Lead Opinion
delivered the opinion of the Court.
This civil action was brought under 42 U. S. C. §§ 1983 and 1988 to redress the alleged deprivation of federal constitutional rights. The complaint, alleging that by means of a 1901 statute of Tennessee apportioning the members of the General Assembly among the State’s 95 counties,
The General Assembly of Tennessee consists of the Senate with 33 members and the House of Representatives with 99 members. The Tennessee Constitution provides in Art. II as follows:
“Sec. 3. Legislative authority- — -Term of office.— The Legislative authority of this State shall be vested in a General Assembly, which shall consist of a Senate and House of Representatives, both dependent on the people; who shall hold their offices for two years from the day of the general election.
“Sec. 4. Census.- — An enumeration of the qualified voters, and an apportionment of the Representatives in the General Assembly, shall be made in the year one thousand eight hundred and seventy-one, and within every subsequent term of ten years.
“Sec. 6. Apportionment of representatives. — The number of Representatives shall, at the several*189 periods of- making the enumeration, be apportioned among the several counties or districts, according to the number of qualified voters in each; and shall not exceed seventy-five, until the population of the State shall be one million and a half, and shall never exceed ninety-nine; Provided, that any county having two-thirds of the ratio shall be, entitled to one member.
“Sec. 6. Apportionment of senators. — The number of Senators shall, at the several periods of making the enumeration, be apportioned among the several counties or districts according to the number of qualified electors in each, and shall not exceed one-third the number of representatives. In apportioning the Senators among the different counties, the fraction that may be lost by any county or counties, in the apportionment of members to the House of Representatives, shall be made up to such county or counties in the Senate, as near as may be practicable. When a district is composed of two or more counties, they shall be adjoining; and no county shall be divided in forming a district.”
Thus, Tennessee’s standard for allocating legislative representation among her counties is the total number of qualified voters resident in the respective counties, subject only to minor qualifications.
Indeed, the complaint alleges that the 1901 statute, even as of the time of its passage, “made no apportionment of Representatives and Senators in accordance with the constitutional formula . . . , but instead arbitrarily and capriciously apportioned representatives in the Senate and House without reference ... to any logical or reasonable formula whatever.”
I.
The District Court’s Opinion and Order of Dismissal.
Because we deal with this case on appeal from an order of dismissal granted on appellees’ motions, precise identi
In the setting of a case such as this, the recited grounds embrace two possible reasons for dismissal:
First: That the facts and injury alleged, the legal bases invoked as creating the rights and duties relied upon, and the relief sought, fail to come within that language of Article III of the Constitution and of the jurisdictional statutes which define those matters concerning which United States District Courts are empowered to act;
Second: That, although the matter is cognizable and facts are alleged which establish infringement of appellants’ rights as a result of state legislative action departing from a federal constitutional standard, the court will not proceed because the matter is considered unsuited to judicial inquiry or adjustment.
We treat the first ground of dismissal as “lack of jurisdiction of the subject matter.” The second we consider to result in a failure to state a justiciable cause of action.
The District Court’s dismissal order recited that it was issued in conformity with the court’s per curiam opinion. The opinion reveals that the court rested its dismissal upon lack of subject-matter jurisdiction and lack of a justiciable cause of action without attempting to distinguish between these grounds. After noting that the plaintiffs challenged the existing legislative apportionment in Tennessee under the Due Process and Equal Protection Clauses, and summarizing the supporting allegations and the relief requested, the court stated that
“The action is presently before the Court upon the defendants’ motion to dismiss predicated upon three*197 grounds: first, that the Court lacks jurisdiction of the subject matter; second, that the complaints fail to state a claim upon which relief can be granted; and third, that indispensable party defendants are not before the Court.”179 F. Supp., at 826 .
The court proceeded to explain its action as turning on the case’s presenting a “question of the distribution of political strength for legislative purposes.” For,
“From a review of [numerous Supreme Court] . . . decisions there can be no doubt that the federal rule, as enunciated and applied by the Supreme Court, is that the federal courts, whether from a lack of jurisdiction or from the inappropriateness of the subject matter for judicial consideration, will not intervene in cases of this type to compel legislative reapportionment.”179 F. Supp., at 826 .
The court went on to express doubts as to the feasibility of the various possible remedies sought by the plaintiffs.
“With the plaintiffs’ argument that the legislature of Tennessee is guilty of a clear violation of the state constitution and of the rights of the plaintiffs the Court entirely agrees. It also agrees that the evil is a serious one which should be corrected without further delay. But even so the remedy in this situation clearly does not lie with the courts. It has long been recognized and is accepted doctrine that there are indeed some rights guaranteed by the Constitution for the violation of which the courts cannot give redress.”179 F. Supp., at 828 .
In light of the District Court’s treatment of the case, we hold today only (a) that the court possessed jurisdiction of the subject matter; (b) that a justiciable cause of
1 — 1 H-{
Jurisdiction op the Subject Matter.
The District Court was uncertain whether our cases withholding federal judicial relief rested upon a lack of federal jurisdiction or upon the inappropriateness of the subject matter for judicial consideration — what we have designated “nonjusticiability.” The distinction between the two grounds is significant. In the instance of non jus-ticiability, consideration of the cause is not wholly and immediately foreclosed; rather, the Court’s inquiry necessarily proceeds to the point- of deciding whether the duty asserted can be judicially identified and its breach judicially determined, and whether protection for the right asserted can be judicially molded. In the instance of lack of jurisdiction the cause either does not “arise under” the Federal Constitution, laws or treaties (or fall within one of the other enumerated categories of Art. Ill, § 2), or is not a “case or controversy” within the meaning of that section ; or the cause is not one described by any jurisdictional statute. Our conclusion, see pp. 208-237, infra, that this cause presents no non justiciable “political question” settles the only possible doubt that it is a case or controversy. Under the present heading of “Jurisdic
Article III, § 2, of the Federal Constitution provides that “The judicial Power shall extend to all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority . . . .” It is clear that the cause of action is one which “arises under” the Federal Constitution. The complaint alleges that the 1901 statute effects an apportionment that deprives the appellants of the equal protection of the laws in violation of the Fourteenth Amendment. Dismissal of the complaint upon the ground of lack of jurisdiction of the subject matter would, therefore, be justified only if that claim were “so attenuated and unsubstantial as to be absolutely devoid of merit,” Newburyport Water Co. v. Newburyport,
Since the complaint plainly sets forth a case arising under the Constitution, the subject matter is within the federal judicial power defined in Art. Ill, § 2, and so within the power of Congress to assign to the jurisdiction of the District Courts. Congress has exercised that power in 28 U. S. C. § 1343 (3):
“The district courts shall have original jurisdiction of any civil action authorized by law18 to be commenced by any person . . . [t]o redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States . . . .”19
The appellees refer to Colegrove v. Green,
Several subsequent cases similar to Colegrove have been decided by the Court in summary per curiam statements. None was dismissed for want of jurisdiction of the subject matter. Cook v. Fortson,
Two cases decided with opinions after Colegrove likewise plainly imply that the subject matter of this suit is within District Court jurisdiction. In MacDougall v. Green,
We hold that the District Court has jurisdiction of the subject matter of the federal constitutional claim asserted in the complaint.
III.
Standing.
A federal court cannot “pronounce any statute, either of a State or of the United States, void, because irreconcilable with the Constitution, except as it is called upon to adjudge the legal rights of litigants in actual controversies.” Liverpool Steamship Co. v. Commissioners of Emigration,
The complaint was filed by residents of Davidson, Hamilton, Knox, Montgomery, and Shelby Counties. Each is a person allegedly qualified to vote for members of the General Assembly representing his county.
These appellants seek relief in order to protect or vindicate an interest of their own, and of those similarly situated. Their constitutional claim is, in substance, that the 1901 statute constitutes arbitrary and capricious state action, offensive to the Fourteenth Amendment in its irrational disregard of the standard of apportionment prescribed by the State’s Constitution or of any standard, effecting a gross disproportion of representation to voting population. The injury which appellants assert is that this classification disfavors the voters in the counties in which they reside, placing them in a position of constitutionally unjustifiable inequality vis-á-vis voters
It would not be necessary to decide whether appellants’, allegations of impairment of their votes by the 1901 apportionment will, ultimately, entitle them to any relief, in order to hold that they have standing to seek it. If such impairment does produce a legally cognizable injury, they are among those who have sustained it. They are asserting “a plain, direct and adequate interest in maintaining the effectiveness of their votes,” Coleman v. Miller,
IV.
Justiciability.
In holding that the subject matter of this suit was not justiciable, the District Court relied on Colegrove v. Green, supra, and subsequent per curiam cases.
Of course the mere fact that the suit seeks protection of a political right does not mean it presents a political question. Such an objection “is little more than a play upon words.” Nixon v. Herndon,
We hold that the claim pleaded here neither rests upon nor implicates the Guaranty Clause and that its justici-ability is therefore not foreclosed by our decisions of cases involving that clause. The District Court misinterpreted Colegrove v. Green and other decisions of this Court on which it relied. Appellants’ claim that they are being denied equal protection is justiciable, and if
Our discussion, even at the price of extending this opinion, requires review of a number of political question cases, in order to expose the attributes of the doctrine— attributes which, in various settings, diverge, combine, appear, and disappear in seeming disorderliness. Since that review is undertaken solely to demonstrate that neither singly nor collectively do these cases support a conclusion that this apportionment case is non justiciable, we of course do not explore their implications in other contexts. That review reveals that in the Guaranty Clause cases and in the other “political question” cases, it is the relationship between the judiciary and the coordinate branches of the Federal Government, and not the federal judiciary’s relationship to the States, which gives rise to the “political question.”
We have said that “In determining whether a question falls within [the political question] category, the appro-riateness under our system of government of attributing finality to the action of the political departments and also the lack of satisfactory criteria for a judicial determination are dominant considerations.” Coleman v. Miller,
Foreign relations: There are sweeping statements to the effect that all questions touching foreign relations are political questions.
While recognition of foreign governments so strongly defies judicial treatment that without executive recognition a foreign state has been called “a republic of whose existence we know nothing,”
Dates of duration of hostilities: Though it has been stated broadly that “the power which declared the necessity is the power to declare its cessation, and what the cessation requires,” Commercial Trust Co. v. Miller,
Validity of enactments: In Coleman v. Miller, supra, this Court held that the questions of how long a proposed amendment to the Federal Constitution remained open to ratification, and what effect a prior rejection had on a subsequent ratification, were committed to congressional resolution and involved criteria of decision that necessarily escaped the judicial grasp.
The status of Indian tribes: This Court’s deference to the political departments in determining whether Indians are recognized as a tribe, while it reflects familiar attributes of political questions,
It is apparent that several formulations which vary slightly according to the settings in which the questions arise may describe a political question, although each has one or more elements which identify it as essentially a function of the separation of powers. Prominent on the surface of any case held to involve a political question is found a textually demonstrable constitutional commitment of the issue to a coordinate political department; or a lack of judicially discoverable and manageable standards for resolving it; or the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; or the impossibility of a court’s undertaking independent resolution without expressing lack of the respect due coordinate branches of government; or an unusual need for unquestioning adherence to a political decision already made; or the potentiality of embarrassment from multifarious pronouncements by various departments on one question.
Unless one of these formulations is inextricable from the case at bar, there should be no dismissal for non-justiciability on the ground of a political question’s presence. The doctrine of which we treat is one of “political questions,” not one of “political cases.” The courts cannot reject as “no law suit” a bona fide controversy as to whether some action denominated “political” exceeds constitutional authority. The cases we have reviewed show the necessity for discriminating inquiry into the precise facts and posture of the particular case, and the impossibility of resolution by any semantic cataloguing.
But it is argued that this case shares the characteristics of decisions that constitute a category not yet considered, cases concerning the Constitution’s guaranty, in Art. IY,
Republican form of government: Luther v. Borden,
Chief Justice Taney’s opinion for the Court reasoned as follows: (1) If a court were to hold the defendants’ acts unjustified because the charter government had no legal existence during the period in question, it would follow that all of that government’s actions — laws enacted, taxes collected, salaries paid, accounts settled, sentences passed — were of no effect; and that “the officers who carried their decisions into operation [were] answerable as trespassers, if not in some cases as criminals.”
(2) No state court had recognized as a judicial responsibility settlement of the issue of the locus of state governmental authority. Indeed, the courts of Rhode Island had in several cases held that “it rested with the political power to decide whether the charter government had been displaced or not,” and that that department had acknowledged no change.
(4) No provision of the Constitution could be or had been invoked for this purpose except Art. IV, § 4, the Guaranty Clause. Having already noted the absence of standards whereby the choice between governments could be made by a court acting independently, Chief Justice Taney now found further textual and practical reasons for concluding that, if any department of the United States was empowered by the Guaranty Clause to resolve the issue, it was not the judiciary:
“Under this article of the Constitution it rests with Congress to decide what government is the established one in a State. For as the United States guarantee to each State a republican government, Congress must necessarily decide what government is established in the State before it can determine whether it is republican or not. And when the senators and representatives of a State are admitted into the councils of the Union, the authority of the government under which they are appointed, as well as its republican character, is recognized by the proper constitutional authority. And its decision is binding on every other department of the government, and could not be questioned in a judicial tribunal. It is true that the contest in this case did not last long enough to bring the matter to this issue; and . . . Congress was not called upon to decide the controversy. Yet the right to decide is placed there, and not in the courts.
*221 “So, too, as relates to the clause in the above-mentioned article of the Constitution, providing for cases of domestic violence. It rested with Congress, too, to determine upon the means proper to be adopted to fulfill this guarantee. . . . [B]y the act of February 28, 1795, [Congress] provided, that, ‘in case of an insurrection in any State against the government thereof, it shall be lawful for the President of the United States, on application of the legislature of such State or of the executive (when the legislature cannot be convened), to call forth such number of the militia of any other State or States, as may be applied for, as he may judge sufficient to suppress such insurrection.’
“By this act, the power of deciding whether the exigency had arisen upon which the government of the United States is bound to interfere, is given to the President. . . .
“After the President has acted and called out the militia, is a Circuit Court of the United States authorized to inquire whether his decision was right? ... If the judicial power extends so far, the guarantee contained in the Constitution of the United States is a guarantee of anarchy, and not of order. . . .
“It is true that in this case the militia were not called out by the President. But upon the application of the governor under the charter government, the President recognized him as the executive power of the State, and took measures to call out the militia to support his authority if it should be found necessary for the general government to interfere . . . . [C]ertainly no court of the United States, with a knowledge of this decision, would have been justified in recognizing the opposing party as the lawful gov*222 ernment .... In the case of foreign nations, the government acknowledged by the President is always recognized in the courts of justice. . .7 How., at 42-44 .
Clearly, several factors were thought by the Court in Luther to make the question there “political’': the commitment to the other branches of the decision as to which is the lawful state government; the unambiguous action by the President, in recognizing the charter government as the lawful authority; the need for finality in the executive’s decision; and the lack of criteria by which a court could determine which form of government was republican.
