stricter rule was adopted by the Massachusetts court in Opinion of the Justices, 337 Mass. 777, 150 N.E.2d 693 (1958), involving a statute creating an unpaid special commission to expend public funds in preparation for a civil war centennial. Sixteen of its 25 members were to be elected by named unofficial and voluntary organizations, including veterans’ groups. The court held, “[I]t would not be proper to authorize the selection of persons to expend public funds by organizations or groups not themselves public bodies or made up of public officers,” noting, “It may be otherwise where there is no more than a power of nomination in a private organization.” Id., 150 N.E.2d at 698. The court reasoned that even though the groups contained well-qualified individuals, “[E]ach individual is accountable solely to his own respective organization and has no connection with any branch of government in which the sovereign power is lodged by our Constitution.” Id., 150 N.E.2d at 698. The statute was held unconstitutional.
A similar result was reached for the same reason in State v. Schorr, 6 Terry 18, 45 Del. 18, 65 A.2d 810 (1948), where a statute delegated to political party chairmen the authority to name members of a statutory elections department. The court held the delegation of authority violated the concept that government may not transfer sovereignty to private persons.
The basis for this concept is that government derives its sovereignty from the
As stated in Tucker v. State, 218 Ind. 614, 697-698, 35 N.E.2d 270, 302 (1941):
“The appointment to office is universally held to be an exercise of the sovereign power. * * * If the Legislature should attempt to invest the State Dental Association with power to appoint members of the State Highway Commission, the courts could not hold the statute unconstitutional because in their judgment it would have been wiser to vest that power in an association of highway engineers. Such an enactment could only be stricken down upon the ground that the Legislature had no constitutional power to vest a governmental function elsewhere than in one of the three departments of the government created by the people in their Constitution.”
The propriety of delegation of state sovereignty is a matter of state constitutional law. Iron Workers Local No. 67 v. Hart, 191 N.W.2d 758, 772 (Iowa 1971); cf. Note, 58 Iowa L.Rev. 974 (1973).
I believe we should adopt the rule recognized by Massachusetts, Delaware and Indiana under similar constitutional provisions. Sovereignty given by Iowans to their government cannot be relinquished to private persons or groups. This includes the power to select public officers as distinguished from mere power to advise or recommend. Public officers must be responsible to public rather than private interests.
B. Equal protection. I also agree with the contention urged by plaintiffs in the trial court that the selection procedure of
Engagement in protracted semantic analysis to determine whether the procedure under
“States do have latitude in determining whether certain public officials shall be selected by election or chosen by appointment * * *. However, ‘once the franchise is granted to the electorate, lines may not be drawn which are incon-
sistent with the Equal Protection Clause of the Fourteenth Amendment.’ [citation]”
Although the franchise in this case is granted to an extremely limited group, refusal to apply the Kramer rule here would mean legislatures could always avoid the equal protection standard by increasing discrimination to exclude all but an elite handful of citizens from the selection process.
In Kramer residents who did not own or lease taxable property in the district or have children enrolled in the public schools were disfranchised from school board elections. The court held the statute denied equal protection to the excluded classes. If the Sailors rule were applicable, this holding could be avoided by enlarging the exclusion so that, for example, residents who did not belong to the local Rotary Club were also excluded. Equal protection would not thereby be made inapplicable. It is a qualitative rather than quantitative standard. The Sailors rule presupposes appointment by a properly constituted governmental officer or body.
The present case is fully subject to the rationale of Kramer:
“* * * Our exacting examination is * * * required because some resident citizens are permitted to participate and some are not. For example, a city charter might well provide that the elected city council appoint a mayor who would have broad administrative powers. Assuming the council were elected consistent with the commands of the Equal Protection Clause, the delegation of power to the mayor would not call for this Court‘s exacting review. On the other hand, if the city charter made the office of mayor subject to an election in which only some resident citizens were entitled to vote, there would be presented a situation calling for our close review.” Kramer v. Union Free School District No. 15, supra. (Italics added.)
This case is subject to the Kramer rule because some members of the general public have been permitted to select commissioners to the exclusion of others.
Section 37.10 must therefore be tested by the equal protection standard. Several principles and considerations are involved:
“‘In determining whether or not a state law violates the Equal Protection Clause, we must consider the facts and circumstances behind the law, the interests which the State claims to be protecting, and the interests of those who are disadvantaged by the classification.’ [citation] And in this case we must give the statute a close and exacting examination. * * * This careful examination is necessary because statutes distributing the franchise constitute the foundation of our representative society. Any unjustified discrimination in determining who may participate in political affairs or in the selection of public officials undermines the legitimacy of representative government.” Kramer v. Union Free School District No. 15, 395 U.S. at 626, 89 S.Ct. at 1889, 23 L.Ed.2d at 589.
In addition, when reviewing statutes in which the legislature has given the right to vote to some residents but denied it to others, “the general presumption of constitutionality afforded state statutes and the traditional approval given state classifications if the Court can conceive of a ‘rational basis’ for the distinctions made are not applicable.” Kramer v. Union Free School District No. 15, supra, 395 U.S. at 627-628, 89 S.Ct. at 1890, 23 L.Ed.2d at 590. Under
Defendants and intervenor point to the efficiency of the selection procedure and allege elections open to other voters would be cumbersome.
This argument falls far short of demonstrating a compelling state interest for disfranchising most of the community from the process to choose public officers to spend public funds in construction and management of a public facility. If sufficient to establish a basis for limiting the franchise in this case, the same reasoning would support limitation of the franchise in every case. Discipline and efficiency are not marks of the democratic process. I am unaware of any case in which such factors have been recognized as justifying a limitation of suffrage. Nor should they be.
Defendants have failed to show any compelling state interest to permit limitation of the franchise to select the public officers in this case to certain named veterans’ organizations.
Analogous cases support this conclusion. See Dunn v. Blumstein, supra (disfranchisement based on duration of residence); City of Phoenix v. Kolodziejski, 399 U.S. 204, 90 S.Ct. 1990, 26 L.Ed.2d 323 (1970) (non-property owners disfranchised in bond elections); Evans v. Cornman, 398 U.S. 419, 90 S.Ct. 1752, 26 L.Ed.2d 370 (1970) (residents at federal facility disfranchised from voting in state elections); Kramer v. Union Free School District No. 15, supra (residents who did not own or lease taxable property in the district or have children enrolled in the schools disfranchised from school board elections); Carrington v. Rash, 380 U.S. 89, 85 S.Ct. 775, 13 L.Ed.2d 675 (1965) (servicemen who moved to Texas disfranchised from voting in Texas so long as they remained in service).
I would hold the selection procedure of
III. The remedy. Trial court‘s decree declares the entirety of
In addition, trial court‘s ruling prescribes a new procedure for selection of commissioners wherein all veterans would be eligible to vote. The unconstitutionality of the present procedure in
It is clear the commission elected under
The result is the selection procedure of
My dissent is therefore predicated on my disagreement with the majority conclusion on the issue of standing and my view that trial court‘s decree should be affirmed in its holding the selection procedure in
UHLENHOPP and REYNOLDSON, JJ., join in this dissent.