Just as the Court has consistently held that a challenge to state action based on the Guaranty Clause presents no justiciable question so has it held, and for the same reasons, that challenges to congressional action on the ground of inconsistency with that clause present no justiciable question. In Georgia v. Stanton,
In only a few other cases has the Court considered Art. IY, § 4, in relation to congressional action. It has refused to pass on a claim relying on the Guaranty Clause to establish that Congress lacked power to allow the States to employ the referendum in passing on legislation redistricting for congressional seats. Ohio ex rel. Davis v. Hildebrant, supra. And it has pointed out that Congress is not required to establish republican government in the territories before they become States, and before they have attained a sufficient population to warrant a
We come, finally, to the ultimate inquiry whether our precedents as to what constitutes a non justiciable “political question” bring the case before us under the umbrella of that doctrine. A natural beginning is to note whether any of the common characteristics which we have been able to identify and label descriptively are present. We find none: The question here is the consistency of state action with the Federal Constitution. We have no question decided, or to be decided, by a political branch of government coequal with this Court. Nor do we risk embarrassment of our government abroad, or grave disturbance at home
This case does, in one sense, involve the allocation of political power within a State, and the appellants
In this connection special attention is due Pacific States Tel. Co. v. Oregon,
“The defendant company does not contend here that it could not have been required to pay a license tax. It does not assert that it was denied an opportunity to be heard as to the amount for which it was taxed, or that there was anything inhering in the tax or involved intrinsically in the law which violated any of its constitutional rights. If such questions had been raised they would have been justiciable, and therefore would have required the calling into operation of judicial power. Instead, however, of doing any of these things, the attack on the statute here made is of a wholly different character. Its essentially political nature is at once made manifest by understanding that the assault which the contention here advanced makes it [sic] not on the tax as a tax, but on the State as a State. It is addressed to the*228 framework and political character of the government by which the statute levying the tax was passed. It is the government, the political entity, which (reducing the case to its essence) is called to the bar of this court, not for the purpose of testing judicially some exercise of power assailed, on the ground that its exertion has injuriously affected the rights of an individual because of repugnancy to some constitutional limitation, but to demand of the State that it establish its right to exist as a State, republican in form.”223 U. S., at 150-151 .
The due process and equal protection claims were held non justiciable in Pacific States not because they happened to be joined with a Guaranty Clause claim, or because they sought to place before the Court a subject matter which might conceivably have been dealt with through the Guaranty Clause, but because the Court believed that they were invoked merely in verbal aid of the resolution of issues which, in its view, entailed political questions. Pacific States may be compared with cases such as Mountain Timber Co. v. Washington,
We conclude then that the non justiciability of claims resting on the Guaranty Clause which arises from their embodiment of questions that were thought “political,” can have no bearing upon the justiciability of the equal protection claim presented in this case. Finally, we
When challenges to state action respecting matters of “the administration of the affairs of the State and the officers through whom they are conducted”
Gomillion was brought by a Negro who had been a resident of the City of Tuskegee, Alabama, until the municipal boundaries were so recast by the State Legis
“Legislative control of municipalities, no less than other state power, lies within the scope of relevant limitations imposed by the United States Constitution. . . . The opposite conclusion, urged upon us by respondents, would sanction the achievement by a State of any impairment of voting rights whatever so long as it was cloaked in the garb of the realignment of political subdivisions. Tt is inconceivable that guaranties embedded in the Constitution of the United States may thus be manipulated out of existence.’ ”364 U. S., at 344-345 .
To a second argument, that Colegrove v. Green, supra, was a barrier to hearing the merits of the case, the Court responded that Gomillion was lifted “out of the so-called 'political’ arena and into the conventional' sphere of constitutional litigation” because here was discriminatory treatment of a racial minority violating the Fifteenth Amendment.
“A statute which is alleged to have worked unconstitutional deprivations of petitioners’ rights is not immune to attack simply because the mechanism employed by the legislature is a redefinition of municipal boundaries. . . . While in form this is merely an act redefining metes and bounds, if the allegations are established, the inescapable human effect of this essay in geometry and geography is to despoil colored citizens, and only colored citizens, of*231 their theretofore enjoyed voting rights. That was not Colegrove v. Green.
“When a State exercises power wholly within the domain of state interest, it is insulated from federal judicial review. But such insulation is not carried over when state power is used as an instrument for circumventing a federally protected right.”364 U. S., at 347 .57
We have not overlooked such cases as In re Sawyer,
Since, as has been established, the equal protection claim tendered in this case does not require decision of any political question, and since the presence of a matter affecting state government does not render the case non-justiciable, it seems appropriate to examine again the reasoning by which the District Court reached its conclusion that the case was non justiciable.
We have already noted that the District Court’s holding that the subject matter of this complaint was non-justiciable relied upon Colegrove v. Green, supra, and later cases. Some of those concerned the choice of members of a state legislature, as in this case; others, like Colegrove itself and earlier precedents, Smiley v. Holm,
Tedesco v. Board of Supervisors,
We conclude that the complaint’s allegations of a denial of equal protection present a justiciable constitutional cause of action upon which appellants are entitled to a trial and a decision. The right asserted is within the reach of judicial protection under the Fourteenth Amendment,
The judgment of the District Court is reversed and the cause is remanded for further proceedings consistent with this opinion.
Reversed and remanded.
APPENDIX TO OPINION OF THE COURT.
The Tennessee Code Annotated provides for representation in the General Assembly as follows:
“3-101. Composition — Counties electing one representative each. — The general assembly of the state of Tennessee shall be composed of thirty-three (33) senators and ninety-nine (99) representatives, to be apportioned among the qualified voters of the state as follows: Until the next enumeration and apportionment of voters each of the following counties shall elect one (1) representative, to wit: Bedford, Blount, Cannon, Carroll, Chester, Cocke, Claiborne, Coffee, Crockett, DeKalb, Dickson, Dyer, Fayette, Franklin, Giles, Greene, Hardeman, Hardin, Henry, Hickman, Hawkins, Haywood, Jackson, Lake, Lauderdale, Lawrence, Lincoln, Marion, Marshall, Maury, Monroe, Montgomery, Moore, McMinn, Mc-Nairy, Obion, Overton, Putnam, Roane, Robertson, Rutherford, Sevier, Smith, Stewart, Sullivan, Sumner, Tipton, Warren, Washington, White, Weakley, William
“3-102. Counties electing two representatives each.— The following counties shall elect two (2) representatives each, to wit: Gibson and Madison. [Acts 1901, ch. 122, § 3; Shan., § 124; mod. Code 1932, § 141.]
“3-103. Counties electing three representatives each.— The following counties shall elect three (3) representatives each, to wit: Knox and Hamilton. [Acts 1901, ch. 122, § 4; Shan., § 125; Code 1932, § 142.]
“3-104. Davidson County. — Davidson county shall elect six (6) representatives. [Acts 1901, ch. 122, §5; Shan., § 126; Code 1932, § 143.]
“3-105. Shelby county. — Shelby county shall elect eight (8) representatives. Said county shall consist of eight (8) representative districts, numbered one (1) through eight (8), each district co-extensive with the county, with one (1) representative to be elected from each district. [Acts 1901, ch. 122, §6; Shan., §126a1; Code 1932, § 144; Acts 1957, ch. 220, § 1; 1959, ch. 213, §1.]
“3-106. Joint representatives. — The following counties jointly, shall elect one representative, as follows, to wit:
“First district — Johnson and Carter.
“Second district — Sullivan and Hawkins.
“Third district — Washington, Greene and Unicoi.
“Fourth district — Jefferson and Hamblen.
“Fifth district — Hancock and Grainger.
“Sixth district — Scott, Campbell, and Union.
“Seventh district — Anderson and Morgan.
“Eighth district — Knox and Loudon.
“Tenth district — Meigs and Rhea.
“Eleventh district — Cumberland, Bledsoe, Sequatchie, Van Burén and Grundy.
“Twelfth district — Fentress, Pickett, Overton, Clay and Putnam.
“Fourteenth district — Sumner, Trousdale and Macon.
“Fifteenth district — Davidson and Wilson.
“Seventeenth district — Giles, Lewis, Maury and Wayne.
“Eighteenth district — Williamson, Cheatham and Robertson.
“Nineteenth district — Montgomery and Houston.
“Twentieth district — Humphreys and Perry.
“Twenty-first district — Benton and Decatur.
“Twenty-second district — Henry, Weakley and Carroll.
“Twenty-third district — Madison and Henderson.
“Twenty-sixth district — Tipton and Lauderdale. [Acts 1901, ch. 122, § 7; 1907, ch. 178, §§ 1, 2; 1915, ch. 145, §|1, 2; Shan., § 127; Acts 1919, ch. 147, § 1; 1925 Private, ch. 472, § 2; Code 1932, § 145; Acts 1933, ch. 167, § 1; 1935, ch. 150, § 2; 1941, ch. 58, § 2; 1945, ch. 68, § 2; C. Supp. 1950, § 145; Acts 1957, ch. 220, § 2.]
“3-107. State senatorial districts. — Until the next enumeration and apportionment of voters, the following counties shall comprise the senatorial districts, to wit:
“First district — Johnson, Carter, Unicoi, Greene, and Washington.
“Second district — Sullivan and Hawkins.
“Third district — Hancock, Morgan, Grainger, Claiborne, Union, Campbell, and Scott.
“Fourth district — Cocke, Hamblen, Jefferson, Sevier, and Blount.
“Fifth district — Knox.
“Sixth district — Knox, Loudon, Anderson, and Roane.
“Eighth district — Hamilton.
“Ninth district — Rhea, Meigs, Bledsoe, Sequatchie, Van Burén, White, and Cumberland.
“Tenth district — Fentress, Pickett, Clay, Overton, Putnam, and Jackson.
“Eleventh district — Marion, Franklin, Grundy and Warren.
“Twelfth district — Rutherford, Cannon, and DeKalb.
“Thirteenth district — Wilson and Smith.
“Fourteenth district — Sumner, Trousdale and Macon.
“Fifteenth district — Montgomery and Robertson.
“Sixteenth district — Davidson.
“Seventeenth district — Davidson'.
“Eighteenth district — Bedford, Coffee and Moore.
“Nineteenth district — Lincoln and Marshall.
“Twentieth district — Maury, Perry and Lewis.
“Twenty-first district — Hickman, Williamson and Cheatham.
“Twenty-second district — Giles, Lawrence and Wayne.
“Twenty-third district — Dickson, Humphreys, Houston and Stewart.
“Twenty-fourth district — Henry and Carroll.
“Twenty-fifth district — Madison, Henderson and Chester.
“Twenty-sixth district — Hardeman, McNairy, Hardin, Decatur and Benton.
“Twenty-seventh district — Gibson.
“Twenty-eighth district — Lake, Obion and Weakley.
“Twenty-ninth district — Dyer, Lauderdale and Crockett.
“Thirtieth district — Tipton and Shelby.
“Thirty-first district — Haywood and Fayette.
“Thirty-second district — Shelby.
Today’s apportionment statute is as enacted in 1901, with minor changes. For example:
(1) In 1957, Shelby County was raised from 7% to 8 representatives. Acts of 1957, c. 220. See also Acts of 1959, c. 213. The 1957 Act, § 2, abolished the Twenty-seventh Joint Representative District, which had included Shelby and Fayette Counties.
(2) In 1907, Marion County was given a whole House seat instead of sharing a joint seat with Franklin County. Acts of 1907, c. 178. Acts of 1915, c. 145, repealed that change, restoring the status quo ante. And that reversal was itself reversed, Acts of 1919, c. 147.
(3) James County was in 1901 one of five counties in the Seventh State Senate District and one of the three in the Ninth House District. It appears that James County no longer exists but we are not advised when or how it was dissolved.
(4) In 1945, Anderson and Roane Counties were shifted to the Sixth State Senate District from the Seventh, and Monroe and Polk Counties were shifted to the Seventh from the Sixth. Acts of 1945, c. 11.
Notes
Public Acts of Tennessee, c. 122 (1901), now Tenn. Code Ann. §§ 3-101 to 3-107. The full text of the 1901 Act as amended appears in an Appendix to this opinion, post, p. 237.
The three-judge court was convened pursuant to the order of a single district judge, who, after he had reviewed certain decisions of this Court and found them distinguishable in features “that may ultimately prove to be significant,” held that the complaint was not so obviously without merit that he would be justified in refusing to convene a three-judge court.
We heard argument first at the 1960 Term and again at this Term when the case was set over for reargument.
A county having less than, but at least two-thirds of, the population required to choose a Representative is allocated one Representative. See also Tenn. Const., Art. II, § 6. A common and much more substantial departure from the number-of-voters or total-population standard is the guaranty of at least one seat to each county. See, e. g., Kansas Const., Art. 2, § 2; N. J. Const., Art. 4, § 3, ¶ 1.
While the Tennessee Constitution speaks of the number of “qualified voters,” the exhibits attached to the complaint use figures based on the number of persons 21 years of age and over. This basis seems to have been employed by the General Assembly in apportioning legislative seats from the outset. The 1870 statute providing for the first enumeration, Acts of 1870 (1st Sess.), c. 107, directed the courts of
Acts of 1871 (1st Sess.), c. 146.
Acts of 1870 (1st Sess.), c. 107.
The statute authorizing the enumeration was Acts of 1881 (1st Sess.), c. 124. The enumeration commissioners in the counties were allowed “access to the U. S. Census Reports of the enumeration of 1880, on file in the offices of the County Court Clerks of the State, and a reference to said reports by said commissioners shall be legitimate as an auxiliary in the enumeration required . . . .” Ibid., § 4.
The United States Census reported 330,305 male citizens 21 and upward in Tennessee. The Tenth Census of the United States, 1880, Compendium 596 (1883). The Tennessee Secretary of State’s Report gave a figure of 343,817, Tenn. H. J. (1st Extra. Sess.), 1881, 12-14 (1882).
The General Assembly was enlarged in accordance with the constitutional mandate since the State’s population had passed 1,500,000. Acts of 1881 (1st Extra. Sess.), c. 5; and see, id., S. J. Res. No. Ill; see also Tenth Census of the United States, 1880, Statistics of the Population 77 (1881). The statute apportioning the General Assembly was Acts of 1881 (1st Extra. Sess.), c. 6.
Acts of 1891, c. 22; Acts of 1891 (Extra. Sess.), c. 10. Reference to United States Census figures was allowed just as in 1881, see supra, n. 7. The United States Census reported 402,476 males 21 and over in Tennessee. The Eleventh Census of the United States, 1890, Population (Part I) 781 (1895). The Tennessee Secretary of State’s Report gave a figure of 399,575. 1 Tenn. S. J., 1891, 473-474.
Acts of 1901, S. J. Res. No. 35; Acts of 1901, c. 122. The Joint Resolution said: “The Federal census of 1900 has been very recently taken and by reference to said Federal census an accurate enumeration of the qualified voters of the respective counties of the State of Tennessee can be ascertained and thereby save the expense of an actual enumeration . . . .”
For the history of legislative apportionment in Tennessee, including attempts made since 1901, see Tenn. S. J., 1959, 909-930;
Twelfth Census of the United States, 1900, Population (Part 1) 39 (1901); (Part 2) 202 (1902).
United States Census of Population: 1960, General Population Characteristics — Tennessee, Table 16 (1961).
In the words of one of the intervening complaints, the apportionment was “wholly arbitrary, . . . and, indeed, based upon no lawfully pertinent factor whatever.”
The appellants claim that no General Assembly constituted according to the 1901 Act will -submit reapportionment proposals either to the people or to a Constitutional Convention. There is no provision for popular initiative in Tennessee. Amendments proposed in the Senate or House must first be approved by a majority of all members of each House and again by two-thirds of the members in the General Assembly next chosen. The proposals are then submitted to the people at the next general election in which a Governor is to be chosen. Alternatively, the legislature may submit to the people at any general election the question of calling a convention to consider specified proposals. Such as are adopted at a convention do not, however, become effective unless approved by a majority of the qualified voters voting separately on each proposed change or amendment at an election fixed by the convention. Conventions shall not ..be held oftener than once in six years. Tenn. Const., Art. XI, § 3. Acts of 1951, c. 130, § 3, and Acts of 1957, c. 340, § 3, provided that delegates to the 1953 and 1959 conventions were to be chosen from the counties and floterial districts just as are members of the State House of Representatives. The General Assembly’s call for a 1953 Constitutional Convention originally contained a provision “relating to the appointment [sic] of representatives and senators” but this was excised. Tenn. H. J., 1951, 784. A Resolution introduced at the 1959 Constitutional Convention and reported unfavorably by the Rules Committee of the Convention was as follows:
“By Mr. Chambliss (of Hamilton County), Resolution No. 12— Relative to Convention considering reapportionment, which is as follows:
“Whereas, there is a rumor that this Limited Convention has been called for the purpose of postponing for six years a Convention that would make a decision as to reapportionment; and
“Whereas, it is said that this Limited Convention, which was called for limited consideration, is yet a Constitutional Convention within the language of the Constitution as to Constitutional Conventions, forbidding frequent Conventions in the last sentence of Article Eleven, Section 3, second paragraph, more often than each six years, to-wit:
“ ‘No such Convention shall be held oftener than once in six years.’
“Now, Therefore, Be It Resolved, That it is the consensus of opinion of the members of this Convention that since this is a Limited Convention as hereinbefore set forth another Convention could be had if it did not deal with the matters submitted to this Limited Convention.
“Be It Further Resolved, That it is the consensus of opinion of this Convention that a Convention should be called by the General Assembly for the purpose of considering reapportionment in order that a possibility of Court enforcement being forced on the Sovereign State of Tennessee by the Courts of the National Government may be avoided.
“Be It Further Resolved, That this Convention be adjourned for two years to meet again at the same time set forth in the statute providing for this Convention, and that it is the consensus of opinion of this body that it is within the power of the next General Assembly of Tennessee to broaden the powers of this Convention and to authorize and empower this Convention to consider a proper amendment to the Constitution that will provide, when submitted to the electorate, a method of reapportionment.” Tenn. Constitutional Convention of 1959, The Journal and Debates, 35, 278.
It is clear that appellants’ federal constitutional claims rest exclusively on alleged violation of the Fourteenth Amendment. Their primary claim is that the 1901 statute violates the Equal Protection Clause of that amendment. There are allegations invoking the Due Process Clause but from the argument and the exhibits it appears that the Due Process Clause argument is directed at certain tax statutes. Insofar as the claim involves the validity of those statutes
The complaint, in addition to the claims under the Federal Constitution, also alleges rights, and the General Assembly’s duties, under the Tennessee Constitution. Since we hold that appellants have — if it develops at trial that the facts support the allegations — a cognizable federal constitutional cause of action resting in no degree on rights guaranteed or putatively guaranteed by the Tennessee Constitution, we do not consider, let alone enforce, rights under a State Constitution which go further than the protections of the Fourteenth Amendment. Lastly, we need not assess the legal significance, in reaching our conclusion, of the statements of the complaint that the apportionment effected today under the 1901 Act is “contrary to the philosophy of government in the United States and all Anglo-Saxon jurisprudence . . . .”
We need not reach the question of indispensable parties because the District Court has not yet decided it.
The accuracy of calling even such dismissals “jurisdictional” was questioned in Bell v. Hood. See
42 U. S. C. § 1983 provides: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
This Court has frequently sustained District Court jurisdiction under 28 U. S. C. § 1343 (3) or its predecessors to entertain suits to redress deprivations of rights secured against state infringement by the Equal Protection and Due Process Clauses of the Fourteenth
Since that case was not brought to the Court until after the election had been held, the Court cited not only Wood v. Broom, but also directed dismissal for mootness, citing Brownlow v. Schwartz,
Compare Boeing Aircraft Co. v. King County,
Matthews did affirm, a judgment that may be read as a dismissal for want of jurisdiction,
The Mayor of Nashville suing “on behalf of himself and all residents of the City of Nashville, Davidson County, . . and the Cities of Chattanooga (Hamilton County) and Knoxville (Knox County), each suing on behalf of its residents, were permitted to intervene as parties plaintiff. Since they press the same claims as do the initial plaintiffs, we find it unnecessary to decide whether the intervenors would have standing to maintain this action in their asserted representative capacities.
The complaint also contains an averment that the appellants sue “on their own behalf and on behalf of all other voters in the State of Tennessee.” (Emphasis added.) This may be read to assert a claim that voters in counties allegedly over-represented in the General Assembly also have standing to complain. But it is not necessary to decide that question in this case.
The duties of the respective appellees are alleged to be as follows:
“Defendant, Joe C. Carr, is the duly elected, qualified and acting Secretary of State of the State of Tennessee, with his office in Nashville in said State, and as such he is charged with the duty of furnishing blanks, envelopes and information slips to the County Election Commissioners, certifying the results of elections and maintaining the records thereof; and he is further ex officio charged, together with the Governor and the Attorney General, with the duty of examining the election returns received from the County Election Commissioners and declaring the .election results, by the applicable provisions of the Tennessee Code Annotated, and by Chapter 164 of the Acts of 1949, inter alia.
“Defendant, George F. McCanless, is the duly appointed and acting Attorney General of the State of Tennessee, with his office in Nashville in said State, and is charged with the duty of advising the officers of the State upon the law, and is made by Section 23-1107 of the Tennessee Code Annotated a necessary party defendant in any declaratory judgment action where the constitutionality of statutes of the State of Tennessee is attacked, and he is ex-officio charged, together with the Governor and the Secretary of State, with the duty of declaring the election results, under Section 2-140 of the Tennessee Code Annotated.
“Defendant, Jerry McDonald, is the duly appointed Coordinator of Elections in the State of Tennessee, with his office in Nashville, Tennessee, and as suph official, is charged with the duties set forth in the public law enacted by the 1959 General Assembly of Tennessee creating said office.
“Defendants, Dr. Sam Coward, James Alexander, and Hubert Brooks are the duly appointed and qualified members constituting
“That this action is brought against the aforenamed defendants in their representative capacities, and that said Election Commissioners are sued also as representatives of all of the County Election Commissioners in the State of Tennessee, such persons being so numerous as to make it impracticable to bring them all before the court; that there is a common question of law involved, namely, the constitutionality of Tennessee laws set forth in the Tennessee Code Annotated, Section 3-101 through Section 3-109, inclusive; that common relief is sought against all members of said Election Commissions in their official capacities, it being the duties of the aforesaid County Election Commissioners, within their respective jurisdictions, to appoint the judges of elections, to maintain the registry of qualified voters of said County, certify the results of elections held in said County to the defendants State Board of Elections and Secretary of State, and of preparing ballots and taking other steps to prepare for and hold elections in said Counties by virtue of Sections 2-1201, et seq. of Tennessee Code Annotated, and Section 2-301, et seq. of Tennessee Code Annotated, and Chapter 164 of the Acts of 1949, inter alia.”
The question whether the named defendants are sufficient parties remains open for consideration on remand.
Smiley v. Holm, supra, at 361 (“ citizen, elector and taxpayer’ of the State”); Koenig v. Flynn, supra, at 379 (“ 'citizens and voters’ of the State”) Wood v. Broom, supra, at 4 (“citizen of Mississippi, a qualified elector under its laws, and also qualified to be a candidate for election as representative in Congress”); cf. Carroll v. Becker, supra (candidate for office).
Mr. Justice Rutledge was of the view that any question of standing was settled in Smiley v. Holm, supra; MR. Justice BlacK stated “that appellants had standing to sue, since the facts alleged show that
Commentators have suggested that the following statement in Mr. Justice Frankfurter’s opinion might imply a view that appellants there had no standing: “This is not an action to recover for damage because of the discriminatory exclusion of a plaintiff from rights enjoyed by other citizens. The basis for the suit is not a private wrong, but a wrong suffered by Illinois as a polity.”
MacDougall v. Green, supra, at 282 (“the ‘Progressive Party,’ its nominees for United States Senator, Presidential Electors, and State offices, and several Illinois voters”); South v. Peters, supra, at 277 (“residents of the most populous county in the State”); Radford v. Gary,
Cook v. Fortson,
“The United States shall guarantee to every State in this Union a Republican Form of Government, and shall protect each of them against Invasion; and on Application of the Legislature, or of the Executive (when the Legislature cannot be convened) against domestic Violence.” U. S. Const., Art. IV, § 4.
E. g., “The conduct of the foreign relations of our Government is committed by the Constitution to the Executive and Legislative— 'the political’ — Departments of the Government, and the propriety of what may be done in the exercise of this political power is not subject to judicial inquiry or decision.” Oetjen v. Central Leather Co.,
See Doe v. Braden,
See Doe v. Braden,
And see Clark v. Allen,
United States v. Klintock,
Foster & Elam v. Neilson,
Vermilya-Brown Co. v. Connell,
See, e. g., Home Building & Loan Assn. v. Blaisdell,
Contrast Martin v. Mott, supra.
But cf. Dakota Central Tel. Co. v. South Dakota,
Cf. Dillon v. Gloss,
See also Fellows v. Blacksmith,
This case, so frequently cited for the broad proposition that the status of an Indian tribe is a matter for the political departments, is in fact a noteworthy example of the limited and precise impact of a political question. The Cherokees brought an original suit in this Court to enjoin Georgia’s assertion of jurisdiction over Cherokee territory and abolition of Cherokee government and laws. Unquestionably the case lay at the vortex of most fiery political embroilment. See 1 Warren, The Supreme Court in United States History (Rev. ed.), 729-779. But in spite of some broader language in separate opinions, all that the Court held was that it possessed no original jurisdiction over the suit: for the Cherokees could in no view be considered either a State of this Union or a “foreign state.” Chief Justice Marshall treated the question as one of de novo interpretation of words in the Constitution. The Chief Justice did say that “The acts of our government plainly recognize the Cherokee nation
See Mowry, The Dorr War (1901), and its exhaustive bibliography. And for an account of circumstances surrounding the deei-cion here, see 2 Warren, The Supreme Court in United States History (Rev. ed.), 185-195.
Dorr himself, head of one of the two groups and held in a Rhode Island jail under a conviction for treason, had earlier sought a decision from the Supreme Court that his was the lawful government. His application for original habeas corpus in the Supreme Court was
Id., at 39, 40.
Even though the Court wrote of unrestrained legislative and executive authority under this Guaranty, thus making its enforcement a political question, the Court plainly implied that the political question barrier was no absolute: “Unquestionably a military government, established as the permanent government of the State, would not be a republican government, and it would be the duty of Congress to overthrow it.”
That was not the only occasion on which this Court indicated that lack of criteria does not obliterate the Guaranty’s extreme limits: “The guaranty is of a republican form of government. No particular government is designated as republican, neither is the exact form to be guaranteed, in any manner especially designated. Here, as in other parts of the instrument, we are compelled to resort elsewhere to ascertain what was intended.
“The guaranty necessarily implies a duty on the part of the States themselves to provide such a government. All the States had governments when the Constitution was adopted. In all the people participated to some extent, through their representatives elected in the manner specially provided. These governments the Constitution did not change. They were accepted precisely as they were, and it
In re Duncan,
“By the Constitution, a republican form of government is guaranteed to every State in the Union, and the distinguishing feature of that form is the right of the people to choose their own officers for governmental administration, and pass their own laws in virtue of the legislative power reposed in representative bodies, whose legitimate acts may be said to be those of the people themselves; but, while the people are thus the source of political power, their governments, National and State, have been limited by written constitutions, and they have themselves thereby set bounds to their own power, as against the sudden impulses of mere majorities.”
But cf. Hawke v. Smith (No. 1),
The First Reconstruction Act opened: “Whereas no legal State governments . . . now exists [sic] in the rebel States of . . . Georgia [and] Mississippi . . . ; and whereas it is necessary that peace and good order should be enforced in said States until loyal and republican State governments can be legally established: . . .” 14 Stat. 428. And see 15 Stat. 2, 14.
In Mississippi v. Johnson,
For another instance of congressional action challenged as transgressing the Guaranty Clause, see The Collector v. Day,
On the other hand, the implication of the Guaranty Clause in a case concerning congressional action does not always preclude judicial action. It has been held that the clause gives Congress no power to impose restrictions upon a State’s admission which would undercut the constitutional mandate that the States be on an equal footing. Coyle v. Smith,
See, infra, p. 235, considering Kidd v. McCanless,
Boyd v. Nebraska ex rel. Thayer,
Gomillion v. Lightfoot,
The Court’s opinion was joined by Mr. Justice Douglas, noting his adherence to the dissents in Colegrove and South v. Peters, supra; and the judgment was concurred in by Mr. Justice Whittaker, who wrote that the decision should rest on the Equal Protection Clause rather than on the Fifteenth Amendment, since there had been not solely a denial of the vote (if there had been that at all) but also a “fencing out” of a racial group.
No holding to the contrary is to be found in Cave v. Newell,
The ground of Mr. Justice Rutledge’s vote to affirm is further explained in Ms footnote 3,
No constitutional questions, including the question whether voters have a judicially enforceable constitutional right to vote at elections of congressmen from districts of equal population, were decided in Cole-grove. Six of the participating Justices reached the questions but divided three to three on their merits. Mr. Justice Rutledge believed that it was not necessary to decide them. He said: “There is [an alternative to constitutional decision] in this case. And I think the gravity of the constitutional questions raised so great, together with the possibilities for collision [with the political departments of the Government], that the admonition [against avoidable constitutional decision] is appropriate to be followed here. Other reasons support this view, including the fact that, in my opinion, the basic ruling and less important ones in Smiley v. Holm, supra, would otherwise be brought into question.”
See also Buford v. State Board of Elections,
Concurrence Opinion
concurring.
While I join the opinion of the Court and, like the Court, do not reach the merits, a word of explanation is necessary.
So far as voting rights are concerned, there are large gaps in the Constitution. Yet the right to vote is inherent in the republican form of government envisaged by Article IV, Section 4 of the Constitution. The House-and now the Senate — are chosen by the people. The time, manner, and place of elections of Senators and Representatives are left to the States (Article I, Section 4, Clause 1; Amendment XVII) subject to the regulatory power of Congress. A “republican form” of government is guaranteed each State by Article IV, Section 4, and each is likewise promised protection against invasion.
Race, color, or previous condition of servitude is an impermissible standard by reason of the Fifteenth Amendment, and that alone is sufficient to explain Gomillion v. Lightfoot,
Sex is another impermissible standard by reason of the Nineteenth Amendment.
There is a third barrier to a State’s freedom in prescribing qualifications of voters and that is the Equal Protection Clause of the Fourteenth Amendment, the provision invoked here. And so the question is, may a State weight the vote of one county or one district more heavily than it weights the vote in another?
The traditional test under the Equal Protection Clause has been whether a State has made “an invidious discrimination,” as it does when it selects “a particular race or nationality for oppressive treatment.” See Skinner v. Oklahoma,
I agree with my Brother Clark that if the allegations in the complaint can be sustained a case for relief is established. We are told that a single vote in Moore County, Tennessee, is worth 19 votes in Hamilton County, that one vote in Stewart or in Chester County is worth nearly eight times a single vote in Shelby or Knox County. The opportunity to prove that an “invidious discrimination” exists should therefore be given the appellants.
It is said that any decision in cases of this kind is beyond the competence of courts. Some make the same point as regards the problem of equal protection in cases involving racial segregation. Yet the legality of claims and conduct is a traditional subject for judicial determination. Adjudication is often perplexing and complicated. An example of the extreme complexity of the task can be seen in a decree apportioning water among the several States. Nebraska v. Wyoming,
There are, of course, some questions beyond judicial competence. Where the performance of a “duty” is left to the discretion and good judgment of an executive officer, the judiciary will not compel the exercise of his discretion one way or the other (Kentucky v. Dennison,
“Misuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of state law.” And see Monroe v. Pape,365 U. S. 167 .
The right to vote in both federal and state elections was protected by the judiciary long before that right received the explicit protection it is now accorded by § 1343 (4). Discrimination against a voter on account of race has been penalized (Ex parte Yarbrough,
Chief Justice Holt stated in Ashby v. White, 2 Ld. Raym. 938, 956 (a suit in which damages were awarded against election officials for not accepting the plaintiff’s vote, 3 Ld. Raym. 320) that:
“To allow this action will make publick officers more careful to observe the constitution of cities and boroughs, and not to be so partial as they commonly are in all elections, which is indeed a great and growing mischief, and tends to the prejudice of the peace of the nation.”
The same prophylactic effect will be produced here, as entrenched political regimes make other relief as illusory in this case as a petition to Parliament in Ashby v. White would have been.
As stated by Judge McLaughlin in Dyer v. Kazuhisa Abe,
“The whole thrust of today’s legal climate is to end unconstitutional discrimination. It is ludicrous to preclude judicial relief when a mainspring of representative government is impaired. Legislators have no immunity from the Constitution. The legislatures of our land should be made as responsive to the Constitution of the United States as are the citizens who elect the legislators.”
With the exceptions of Colegrove v. Green,
The justiciability of the present claims being established, any relief accorded can be fashioned in the light of well-known principles of equity.
I feel strongly that many of the cases cited by the Court and involving so-called “political” questions were wrongly decided.
In joining the opinion, I do not approve those decisions but only construe the Court’s opinion in this case as stating an accurate historical account of what the prior cases have held.
The statements in Luther v. Borden,
Moreover, the Court’s refusal to examine the legality of the regime of martial law which had been laid upon Rhode Island (id., at 45-46) is indefensible, as Mr. Justice Woodbury maintained in his dissent. Id., at 59 et seq. Today we would ask with him: “. . . who
Justice Woodbury went on to say:
“It would be alarming enough to sanction here an unlimited power, exercised either by legislatures, or the executive, or courts, when all our governments are themselves governments of limitations and checks, and of fixed and known laws, and the people a race above all others jealous of encroachments by those in power. And it is far better that those persons should be without the protection of the ordinary laws of the land who disregard them in an emergency, and should look to a grateful country for indemnity and pardon, than to allow, beforehand, the whole frame of jurisprudence to be overturned, and every thing placed at the mercy of the bayonet.
“No tribunal or department in our system of governments ever can be lawfully authorized to dispense with the laws, like some of the tyrannical Stuarts, or to repeal, or abolish, or suspend the whole body of them; or, in other words, appoint an unrestrained military dictator at the head of armed men.
“Whatever stretches of such power may be ventured on in great crises, they cannot be upheld by the laws, as they prostrate the laws and ride triumphant over and beyond them, however the Assembly of Rhode Island, under the exigency, may have hastily supposed that such a measure in this instance was constitutional. It is but a branch of the omnipotence claimed by Parliament to pass bills of attainder, belonging to the same dangerous and arbitrary family with martial law.” Id., at 69-70.
What he wrote was later to become the tradition, as expressed by Chief Justice Hughes in Sterling v. Constantin,
The category of the “political” question is, in my view, narrower than the decided cases indicate. “Even the English courts have held that a resolution of one House of Parliament does not change the law (Stockdale v. Hansard, (1839), 9 A. & E. 1; and Bowles v. Bank of England (No. 2) [1913] 1 Ch. 57), and these decisions imply that the House of Commons acting alone does not constitute the 'Parliament’ recognised by the English courts.” 103 Sol. Jour. 995, 996. The Court in Bowles v. Bank of England, [1913] 1 Ch. 57, 84-85, stated: “By the statute 1. W. & M., usually known as the Bill of Rights, it was finally settled that there could be no taxation in this country except under authority of an Act of Parliament. The Bill of Rights still remains unrepealed, and no practice or custom, however prolonged, or however acquiesced in on the part of the subject, can be relied on by the Crown as justifying any infringement of its provisions. It follows that, with regard to the powers of the Crown to levy taxation, no resolution, either of the Committee for Ways and Means or of the House itself, has any legal effect whatever. Such resolutions are necessitated by a parliamentary procedure adopted with a view to the protection of the subject against the hasty imposition of taxes, and it would be strange to find them relied on as justifying the Crown in levying a tax before such tax is actually imposed by Act of Parliament.”
In The Pocket Veto Case,
Georgia v. Stanton,
Georgia v. Stanton, supra, expresses a philosophy at war with Ex parte Milligan,
We are told by the National Institute of Municipal Law Officers in an amicus brief:
“Regardless of the fact that in the last two decades the United States has become a predominantly urban country where well over two-thirds of the population now lives in cities or suburbs, political representation in the majority of state legislatures is 50 or more years behind the times. Apportionments made when the greater part of the population was located in rural communities are still determining and undermining our elections.
"As a consequence, the municipality of 1960 is forced to function in a horse and buggy environment where there is little political recognition of the heavy demands of an urban population. These demands will become even greater by 1970 when some 150 million people will be living in urban areas.
“The National Institute of Municipal Law Officers has for many years recognized the wide-spread complaint that by far the greatest
“Since World War II, the explosion in city and suburban population has created intense local problems in education, transportation, and housing. Adequate handling of these problems has not been possible to a large extent, due chiefly to the political weakness of municipalities. This situation is directly attributable to considerable under-representation of cities in the legislatures of most states.” Amicus brief, pp. 2-3.
The recent ruling by the Iowa Supreme Court that a legislature, though elected under an unfair apportionment scheme, is nonetheless a legislature empowered to act (Cedar Rapids v. Cox,
There need be no fear of a more disastrous collision between federal and state agencies here than where a federal court enjoins gerrymandering based on racial lines. See Gomillion v. Lightfoot, supra.
The District Court need not undertake a complete reapportionment. It might possibly achieve the goal of substantial equality merely by directing respondent to eliminate the egregious injustices. Or its conclusion that reapportionment should be made may in itself stimulate legislative action. That was the result in Asbury Park Press v. Woolley, 33 N. J. 1,
“If by reason of passage of time and changing conditions the reapportionment statute no longer serves its original purpose of securing to the voter the full constitutional value of his franchise, and the legislative branch fails to take appropriate restorative action, the doors of the courts must be open to him. The law-making body cannot by inaction alter the constitutional system under which it has its own existence.” 33 N. J., at 14,
Reapportionment was also the result in Magraw v. Donovan,
“Here it is the unmistakable duty of the State Legislature to reapportion itself periodically in accordance with recent population changes. . . . Early in January 1959 the 61st Session of the Minnesota Legislature will convene, all of the members of which will be newly elected on November 4th of this year. The facts which have
See
Concurrence Opinion
concurring.
One emerging from the rash of opinions with their accompanying clashing of views may well find himself suffering a mental blindness. The Court holds that the appellants have alleged a cause of action. However, it refuses to award relief here — although the facts are undisputed — and fails to give the District Court any guidance whatever. One dissenting opinion, bursting with words that go through so much and conclude with so little, contemns the majority action as “a massive repudiation of the experience of our whole past.” Another describes the complaint as merely asserting conclusory allegations that Tennessee’s apportionment is “incorrect,” “arbitrary,” “obsolete,” and “unconstitutional.” I believe it can be shown that this case is distinguishable from earlier cases dealing with the distribution of political power by a State, that a patent violation of the Equal-Protection Clause of the United States Constitution has been shown, and that an appropriate remedy may be formulated.
I.
I take the law of the case from MacDougall v. Green,
“It would be strange indeed, and doctrinaire, for this Court, applying such broad constitutional concepts as due process and equal protection of the laws, to deny a State the power to assure a proper diffusion of political initiative as between its thinly populated counties and those having concentrated masses, in view of the fact that the latter have practical opportunities for exerting their political weight at the polls not available to the former.” Id., at 284. (Emphasis supplied.)
The other cases upon which my Brethren dwell are all distinguishable or inapposite. The widely heralded case of Colegrove v. Green,
II.
The controlling facts cannot be disputed. It appears from the record that 37% of the voters of Tennessee elect 20 of the 33 Senators while 40% of the voters elect 63 of the 99 members of the House. But this might not on its face be an “invidious discrimination,” Williamson v. Lee Optical of Oklahoma,
It is true that the apportionment policy incorporated in Tennessee’s Constitution, i. e., state-wide numerical equality of representation with certain minor qualifications,
*"~As is admitted, there is a wide disparity of voting strength between the large and small counties. Some
County Population Representation
Carter . 23,303 1.10
Maury. 24,556 2.25
Washington CO CO CO O ccT co
Madison .. Cji O rti <N co
Population Representation County
Grundy ... 'cn rf*. o o co CK
Chester ... OS "CO CO J —
Cumberland CO 05 xo o os CO
Crockett .. CO LCO bO b O
13,264 Loudon ... M to Ox
13,577 Fayette ... W cn O
This could not be an effort to attain political balance between rural and urban populations^' Since discrimination is present among counties of like population, the plan is neither consistent nor rational. It discriminates horizontally creating gross disparities between rural areas themselves as well as between urban areas themselves,
It is also insisted that the representation formula used above (see n. 7) is “patently deficient” because “it eliminates from consideration the relative voting power of the counties that are joined together in a single election district.” This is a strange claim coming from those who rely on the proposition that “the voice of every voter” need not have “approximate equality.” Indeed, representative government, as they say, is not necessarily one of “bare numbers.” The use of floterial districts in our political system is not ordinarily based on the theory that the floterial representative is splintered among the counties of his district per relative population. His function is to represent the whole district. However, I shall meet the charge on its own ground and by use of its “adjusted
Representation County Population
2.65 Washington . 36,967
4.87 Madison . 37,245
1.48 Carter . 23,303
2.05 Greene . 23,649
3.81 Maury. 24,556
Coffee . 13,406 Cm CO C3
Hamblen . 14,090 £-» O t“H
And now, using the same formula, compare some so-called “rural” areas of like population:
County Population Representation
Moore . 2,340 1.23
Pickett . 2,565 .22
Stewart . co CO lO O CO r — ¡
Cheatham co CO to N
6,391 Chester . CD CO r-í
6,540 Grundy . 05 CD
8,731 Smith ... ^ O
8,787 Unicoi .. O ^ O
And for counties with similar representation but with gross differences in population, take:
County Population Representation
Sullivan. 55,712 4.07
Maury. 24,556 3.81
Blount. 30,353 2.12
Coffee . 13,406 2.32
These cannot be “distorted effects,” for here the same formula proposed by the dissenters is used and the result is even “a crazier” quilt.
No one — except the dissenters advocating the Harlan “adjusted ‘total representation’ ” formula — contends that mathematical equality among voters is required by the Equal Protection Clause. But certainly there must be some rational design to a State’s districting. The discrimination here does not fit any pattern — -as I have said, it is but a crazy quilt. My Brother Harlan contends that other proposed apportionment plans contain disparities. Instead of chasing those rabbits he should first pause long enough to meet appellants’ proof of discrimination by showing that in fact the present plan follows a rational policy. Not being able to do this, he merely counters with such generalities as “classic legislative judgment,” no “significant discrepancy,” and “de minimis departures.” I submit that even a casual glance at the present apportionment picture shows these conclusions to be entirely fanciful. If present representation has a policy at all, it is to maintain the status quo of invidious discrimination at any cost. Like the District Court, I conclude that appellants have met the burden of showing “Tennessee is guilty of a clear violation of the state constitution and of the [federal] rights of the plaintiffs. . . .”
III.
Although I find the Tennessee apportionment statute offends the Equal Protection Clause, I would not consider intervention by this Court into so delicate a field if there were any other relief available to the people of Tennessee. But the majority of the people of Tennessee have no
IV.
Finally, we must consider if there are any appropriate modes of effective judicial relief. The federal courts are of course not forums for political debate, nor should they
In this regard the appellants have proposed a plan based on the rationale of state-wide equal representation. Not believing that numerical equality of representation throughout a State is constitutionally required, I would not apply such a standard albeit a permissive one. Nevertheless, the dissenters attack it by the application of the Harlan “adjusted ‘total representation’ ” formula. The result is that some isolated inequalities are shown, but this in itself does not make the proposed plan irrational or place it in the “crazy quilt” category. Such inequalities, as the dissenters point out in attempting to support the present apportionment as rational, are explainable. Moreover, there is no requirement that any plan have mathematical exactness in its application. Only where, as here, the total picture reveals incom-mensurables of both magnitude and frequency can it be said that there is present an invidious discrimination.
As John Rutledge (later Chief Justice) said 175 years ago in the course of the Constitutional Convention, a chief function of the Court is to secure the national rights.
TABLE I.
County 1950 voting population Present total representation using J. Clark's formula Present total representation using J. Harlan's formula Proposed total representation (appellants' plan), using J. Harlan's formula
Van Burén. 2,039 .63 .23 ,ii
Moore . 2,340 2.00 1.23 .18
Pickett. 2,565 .70 .22 .24
Sequatchie . 2,904 .63 .33 .19
Meigs. 3,039 .93 .48 .17
Houston. 3,084 1.25 .46 .24
Trousdale . 3,351 1.33 .43 .12
Lewis. 3,413 1.25 .39 .25
Perry. 3,711 1.50 .71 .40
Bledsoe . 4,198 .63 .49 .24
Clay . 4,528 .70 .40 .42
Union 4,600 .76 .37 .45
Hancock . 4,710 .93 .62 .49
Stewart . 5,238 1.75 1.60 .41
Cheatham. 5,263 1.33 .72 .20
Cannon . 5,341 2.00 1.43 .52
Decatur . 5,563 1.10 .79 .52
Lake . 6,252 2.00 1.44 .41
Chester . 6,391 2.00 1.36 .19
Grundy . 6,540 .95 .69 .43
Humphreys. 6,588 1.25 1.39 .72
Johnson. 6,649 1.10 .42 .43
Jackson. 6,719 1.50 1.43 .63
DeKalb . 6,984 2.00 1.56 .68
Benton . 7,023 1.10 1.01 .66
Fentress . 7,057 .70 .62 .64
Grainger . 7,125 .93 .94 .65
Wayne. 7,176 1.25 .69 .76
Polk. 7,330 1.25 .68 .73
Hickman. 7,598 2.00 1.85 .80
Macon. 7,974 1.33 1.01 .61
Morgan. 8,308 .93 .59 .75
Scott . 8,417 .76 .68 .62
Smith. 8,731 2.50 2.04 .67
Unicoi . 8,787 .93 .40 .63
Rhea . 8,937 .93 1.42 .21
White . 9,244 1.43 1.69 .90
Overton ..'. 9,474 1.70 1.83 .89
Hardin. 9,577 1.60 1.61 .93
Cumberland . 9,593 .63 1.10 .87
Crockett . 9,676 2.00 1.66 .63
Henderson . 10,199 1.50 .78 .96
Marion . 10,998 1.75 1.73 .72
Marshall . 11,288 2.50 2.28 .84
Dickson. 11,294 1.75 2.29 1.23
Jefferson . 11,359 1.10 .87 1.03
MeNairy. 11,601 1.60 1.74 1.13
Cocke . 12,572 1.60 1.46 .89
Sevier. 12,793 1.60 1.47 .69
Claiborne . 12,799 1.43 1.61 1.34
Monroe . 12,884 1.75 1.68 1.30
Loudon . 13,264 1.25 .28 .52
Warren . 13,337 1.75 1.89 1.68
Coffee . 13,406 2.00 2.32 1.68
Hardeman . 13,565 1.60 1.86 1.11
Fayette . 13,577 2.50 2.48 1.11
Haywood . 13,934 2.50 2.52 1.69
Williamson . 14,064 2.33 2.96 1.71
Hamblen. 14,090 1.10 1.07 1.67
Franklin . 14,297 1.75 1.95 1.73
Lauderdale . 14,413 2.50 2.45 1.73
Bedford. 14,732 2.00 1.45 1.74
Lincoln . 15,092 2.50 2.72 1.77
Henry . 15,465 2.83 2.76 1.73
Lawrence . 15,847 2.00 2.22 1.81
Giles . 15,935 2.25 2.54 1.81
Tipton. 15,944 '3.00 1.68 1.13
Robertson. 16,456 2.83 2.62 1.85
Wilson. 16,459 3.00 3.03 1.21
Carroll. 16,472 2.83 2.88 1.82
Hawkins . 16,900 3.00 1.93 1.82
Putnam. 17,071 1.70 2.50 1.86
Campbell . 17,477 .76 1.40 1.94
Roane . 17,639 1.75 1.26 1.30
Weakley . 18,007 2.33 2.63 1.85
Bradley. 18,273 1.25 1.67 1.92
McMinn . 18,347 1.75 1.97 1.92
Obion. 18,434 2.00 2.30 1.94
Dyer . 20,062 2.00 2.36 2.32
Sumner . 20,143 2.33 3.56 2.54
Carter . 23,303 1.10 1.48 2.55
Greene. 23,649 1.93 2.05 2.68
Maury. 24,556 2.25 3.81 2.85
Rutherford. 25,316 2.00 3.02 2.39
Montgomery. 26,284 3.00 3.73 3.06
Gibson. 29,832 5.00 5.00 2.86
Blount. 30,353 1.60 2.12 2.19
Anderson. 33,990 1.25 1.30 3.62
Washington . 36,967 1.93 2.65 3.45
Madison . 37,245 3.50 4.87 3.69
Sullivan. 55,712 3.00 4.07 5.57
Hamilton. 131,971 6.00 6.00 15.09
Knox . 140,559 7.25 8.96 15.21
Davidson . 211,930 12.50 12.93 21.57
Shelby. 312,345 15.50 16.85 31.59
The opinion stated at 551 that the Court “could also dispose of this case on the authority of Wood v. Broom [
Similarly, the Equal Protection Clause was not invoked in Tedesco v. Board of Supervisors,
I do not read the later case of Colegrove v. Barrett,
Georgia based its election system on a consistent combination of political units and population, giving six unit votes to the eight most populous counties, four unit votes to the 30 counties next in population, and two unit votes to each of the remaining counties.
See Part I of the Appendix to Mr. Justice Harlan's dissent, post, p. 341.
It is suggested that the districting is not unconstitutional since it was established by a statute that was constitutional when passed some 60 years ago. But many Assembly Sessions since that time have deliberately refused to change the original act, and in any event “[a] statute [constitutionally] valid when enacted may become invalid by change in the conditions to which it is applied.” Nashville, C. & St. L. R. Co. v. Walters,
“Total representation” indicates the combined representation in the State Senate (33 members) and the State House of Representatives (99 members) in the Assembly of Tennessee. Assuming a county has one representative, it is credited in this calculation with 1/99. Likewise, if the same county has one-third of a senate seat, it is credited with another 1/99, and thus such a county, in our calculation, would have a “total representation” of two; if a county has one representative and one-sixth of a senate seat, it is credited with 1.5/99, or 1.50. It is this last figure that I use here in an effort to make the comparisons clear. The 1950 rather than the 1960 census of voting population is used to avoid the charge that use of 1960 tabulations might not have allowed sufficient time for the State to act. However, the 1960 picture is even more irrational than the 1950 one.
Of course this was not the case in the Georgia county unit system, South v. Peters, supra, or the Illinois initiative plan, MacDougall v. Green, supra, where recognized political units having independent significance were given minimum political weight.
It is interesting to note that state judges often rest their decisions on the ground that this Court has precluded adjudication of the federal claim. See, e. g., Scholle v. Secretary of State,
I Farrand, The Records of the Federal Convention of 1787, 124.
Kant, Perpetual Peace.
See Wood v. Broom,
Concurrence Opinion
concurring.
The separate writings of my dissenting and concurring Brothers stray so far from the subject of today’s decision as to convey, I think, a distressingly inaccurate impression of what the Court decides. For that reason, I think it appropriate, in joining the opinion of the Court, to emphasize in a few words what the opinion does and does not say.
The Court today decides three things and no more: “(a) that the court possessed jurisdiction of the subject matter; (b) that a justiciable cause of action is stated upon which appellants would be entitled to appropriate relief; and (c) . . . that the appellants have standing to challenge the Tennessee apportionment statutes.” Ante, pp. 197-198.
The complaint in this case asserts that Tennessee’s system of apportionment is utterly arbitrary — without any possible justification in rationality. The District Court did not reach the merits of that claim, and this Court quite properly expresses no view on the subject. Contrary to the suggestion of my Brother Harlan, the Court does not say or imply that “state legislatures must be so structured as to reflect with approximate equality the voice of every voter.” Post, p. 332. The Court does not say or imply that there is anything in the Federal Constitution “to prevent a State, acting not irrationally, from choosing any electoral legislative structure it thinks best suited to the interests, temper, and customs of its people.” Post, p. 334. And contrary to the suggestion of my Brother Douglas, the Court most assuredly does not decide the question, “may a State weight the vote of one county or one district more heavily than it weights the vote in another?” Ante, p. 244.
In MacDougall v. Green,
Today’s decision does not turn its back on these settled precedents. I repeat, the Court today decides only: (1) that the District Court possessed jurisdiction of the subject matter; (2) that the complaint presents a justi-ciable controversy; (3) that the appellants have standing. My Brother Clark has made a convincing prima facie showing that Tennessee’s system of apportionment is in fact utterly arbitrary — without any possible justification in rationality. My Brother Harlan has, with imagination and ingenuity, hypothesized possibly rational bases for Tennessee’s system. But the merits of this case are not before us now. The defendants have not yet had an opportunity to be heard in defense of the State’s system of apportionment; indeed, they have not yet even filed an answer to the complaint. As in other cases, the proper place for the trial is in the trial court, not here.
Dissenting Opinion
dissenting.
The Court today reverses a uniform course of decision established by a dozen cases, including one by which the very claim now sustained was unanimously rejected
A hypothetical claim resting on abstract assumptions is now for the first time made the basis for affording illusory relief for a particular evil even though it foreshadows deeper and more pervasive difficulties in consequence. The claim is hypothetical and the assumptions are abstract because the Court does not vouchsafe the lower courts — state and federal — guidelines for formulating specific, definite, wholly unprecedented remedies for the inevitable litigations that today’s umbrageous disposition is bound to stimulate in connection with politically motivated reapportionments in so many States. In
Recent legislation, creating a district appropriately described as “an atrocity of ingenuity,” is not unique. Considering the gross inequality among legislative electoral units within almost every State, the Court naturally shrinks from asserting that in districting at least substantial equality is a constitutional requirement enforceable
We were soothingly told at the bar of this Court that we need not worry about the kind of remedy a court could effectively fashion once the abstract constitutional right to have courts pass on a state-wide system of electoral districting is recognized as a matter of judicial rhetoric, because legislatures would heed the Court’s admonition. This is not only a euphoric hope. It implies a sorry
This is the latest in the series of cases in which the Equal Protection and Due Process Clauses of the Fourteenth Amendment have been invoked in federal courts as restrictions upon the power of the States to allocate electoral weight among the voting populations of their various geographical subdivisions.
The original plaintiffs, citizens and qualified voters entitled to vote for members of the Tennessee Legislature in the several counties in which they respectively reside, bring this action in their own behalf and “on behalf of all other voters in the State of Tennessee,” or, as they alternatively assert, “on behalf of all qualified voters of their respective counties, and further, on behalf of all voters of the State of Tennessee who are similarly situated.” The cities of Knoxville and Chattanooga, and the Mayor of Nashville — on his own behalf as a qualified voter and, pursuant to an authorizing resolution by the Nashville City Council, as a representative of all the city’s residents — -were permitted to intervene as parties plaintiff.
Exhibits appended to the complaint purport to demonstrate the extent of the inequalities of which plaintiffs complain. Based upon “approximate voting population,”
Motions to dismiss for want of jurisdiction of the subject matter and for failure to state a claim were made and granted,
I.
In sustaining appellants’ claim, based on the Fourteenth Amendment, that the District Court may entertain this suit, this Court’s uniform course of decision over the years is overruled or disregarded. Explicitly it begins with Colegrove v. Green, supra, decided in 1946, but its roots run deep in the Court’s historic adjudicatory process.
Colegrove held that a federal court should not entertain an action for declaratory and injunctive relief to adjudicate the constitutionality, under the Equal Protection Clause and other federal constitutional and statutory provisions, of a state statute establishing the respective districts for the State’s election of Representatives to the Congress. Two opinions were written by the four Justices who composed the majority of the seven sitting members of the Court. Both opinions joining in the result in Colegrove v. Green agreed that considerations were controlling which dictated denial of jurisdiction though not in the strict sense of want of power. While the two opinions show a divergence of view regarding some of these considerations, there are important points of concurrence. Both opinions demonstrate a predominant concern, first, with avoiding federal judicial involvement in matters traditionally left to legislative policy making ; second, with respect to the difficulty — in view of the nature of the problems of apportionment and its history in this country — of drawing on or devising judicial standards for judgment, as opposed to legislative determinations, of the part which mere numerical equality among voters should play as a criterion for the allocation of
The broad applicability of these considerations — summarized in the loose shorthand phrase, “political question” — in cases involving a State’s apportionment of voting power among its numerous localities has led the Court, since 1946, to recognize their controlling effect in a variety of situations. (In all these cases decision was by a full Court.) The “political question” principle as applied in Colegrove has found wide application commensurate with its function as “one of the rules basic to the federal system and this Court’s appropriate place within that structure.” Rescue Army v. Municipal Court,
“Federal courts consistently refuse to exercise their equity powers in cases posing political issues arising from a state’s geographical distribution of electoral strength among its political subdivisions.” Id., at 277.
Of course it is important to recognize particular, relevant diversities among comprehensively similar situations. Appellants seek to distinguish several of this Court’s prior decisions on one or another ground — Colegrove v.
n.
The Colegrove doctrine, in the form in which repeated decisions have settled it, was not an innovation. It represents long judicial thought and experience. From its earliest opinions this Court has consistently recognized a class of controversies which do not lend themselves to judicial standards and judicial remedies. To classify the various instances as “political questions” is rather a form
1. The cases concerning war or foreign affairs, for example, are usually explained by the necessity of the country’s speaking with one voice in such matters. While this concern alone undoubtedly accounts for many of the decisions,
This may be, like so many questions of law, a matter of degree. Questions have arisen under the Constitution to which adjudication gives answer although the criteria for decision are less than unwavering bright lines. Often in these cases illumination was found in the federal structures established by, or the underlying presuppositions of, the Constitution. With respect to such questions, the Court has recognized that, concerning a particular power of Congress put in issue, “. . . effective restraints on its exercise must proceed from political rather than from judicial processes.” Wickard v. Filburn,
2. The Court has been particularly unwilling to intervene in matters concerning the structure and organization of the political institutions of the States. The abstention from judicial entry into such areas has been greater even than that which marks the Court’s ordinary approach to issues of state power challenged under broad federal guarantees. “We should be very reluctant to decide that we had jurisdiction in such a case, and thus in an action of this nature to supervise and review the political administration of a state government by its own officials and through its own courts. The jurisdiction of this court would only exist in case there had been . . . such a plain and substantial departure from the fundamental principles upon which our government is based that it could with truth and propriety be said that if the judgment were suffered to remain, the party aggrieved would be deprived of his life, liberty or property in violation of the provisions of the Federal Constitution.” Wilson v. North Carolina,
Where, however; state law has made particular federal questions determinative of relations within the structure of state government, not in .challenge of it, the Court has resolved such narrow, legally defined questions in proper proceedings. See Boyd v. Nebraska ex rel. Thayer,
3. The cases involving Negro disfranchisement are no exception to the principle. >of avoiding federal judicial intervention into matters of state government in the absence of an explicit and clear constitutional imperative. For here the controlling command of Supreme Law is plain and unequivocal. An end of discrimination against
4. The Court has refused to exercise its jurisdiction to pass on “abstract questions of political power, of sovereignty, of government.” Massachusetts v. Mellon,
“That these matters, both as stated in the body of the bill; and, in the prayers for relief, call for the judgment of the court upon political questions, and, upon rights, not of persons or property, but of a political character, will hardly be denied. For the rights for the protection of which our authority is invoked, are the rights of sovereignty, of political jurisdiction, of government, of corporate existence as a State, with all its constitutional powers and privileges. No case of private rights or private property infringed, or in danger of actual or threatened infringement, is presented by the bill, in a judicial form, for the judgment of the court.” Id., at 77.21
. . [The] essentially political nature [of this claim] is at once made manifest by understanding that the assault which the contention here advanced makes it [sic] not on the tax as a tax, but on the State as a State. It is addressed to the framework and political character of the government by which the statute levying the tax was passed. It is the government, the political entity, which (reducing the case to its essence) is called to the bar of this court, not for the purpose of testing judicially some exercise of power assailed, on the ground that its exertion*292 has injuriously affected the rights of an individual because of repugnancy to some constitutional limitation, but to demand of the State that it establish its right to exist as a State, republican in form.” Id., at 150-151.
The starting point of the doctrine applied in these cases is, of course, Luther v. Borden,
Luther v. Borden was a trespass action brought by one of Dorr’s supporters in a United States Circuit Court to recover damages for the breaking and entering of his house. The defendants justified under military orders pursuant to martial law declared by the charter government, and plaintiff, by his reply, joined issue on the legality of the charter government subsequent to the adoption of the Dorr constitution. Evidence offered by the plaintiff tending to establish that the Dorr government was the rightful government of Rhode Island was rejected by the Circuit Court; the court charged the jury that the charter government was lawful; and on a verdict for defendants, plaintiff brought a writ of error to this Court.
The Court, through Mr. Chief Justice Taney, affirmed, After noting that the issue of the charter government’s legality had been resolved in that government’s favor by the state courts of Rhode Island — that the state courts, deeming the matter a political one unfit for judicial determination, had declined to entertain attacks upon the existence and authority of the charter government — the Chief Justice held that the courts of the United States must follow those of the State in this regard. Id., at 39-40. It was recognized that the compulsion to follow
“Under this article of the Constitution it rests with Congress to decide what government is the established one in a State. For as the United States guarantee to each State a republican government, Congress must necessarily decide what government is established in the State before it can determine whether it is republican or not. And when the senators and representatives of a State are admitted into the councils of the Union, the authority of the government under which they are appointed, as well as its republican character, is recognized by the proper constitutional authority. And its decision is binding on every other department of the government, and could not be questioned in a judicial tribunal. It is true that the contest in this casé did not last long enough to bring the matter to this issue; and as no senators or representatives were elected under the authority of the government of which Mr. Dorr was the head, Congress was not called upon to decide the controversy. Yet the right to decide is placed there, and not in the courts.” Ibid.26
“. . . [I] f the Circuit Court had entered upon this inquiry, by what rule could it have determined the qualification of voters upon the adoption or rejection of the proposed constitution, unless there was some previous law of the State to guide it? It is the province of a court to expound the law, not to make it. And certainly it is no part of the judicial functions of any court of the United States to prescribe the qualification of voters in a State, giving the right to those to whom it is denied by the written and established constitution and laws of the State, or taking it away from those to whom it is given; nor has it the right to determine what political privileges*296 the citizens of a State are entitled to, unless there is an established constitution or law to govern its decision.” Id., at 41.
Mr. Justice Woodbury (who dissented with respect to the effect of martial law) agreed with the Court regarding the inappropriateness of judicial inquiry into the issues:
“But, fortunately for our freedom from political excitements in judicial duties, this court can never with propriety be called on officially to be the umpire in questions merely political. The adjustment of these questions belongs to the people and their political representatives, either in the State or general government. These questions relate to matters not to be settled on strict legal principles. They are adjusted rather by inclination, — or prejudice or compromise, often. Some of them succeed or are defeated even by public policy alone, or mere naked power, rather than intrinsic right. . . .
“Another evil, alarming and little foreseen, involved in regarding these as questions for the final arbitrament of judges would be, that in such an event all political privileges and rights would, in a dispute among the people, depend on our decision finally. . . . [DJisputed points in making constitutions, depending often, as before shown, on policy, inclination, popular resolves, and popular will, . . . if the people, in the distribution of powers under the constitution, should ever think of making judges supreme arbiters in political controversies, when not selected by nor, frequently, amenable to them, nor at liberty to follow such various considerations in their judgments as belong to mere political questions, they will dethrone themselves and lose one of their own invaluable birthrights; building up in this way— slowly, but surely — a new sovereign power in the*297 republic, in most respects irresponsible and unchangeable for life, and one more dangerous, in theory at least, than the worst elective oligarchy in the worst of times. . . Id., at 51-53.30
III.
The present case involves all of the elements that have made the Guarantee Clause cases non-justiciable. It is, in effect, a Guarantee Clause claim masquerading under a different label. But it cannot make the case more fit for judicial action that appellants invoke the Fourteenth Amendment rather than Art. IV, § 4, where, in fact, the gist of their complaint is the same — unless it can be found that the Fourteenth Amendment speaks with greater particularity to their situation, f We have been admonished "to avoid “the tyranny of labels.” Snyder v. Massachusetts,
Here appellants attack “the State as a State,” precisely as it was perceived to be attacked in the Pacific States case, id., at 150. Their complaint is that the basis of representation of the Tennessee Legislature hurts them. They assert that “a minority now rules in Tennessee,” that the apportionment statute results in a “distortion of the constitutional system,” that the General Assembly is no longer “a body representative of the people of the State of Tennessee,” all “contrary to the basic principle of representative government . . . .” Accepting appellants’ own formulation of the issue, one can know this handsaw from a hawk. Such a claim would be non-justiciable not merely under Art. IV, § 4, but under any clause of the Constitution, by virtue of the very fact that a federal court is not a forum for political debate. Massachusetts v. Mellon, supra.
But appellants, of course, do not rest on this claim simpliciter. In invoking the Equal Protection Clause, they assert that the .distortion of representative government complained of is produced by systematic discrimination against them, by way of “a debasement of their votes . . . .” Does this characterization, with due regard for the facts from which it is derived, add anything to appellants’ case?
At first blush, this charge of discrimination based on legislative underrepresentation is given the appearance of
What, then, is this question of legislative apportionment? Appellants invoke the right to vote and to have their votes counted.
In such a matter, abstract analogies which ignore the facts of history deal in unrealities; they betray reason. This is not a case in which a State has, through a device however oblique and sophisticated, denied Negroes or Jews or redheaded persons a vote, or given them only a third or a sixth of a vote. That was Gomillion v. Lightfoot,
To find such a political conception legally enforceable in the broad and unspecific guarantee of equal protection to rewrite the.. Constitution. See Luther v. Borden, supra. "Certainly, “equal protection” is no more secure
The notion that representation proportioned to the geographic spread of population is so universally accepted as a necessary element of equality between man and man that it must be taken to be the standard of a political equality preserved by the Fourteenth Amendment — that it is, in appellants’ words “the basic principle of representative government” — is, to put it bluntly, not true. However desirable and however desired by some among the great political thinkers and framers of our government, it has never been generally practiced, today or in the past. It was not the English system, it was not the colonial system, it was not the system chosen for the national government by the Constitution, it was not the system exclusively or even predominantly practiced by the States at the time of adoption of the Fourteenth Amendment, it is not predominantly practiced by the States today. Unless judges, the judges of this Court, are to make their private views of political wisdom the measure of the Constitution — views which in all honesty cannot but give the appearance, if not reflect the reality, of
1. Great Britain. Writing in 1958, Professor W. J. M. Mackenzie aptly summarized the British history of the principle of representation proportioned to population: “ ‘Equal electoral districts’ formed part of the programme of radical reform in England in the 1830s, the only part of that programme which has not been realised.”
The Act of 1832, the product of a fierce partisan political struggle and the occasion of charges of gerrymandering not without foundation,
The first systematic English attempt to distribute seats by population was the Redistribution Act of 1885.
The House of Commons (Redistribution of Seats) Act, 1958,
2. The Colonies and the Union. For the guiding political theorists of the Revolutionary generation, the English system of representation, in its most salient aspects of numerical inequality, was a model to be avoided, not followed.
Such inequalities survived the constitutional period. The United States Constitution itself did not largely adopt the principle of numbers. Apportionment of the national legislature among the States was one of the most difficult problems for the Convention;
In the early nineteenth century, the demands of the interior became more insistent. The apportionment quarrel in Virginia was a major factor in precipitating the calling of a constitutional convention in 1829. Bitter animosities racked the convention, threatening the State with disunion. At last a compromise which gave the three hundred and twenty thousand people of the west thirteen senators, as against the nineteen senators returned by the three hundred sixty-three thousand people of the east, commanded agreement. It was adopted at the polls but left the western counties so dissatisfied that there were threats of revolt and realignment with the State of Maryland.
Maryland, however, had her own numerical disproportions. In 1820, one representative vote in Calvert County
3. The States at the time of ratification of the Fourteenth Amendment, and those later admitted. The several state conventions throughout the first half of the nineteenth century were the scenes of fierce sectional and party strifes respecting the geographic allocation of representation.
A. Of the twenty-three ratifying States of the first group, seven or eight had constitutions which demanded or allowed apportionment of both houses on the basis of population,
Ohio and Maine recognized the factor of numbers by a different device. The former gave a House representative to each county having half a ratio, two representatives for a ratio and three-quarters, three representatives for three ratios, and a single additional representative for each additional ratio.
Finally, four States apportioned at least one House with no regard whatever to population. In Connecticut
B. Among the ten late Confederate States affected by the Reconstruction Acts, in only four did it appear that apportionment of both state legislative houses would or might be based strictly on population.
C. The constitutions
Moreover, it is common knowledge that the legislatures have not kept reapportionment up to date, even where state constitutions in terms require it.
The stark fact is that if among the numerous widely varying principles and practices that control state legislative apportionment today there is any generally prevailing feature, that feature is geographic inequality in relation to the population standard.
Manifestly, the Equal Protection Clause supplies no clearer guide for judicial examination of apportionment methods than would the Guarantee Clause itself. Apportionment, by its character, is a subject of extraordinary complexity, involving — even after the fundamental theoretical issues concerning what is to be represented in a representative legislature have been fought out or compromised — considerations of geography, demography, electoral convenience, economic and social cohesions or divergencies among particular local groups, communications, the practical effects of political institutions like the lobby and the city machine, ancient traditions and ties of settled usage, respect for proven incumbents of long experience and senior status, mathematical mechanics, censuses compiling relevant data, and a host of others.
Appellants, however, contend that the federal courts may provide the standard which the Fourteenth Amendment lacks by reference to the provisions of the constitution of Tennessee. The argument is that although the same or greater disparities of electoral strength may be suffered to exist immune from federal judicial review in States where they result from apportionment legislation consistent with state constitutions, the Tennessee Legislature may not abridge the rights which, on its face, its own constitution appears to give, without by that act denying equal protection of the laws. It is said that the law of Tennessee, as expressed by the words of its written constitution, has made the basic choice among policies in favor of representation proportioned to population, and that it is no longer open to the State to allot its voting power on other principles.
This reasoning does not bear analysis. Like claims invoking state constitutional requirement have been rejected here and for good reason. It is settled that whatever federal consequences may derive from a discrimination worked by a state statute must be the same as if the same discrimination were written into the
“. . . Here, according to petitioner’s own claim, all the organs of the state are conforming to a practice, systematic, unbroken for more than forty years, and now questioned for the first time. It would be a narrow conception of jurisprudence to confine the notion of ‘laws’ to what is found written on the statute books, and to disregard the gloss which life has written upon it. Settled state practice cannot supplant constitutional guarantees, but it can establish what is state law. The Equal Protection Clause did not write an empty formalism into the Constitution. Deeply embedded traditional ways of carrying out state policy, such as those of which petitioner complains, are often tougher and truer law than the dead words of the written text. . . . [T]he Equal Protection Clause is not a command of candor. . . .”
In another aspect, however, the Kidd v. McCanless case, supra, introduces a factor peculiar to this litigation, which only emphasizes the duty of declining the exercise of federal judicial jurisdiction. In all of the apportionment cases which have come before the Court, a consideration which has been weighty in determining their non-justicia-bility has been the difficulty or impossibility of devising effective judicial remedies in this class of case. An injunction restraining a general election unless the legislature reapportions would paralyze the critical centers of a State’s political system and threaten political dislocation whose consequences are not foreseeable. A declaration devoid
In Tennessee, moreover, the McCanless case has closed off several among even these unsatisfactory and dangerous modes of relief. <\That case was a suit in the state courts attacking the 1901 Reapportionment Act and seeking a declaration and an injunction of the Act’s enforcement or, alternatively, a writ of mandamus compelling state election officials to hold the elections at large, or, again alternatively, a decree of the court reapportioning the State. The Chancellor denied all coercive relief, but entertained the suit for the purpose of rendering a declaratory judgment. It was his view that despite an invalidation of the statute under 'which the present legislature was elected, that body would continue to possess de facto authority to reapportion, and that therefore the maintaining of the suit did not threaten the disruption of the government. The Tennessee Supreme Court agreed that no coercive relief could be granted; in particular, it said, “There is no provision of- law for election of our General Assembly by an election at large over the State.”
“(4) It seems obvious and we therefore hold that if the Act of 1901 is to be declared unconstitutional, then the de facto doctrine cannot be applied to maintain the present members of the General Assembly in office. If the Chancellor is correct in holding that this statute has expired by the passage of the decade following its enactment then for the same reason all prior apportionment acts have expired by a like lapse of time and are non-existent. Therefore we would not only not have any existing members of the General Assembly but we would have no apportionment act whatever under which a new election could be held for the election of members to the General Assembly.
“The ultimate result of holding this Act unconstitutional by reason of the lapse of time would be to deprive us of the present Legislature and the means of electing a new one and ultimately bring about the destruction of the State itself.”200 Tenn., at 281-282 ,292 S. W. 2d, at 44 .
A federal court enforcing the Federal Constitution is not, to be sure, bound by the remedial doctrines of the state courts. But it must consider as pertinent to the propriety or impropriety of exercising its jurisdiction those state-law effects of its decree which it cannot itself control. A federal court cannot provide the authority requisite to make a legislature the proper governing body of the State of Tennessee. And it cannot be doubted that the striking down
Although the District Court had jurisdiction in the very restricted sense of power to determine whether it could adjudicate the claim, the case is of that class of political controversy which, by the nature of its subject, is unfit for federal judicial action. The judgment of the District Court, in dismissing the complaint for failure to state a claim on which relief can be granted, should therefore be affirmed.
It is worth reminding that the problem of legislative apportionment is not one dividing North and South. Indeed, in the present House of Representatives, for example, Michigan’s congressional districts are far less representative of the numbers of inhabitants, according to the 1960 census, than are Louisiana’s. Michigan’s Sixteenth District, which is 93.1% urban, contains 802,994 persons and its Twelfth, which is 47.6% urban, contains 177,431 — one-fifth as many persons. Louisiana’s most populous district, the Sixth, is 53.6% urban and contains 536,029 persons, and its least populous, the Eighth, 36.7% urban, contains 263,850 — nearly half. Gross disregard of any assumption that our political system implies even approximation to the notion that individual votes in the various districts within a State should have equal weight is as true, e. g., of California, Illinois, and Ohio as it is of Georgia. See United States Department of Commerce, Census Release, February 24,1962, CB62-23.
Although the motion to intervene by the Mayor of Nashville asserted an interest in the litigation in only a representative capacity, the complaint which he subsequently filed set forth that he was a qualified voter who also sued in his own behalf. The municipalities of Knoxville and Chattanooga purport to represent their residents. Since the claims of the municipal intervenors do not differ materially from those of the parties who sue as individual voters, the Court need not now determine whether the municipalities are proper parties to this proceeding. See, e. g., Stewart v. Kansas City,
The original complaint named as defendants Tennessee’s Secretary of State, Attorney General, Coordinator of Elections, and the three members of the State Board of Elections, seeking to make the Board members representatives of all the State’s County Election Commissioners. The prayer in an intervening complaint by the City of Knoxville, that the Commissioners of Elections of Knox County be added as parties defendant seems not to have been acted on by the court below. Defendants moved to dismiss, inter alia, on the ground
Jurisdiction is predicated upon R. S. § 1979, 42 U. S. C. § 1983, and 28 U. S. C. § 1343 (3).
However, counties having two-thirds of the ratio required for a Representative are entitled to seat one member in the House, and there are certain geographical restrictions upon the formation of Senate districts. The applicable provisions of Article II of the Tennessee Constitution are:
“Sec. 4- Census. — An enumeration of the qualified voters, and an apportionment of the Representatives in the General Assembly, shall be made in the year one thousand eight hundred and seventy-one, and within every subsequent term of ten years.”
“Sec. 5. Apportionment of representatives. — The number of Representatives shall, at the several periods of making the enumeration, be apportioned among the several counties or districts, according to the number of qualified voters in each; and shall not exceed seventy-
“Sec. 6. Apportionment of senators. — The number of Senators shall, at the several periods of making the enumeration, be apportioned among the several counties or districts according to the number of qualified electors in each, and shall not exceed one-third the number of representatives. In apportioning the Senators among the different counties, the fraction that may be lost by any county or counties, in the apportionment of members to the House of Representatives, shall be made up to such county or counties in the Senate, as near as may be practicable. When a district is composed of two or more counties, they shall be adjoining; and no county shall be divided in forming a district.”
It is alleged that certain amendments to the Act of 1901 made only minor modifications of that Act, adjusting the boundaries of individual districts in a manner not material to plaintiffs’ claims.
The exhibits do not reveal the source of the population figures which they set forth, but it appears that the figures were taken from the United States Census of Population, 1950, Volume II, Part 42 (Tennessee), Table 41, at 76-91. These census figures represent the total population over twenty-one years of age in each Tennessee county; they do not purport to enumerate “qualified voters” or “qualified electors,” the measure of apportionment prescribed by the Tennessee Constitution. See note 5, supra. To qualify to vote in Tennessee, in addition to fulfilling the age requirement, an individual must be a citizen of the United States, a resident of the State for twelve months and of the county where he offers his vote for six months next preceding the election, and must not be under the dis
The “county aid funds” derived from a portion of a state gasoline privilege tax, for example, are distributed among the counties as follows: one-half equally among the ninety-five counties, one-quarter on the basis of area, one-quarter on the basis of population, to be used-by county authorities in the building, repairing and improving of county roads and bridges. Tenn. Code Ann., 1955, § 54-403. Appellants urge that this distribution is discriminatory.
Plaintiffs also suggested, as an alternative to at-large elections, that the District Court might itself redistrict the State. They did not, however, expressly pray such relief.
See Bickel, Foreword: The Passive Virtues, 75 Harv. L. Rev. 40, 45 et seq. (1961).
See, e. g., United States v. Palmer,
Obviously, this is the equivalent of saying that the characteristics are not “constitutionally requisite” in a judicially enforceable sense. The recognition of their necessity as a condition of legislation is left, as is observance of certain other constitutional commands, to the conscience of the non-judicial organs. Cf. Kentucky v. Dennison,
Also compare the Coleman case and United States v. Sprague,
E. g., Myers v. Anderson,
Cf. Gomillion v. Lightfoot,
By statute an action for preventive relief is now given the United States in certain voting cases. 71 Stat. 637, 42 U. S. C. § 1971 (c), amending R. S. § 2004. See United States v. Raines,
Compare Rhode Island v. Massachusetts,
Compare Worcester v. Georgia,
This was an alternative ground of Chief Justice Marshall’s opinion for the Court. Id., at 20. The question which Marshall reserved as “unnecessary to decide,” ibid., was not the justiciability of the bill
Cf. Mississippi v. Johnson,
Considerations similar to those which determined the Cherokee Nation case and Georgia v. Stanton no doubt explain the celebrated decision in Nabob of the Carnatic v. East India Co., 1 Ves. jun. *371; 2 Ves. jun. *56, rather than any attribution of a portion of British sovereignty, in respect of Indian affairs, to the company. The reluctance of the English Judges to involve themselves in contests of factional political power is of ancient standing. In The Duke
“The United States shall guarantee to every State in this Union a Republican Form of Government, and shall protect each of them against Invasion; and on Application of the Legislature, or of the Executive (when the Legislature cannot be convened) against domestic Violence.”
Cf. the cases holding that the Fourteenth Amendment imposes no such restriction upon the form of a State’s governmental organization as will permit persons affected by government action to complain that in its organization principles of separation of powers have been violated. E. g., Dreyer v. Illinois,
“. . . For, if this court is authorized to enter upon this inquiry as proposed by the plaintiff, and it should be decided that the charter government had no legal existence during the period of time above mentioned, — if it had been annulled by the adoption of the opposing government, — then the laws passed by its legislature during that time were nullities; its taxes wrongfully collected; its salaries and compensation to its officers illegally paid; its public accounts improperly settled; and the judgments and sentences of its courts in civil and criminal cases null and void, and the officers who carried their decisions into operation answerable as trespassers, if not in some cases as criminals.
“When the decision of this court might lead to such results, it becomes its duty to examine very carefully its own powers before it undertakes to exercise jurisdiction.”
See Bowen, The Recent Contest in Rhode Island (1844); Frieze, A Concise History of the Efforts to Obtain an Extension of Suffrage in Rhode Island; From the Year 1811 to 1842 (2d ed. 1842); Mowry, The Dorr War (1901); Wayland, The Affairs of Rhode Island (2d ed. 1842).
The Court reasoned, with respect to the guarantee against domestic violence also contained in Art. IV, §4, that this, too, was an authority committed solely to Congress; that Congress had empowered the President, not the courts, to enforce it; and that it
See note 24, supra.
Id., at 39, 46-47.
Id., at 41-42.
In evaluating the Court’s determination not to inquire into the authority of the charter government, it must be remembered that, throughout the country, Dorr “had received the sympathy of the Democratic press. His cause, therefore, became distinctly a party issue.” 2 Warren, The Supreme Court in United States History (Rev. ed. 1937), 186.
Appellants also allege discrimination in the legislature’s allocation of certain tax burdens and benefits. Whether or not such discrimination would violate the Equal Protection Clause if the tax statutes were challenged in a proper proceeding, see Dane v. Jackson,
Appellants would find a “right” to have one’s ballot counted on authority of United States v. Mosley,
Mackenzie, Free Elections (1958) (hereafter, Mackenzie), 108.
Ogg, English Government and Politics (2d ed. 1936) (hereafter, Ogg), 248-250, 257; Seymour, Electoral Reform in England and Wales (1915) (hereafter, Seymour), 46-47.
Ogg 257-259; Seymour 45-52; Carpenter, The Development of American Political Thought (1930) (hereafter, Carpenter), 45-46.
Ogg 258.
Seymour 51.
The Federalist, No. 56 (Wright ed. 1961), at 382. Compare Seymour 49. This takes account of the restricted franchise as well as the effect of the local-unit apportionment principle.
Seymour 52-76.
Ogg 26-4-265; Seymour 318-319.
For these and other instances of gross inequality, see Seymour 320-325.
Seymour 333-346; Ogg 265.
Seymour 349, 490-491.
Seymour 489-518.
Mackenzie 108; see also Seymour 513-517.
Ogg 270.
Ogg 253.
Ogg 270-271.
Ogg 273-274.
7 & 8 Geo. VI, c. 41. The 1944 Act was amended by the House of Commons (Redistribution of Seats) Act, 1947, 10 & 11 Geo. VI, c. 10, and the two, with other provisions, were consolidated in the House of Commons (Redistribution of Seats) Act, 1949, 12 & 13 Geo. VI, c. 66, since amended by the House of Commons (Redistribution of Seats) Act, 1958, 6 & 7 Eliz. II, c. 26.
See generally Butler, The Redistribution of Seats, 33 Public Administration 125 (1955).
See note 50, supra. However, Commissions are given discretion to depart from the strict application of the local boundary rule to avoid excessive disparities between the electorate of a constituency and the electoral quota, or between the electorate of a constituency and that of neighboring constituencies. For detailed discussion, see Craig, Parliament and Boundary Commissions, [1959] Public Law 23. See also Butler, supra, note 51, at 127.
Mackenzie 108, 113.
The Times, Dee. 15, 1954, p. 4, cols 3-4.
[1955] 1 Ch. 238.
The court reserved the question whether a judicial remedy might be found in a case in which it appeared that a Commission had manifestly acted in complete disregard of the Acts.
Note 50, supra.
First Periodical Report of the Boundary Commission for England [Cmd. 9311] (1954), 4, par. 19.
Under the 1949 Act, see note 50, supra, the intervals between reports were to be not less than three nor more than seven years, with certain qualifications. The 1958 Act raised the minimum to ten and the maximum to fifteen years.
First Periodical Report, supra, note 58, at 4, par. 20.
582 H. C. Deb. (5th ser. 1957-1958), 230.
See The Federalist, No. 56, supra, note 38; Tudor, Life of James Otis (1823), 188-190.
Griffith, The Rise and Development of the Gerrymander (1907) (hereafter, Griffith), 23-24.
Luce, Legislative Principles (1930) (hereafter, Luce), 336-342.
Griffith 25.
Griffith 15-16, n. 1.
Griffith 28.
Carpenter 48-49, 54; Griffith 26, 28-29; Luce 339-340.
Carpenter 87; Griffith 26-29, 31.
II Farrand, Records of the Federal Convention (1911), 241.
The power was provided. Art. I, §4, cl. 1.
III Elliot’s Debates (2d ed. 1891), 367; II id., at 50-51.
See Madison, in I Farrand, op. cit., supra, note 70, at 321: “The great difficulty lies in the affair of Representation; and if this could be adjusted, all others would be surmountable.”
See The Federalist, No. 62 (Wright ed. 1961), at 408-409.
See The Federalist, No. 54, id., at 369-374.
Carpenter 130.
Jefferson, Notes on the State of Virginia (Peden ed. 1955), 118-119. See also II Writings of Thomas Jefferson (Memorial ed. 1903), 160-162.
Carpenter 139-140.
Griffith 102-104.
Griffith 104-105.
Luce 343-350. Bowen, supra, note 25, at 17-18, records that in 1824 Providence County, having three-fifths of Rhode Island’s population, elected only twenty-two of its seventy-two representatives, and that the town of Providence, more than double the size of Newport, had half Newport’s number of representatives.
Carpenter 130-137; Luce 364-367; Griffith 116-117.
See 14 Stat. 428; 15 Stat. 2, 14, 41.
Various indices of population were employed among the States which took account of the factor of numbers. Some counted all inhabitants, e. g., N. J. Const., 1844, Art. IV, § 3; some, only white inhabitants, e. g., Ill. Const., 1848, Art. III, § 8; some, male inhabitants over twenty-one, e. g., Ind. Const., 1851, Art. IV, §§ 4-5; some, qualified voters, e. g., Tenn. Const., 1834, Art. II, §§4 to 6; some excluded aliens, e. g., N. Y. Const., 1846, Art. II, §§ 4, 5 (and untaxed persons of color); some excluded untaxed Indians and military personnel, e. g., Neb. Const., 1866-1867, Art. II, §3. For present purposes these differences, although not unimportant as revealing fundamental divergences in representation theory, will be disregarded.
Ore. Const., 1857, Art. IV, §§ 5, 6, 7; Ill. Const., 1848, Art. III, §§ 8, 9; Ind. Const., 1851, Art. IV, §§ 4, 5, 6; Minn. Const., 1857,
Several of these constitutions contain provisions which forbid splitting counties or which otherwise require recognition of local boundaries. See, e. g., the severe restriction in Ill. Const., 1848, Art. Ill, § 9. Such provisions will almost inevitably produce numerical inequalities. See, for example, University of Oklahoma, Bureau of Government Research, Legislative Apportionment in Oklahoma (1956), 21-23. However, because their effect in this regard will turn on idiosyncratic local factors, and because other constitutional provisions are a more significant source of inequality, these provisions are here disregarded.
Tenn. Const., 1834, Art. II, §§ 4 to 6 (two-thirds of a ratio entitles a co.unty to one representative in the House); W. Va. Const., 1861-1863, Art. IV, §§ 4, 5, 7, 8, 9 (one-half of a ratio entitles a county to one representative in the House); Mich. Const., 1850, Art. IV, §§ 2 to 4 (one-half of a ratio entitles each county thereafter organized to one representative in the House). In Oregon and Iowa a major-fraction rule applied which gave a House seat not only to counties having a moiety of a single ratio, but to all counties having more than half a ratio in excess of the multiple of a ratio. Ore. Const., 1857, Art. IV, § 6, note 85, supra; Iowa Const., 1857, Art. III, §§ 33, 34, 35, 37, note 89, infra.
See Bone, States Attempting to Comply with Reapportionment Requirements, 17 Law & Contemp. Prob. 387, 391 (1952).
It also appears, although the section is not altogether clear, that the provisions of West Virginia’s Constitution controlling apportionment of senators would operate in favor of the State’s less populous regions by limiting any single county to a maximum of two senators. W. Va. Const., 1861-1863, Art. IV, § 4.
Iowa Const., 1857, Art. III, §§ 33, 34, 35, 37.
N. Y. Const., 1846, Art. III, §§ 4, 5 (except Hamilton County); Kan. Const., 1859, Art. 2, § 2; Art. 10. The Kansas provisions require periodic apportionment based on censuses, but do not in terms demand equal districts.
Ohio Const., 1851, Art. XI, §§ 1 to 5. See Art. XI, §§ 6 to 9 for Senate apportionment.
Me. Const., 1819, Art. IV, Pt. First, §§ 2, 3. See Art. IV, Pt. Second, § 2, for Senate apportionment based on numbers.
Mo. Const., 1865, Art. IV, §§ 2, 7, 8. See Art. IV, §§ 4 to 8, for Senate apportionment based on numbers.
Towns smaller than one hundred and fifty, if so situated that it was “very inconvenient” to join them to other towns for voting purposes, might be permitted by the legislature to send a representative.
N. H. Const., 1792, Pt. Second, §§ IX to XI; Pt. Second, § XXVI.
Pa. Const., 1838, as amended, Art. I, §§ 4, 6, 7.
Conn. Const., 1818, Art. Third, § 3.
Vt. Const., 1793, c. II, § 7.
R. I. Const., 1842, Art. VI, § 1.
N. J. Const., 1844, Art. IV, § 2, cl. One.
Conn. Const., 1818, Amend. II.
Vt. Const., 1793, Amend. 23.
N. J. Const., 1844, Art. IV, § 3, cl. One.
R. I. Const., 1842, Art. V, § 1.
Ark. Const., 1868, Art. V, §§ 8, 9; Va. Const., 1864, Art. IV, § 6 (this constitution was in effect when Virginia ratified the Fourteenth Amendment); Va. Const., 1870, Art. V, § 4 (this was Virginia’s Reconstruction-Act convention constitution); Miss. Const., 1868, Art. IV, §§ 33 to 35; Tex. Const., 1868, Art. III, §§ 11, 34. The Virginia Constitutions and Texas’ provisions for apportioning its lower chamber do not in terms require equality of numbers, although they call for reapportionment following a census. In Arkansas, the legislature was authorized, but not commanded, to reapportion periodically; it is not clear that equality was required.
N. C. Const., 1868, Art. II, §§ 6, 7. See Art. II, § 5, for Senate apportionment based on numbers.
S. C. Const., 1868, Art. I, § 34; Art. II, §§ 4 to 6.
La. Const., 1868, Tit. II, Arts. 20, 21. See Tit. II, Arts. 28 to 30, for Senate apportionment based on numbers.
Ala. Const., 1867, Art. VIII, § 1. See Art. VIII, § 3, for Senate apportionment based on numbers.
S. C. Const., 1868, Art. II, § 8.
Fla. Const., 1868, Art. XIV, par. 1. See Art. XIV, par. 2, for Senate apportionment.
Ga. Const., 1868, Art. III, § 2. The extent of legislative authority to alter these districts is unclear, but it appears that the structure of three contiguous counties for each of forty-four districts is meant to be permanent.
Ga. Const., 1868, Art. III, § 3. The extent of legislative authority to alter the apportionment is unclear, but it appears that the three-tiered structure is meant to be permanent.
See, e. g., Durfee, Apportionment of Representation in the Legislature: A Study of State Constitutions, 43 Mich. L. Rev. 1091, 1097 (1945); Short, States That Have Not Met Their Constitutional Requirements, 17 Law & Contemp. Prob. 377 (1952); Harvey, Reap-portionments of State Legislatures — Legal Requirements, 17 Law & Contemp. Prob. 364, 370 (1952). For an excellent case study of numerical inequalities deriving solely from a one-member-per-county minimum provision in Ohio, see Aumann, Rural Ohio Hangs On, 46 Nat. Mun. Rev. 189, 191-192 (1957).
Dauer and Kelsay, Unrepresentative States, 44 Nat. Mun. Rev. 571, 574 (1955). (This is the effect of a later Georgia constitutional provision, Ga. Const., 1945, § 2-1501, substantially similar to that of 1868.) The same three-tiered system has subsequently been adopted in Florida, Fla. Const., 1885, Art. VII, §§ 3, 4, where its effects have been inequalities of the order of eighty to one. Dauer and Kelsay, supra, at 575, 587.
The constitutions discussed are those under which the new States entered the Union.
Colo. Const., 1876, Art. V, §§ 45, 47; N. D. Const., 1889, Art. 2, §§ 29, 35; S. D. Const., 1889, Art. III, § 5; Wash. Const., 1889, Art. II, §§ 3, 6; Utah Const., 1895, Art. IX, §§ 2, 4; N. M. Const., 1911, Art. IV, following § 41. The Colorado and Utah Constitutions provide for reapportionment “according to ratios to be fixed by law” after periodic census and enumeration. In New Mexico the legislature is authorized, but not commanded, to reapportion periodically. North Dakota does not in terms demand equality in House representation; members are to be assigned among the several senatorial districts, which are of equal population.
Wyo. Const., 1889, Art. III, Legislative Department, § 3; Art. III, Apportionment, §§ 2, 3.
Idaho Const., 1889, Art. III, § 4.
Okla. Const., 1907, Art. V, § 10 (b) to (j). See Art. V, §§ 9 (a), 9 (b) for Senate apportionment based on numbers.
Mont. Const., 1889, Art. VI, §§ 2, 3.
Mont. Const., 1889, Art. V, §4; Art. VI, §4. The effective provisions are, first, that there shall be no more than one senator from each county, and, second, that no senatorial district shall consist of more than one county.
Alaska Const., 1956, Art. VI, § 7; Art. XIV, § 2. The exact boundaries of the districts may be modified to conform to changes in House districts, but their numbers of senators and their approximate perimeters are to be preserved.
Hawaii Const., 1950, Art. III, § 2.
Alaska Const., 1956, Art. VI, §§ 3, 4, 6. The method of equal proportions is used.
Hawaii Const., 1950, Art. III, § 4. The method of equal proportions is used, and, for sub-apportionment within the four “basic” areas, a form of moiety rule obtains.
Ariz. Const., 1910, Art. IV, Pt. 2, §1. On the basis of 1910 census figures, this apportionment yielded, for example, a senatorial-ratio differential of more than four to one between Mohave and Cochise or between Mohave and Maricopa Counties. II Thirteenth Census of the United States (1910), 71-73.
The pertinent state constitutional provisions are set forth in tabular form in XIII Book of the States (1960-1961), 54-58; and Greenfield, Ford and Emery, Legislative Reapportionment: California in National Perspective (University of California, Berkeley, 1959), 81-85. An earlier treatment now outdated in several respects but still useful is Durfee, supra, note 114. See discussions in Harvey, supra, note 114; Shull, Political and Partisan Implications of State Legislative Apportionment, 17 Law & Contemp. Prob. 417, 418-421 (1952).
Nebraska’s unicameral legislature is included in this count.
Greenfield, Ford and Emery, supra, note 128, at 7.
Harvey, supra, note 114, at 367. See Tabor, The Gerrymandering of State and Federal Legislative Districts, 16 Md. L. Rev. 277, 282-283 (1956).
See, e. g., Mather and Ray, The Iowa Senatorial Districts Can Be Reapportioned — A Possible Plan, 39 Iowa L. Rev. 535, 536-537 (1954).
See, e. g., Walter, Reapportionment and Urban Representation, 195 Annals of the American Academy of Political and Social Science 11, 12-13 (1938); Bone, supra, note 87. Legislative inaction and state constitutional provisions rejecting the principle of equal numbers have both contributed to the generally prevailing numerical inequality of representation in this country. Compare Walter, supra, with Baker, One Vote, One Value, 47 Nat. Mun. Rev. 16, 18 (1958).
See, e. g., Griffith 116-117; Luce 364-367, 370; Merriam, American Political Ideas (1929), 244-245; Legislation, Apportionment of the New York State Senate, 31 St. John’s L. Rev. 335, 341-342 (1957).
In 1947, the Boundary Commission for England, “. . . impressed by the advantages of accessibility [that large compact urban regions] . . . enjoy over widely scattered rural areas . . . came to the conclusion that they could conveniently support electorates in excess of the electoral quota, and would in the majority of cases prefer to do so rather than suffer severance of local unity for parliamentary purposes” — that “in general urban constituencies could more conveniently support large electorates than rural constituencies . . . .” Initial Report of the Boundary Commission for England [Cmd. 7260] (1947), 5. See also Mackenzie 110-111; De Grazia, General Theory of Apportionment, 17 Law & Contemp. Prob. 256, 261-262 (1952).
See Walter, supra, note 133; Walter, Reapportionment of State Legislative Districts, 37 Ill. L. Rev. 20, 37-38 (1942). The urban-rural conflict is often the core of apportionment controversy. See Durfee, supra, note 114, at 1093-1094; Short, supra, note 114, at 381.
Baker, Rural Versus Urban Political Power (1955), 11-19; MacNeil, Urban Representation in State Legislatures, 18 State Government 59 (1945); United States Conference of Mayors, Government Of the People, By the People, For the People (ca. 1947).
See, in addition to the authorities cited in notes 130, 131, 136 and 137, supra, and 140 to 144, infra, (all containing other examples than those remarked in text), Hurst, The Growth of American Law, The Law Makers (1950), 41-42; American Political Science Assn., Committee on American Legislatures, American State Legislatures (Zeller ed. 1954), 34-35; Gosnell, Democracy, The Threshold of Freedom (1948), 179-181; Lewis, Legislative Apportionment and the Federal Courts, 71 Harv. L. Rev. 1057, 1059-1064 (1958); Friedman, Reapportionment Myth, 49 Nat. Civ. Rev. 184,185-186 (1960); 106 Cong. Rec. 14901-14916 (remarks of Senator Clark and supporting materials); H. R. Rep. No. 2533, 85th Cong., 2d Sess. 24; H. R. Doc. No. 198, 84th Cong., 1st Sess. 38-40; Hadwiger, Representation in the Missouri General Assembly, 24 Mo. L. Rev. 178, 180-181 (1959); Hamilton, Beardsley and Coats, Legislative Reapportionment in Indiana: Some Observations and a Suggestion, 35 Notre Dame Law. 368-370 (1960); Corter, Pennsylvania Ponders Apportionment, 32 Temple L. Q. 279, 283-288 (1959). Concerning the classical gerrymander, see Griffith, passim; Luce 395-404; Brooks, Political Parties and Electoral Problems (3d ed. 1933), 472-481. For foreign examples of numerical disproportion, see Hogan, Election and Representation (1945), 95; Finer, Theory and Practice of Modern Government (Rev. ed. 1949), 551-552.
Baker, supra, note 137, at 11. Recent New Jersey legislation provides for reapportionment of the State’s lower House by executive action following each United States census subsequent to that of 1960. N. J. Laws 1961, c. 1. The apportionment is to be made on the basis of population, save that each county is assured at least one House seat. In the State’s Senate, however, by constitutional command, each county elects a single senator, regardless of population. N. J. Const., 1947, Art. IV, § II, par. 1.
Note, 42 Minn. L. Rev. 617, 618-619 (1958).
Greenfield, Ford and Emery, supra, note 128, at 3.
University of Oklahoma, Bureau of Government Research, The Apportionment Problem in Oklahoma (1959), 16-29.
1 Labor’s Economic Rev. 89, 96 (1956).
Dauer and Kelsay, Unrepresentative States, 44 Nat. Mun. Rev. 571, 572, 574 (1955).
See the Second Schedule to the House of Commons (Redistribution of Seats) Act, 1949, 12 & 13 Geo. VI, c. 66, as amended by the House of Commons (Redistribution of Seats) Act, 1958, 6 & 7 Eliz. II, c. 26, § 2, and the English experience described in text at notes 50 to 61, supra. See also the Report of the Assembly Interim Committee on Elections and Reapportionment, California Assembly (1951) (hereafter, California Committee Report), 37: “The geographic — the socio-economic — the desires of the people — the desires of the elected officeholders — the desires of political parties — all these can and do legitimately operate not only within the framework of the ‘relatively equal in population districts’ factor, but also within the factors of contiguity and compactness. The county and Assembly line legal restrictions operate outside the framework of theoretically ‘equal in population districts.’ All the factors might conceivably have the same weight in one situation; in another, some factors might be considerably more important than others in making the final determination.” A Virginia legislative committee adverted to “. . . many difficulties such as natural topographical barriers, divergent business and social interests, lack of communication by rail or highway, and disinclinations of communities to breaking up political ties of long standing, resulting in some cases of districts requesting to remain with populations more than their averages rather than have their equal
See, e. g., California Committee Report, at 52.
"... [T]he reapportionment process is, by its very nature, political. . . . There will be politics in reapportionment as long as a representative form of government exists ....
“It is impossible to draw a district boundary line without that line’s having some political significance. . . .”
See, e. g., Celler, Congressional Apportionment — Past, Present, and Future, 17 Law & Contemp. Prob. 268 (1952), speaking of the history of congressional apportionment:
“. . .A mere reading of the debates [from the Constitutional Convention down to contemporary Congresses] on this question of apportionment reveals the conflicting interests of the large and small states and the extent to which partisan politics permeates the entire problem.”
See Standards for Congressional Districts (Apportionment), Hearings before Subcommittee No. 2 of the Committee on the
“Mr. Kasem. You do not think that that [a provision embodying the language: ‘in as compact form as practicable’] might result in a decision depending upon the political inclinations of the judge?
“Mr. Celler. Are you impugning the integrity of our Federal judiciary?
“Mr. Kasem. No; I just recognize their human frailties.”
For an instance of a court torn, in fact or fancy, over the political issues involved in reapportionment, see State ex rel. Lashly v. Becker,
See text at notes 139-143, supra.
Decisions of state courts which have entertained apportionment cases under their respective state constitutions do not, of course, involve the very different considerations relevant to federal judicial intervention. State-court adjudication does not involve the delicate problems of federal-state relations which would inhere in the exercise of federal judicial power to impose restrictions upon the States’ shaping of their own governmental institutions. Moreover, state constitutions generally speak with a specificity totally lacking in attempted utilization of the generalities of the Fourteenth Amendment to apportionment matters. Some expressly commit apportionment to state judicial review, see, e. g., N. Y. Const., 1938, Art. III, § 5, and even where they do not, they do precisely fix the criteria for judicial judgment respecting the allocation of representative strength within the electorate. See, e. g., Asbury Park Press. Inc., v. Woolley, 33 N. J. 1,
Appellants’ suggestion that, although no relief may need be given, jurisdiction ought to be retained as a “spur” to legislative action does not merit discussion.
See note 24, supra.
Dissenting Opinion
Dissenting opinion of
The dissenting opinion of Mr. Justice Frankfurter, in which I join, demonstrates the abrupt departure the majority makes from judicial history by putting the federal courts into this area of state concerns — an area which, in this instance, the Tennessee state courts themselves have refused to enter.
It does not detract from his opinion to say that the panorama of judicial history it unfolds, though evincing a steadfast underlying principle of keeping the federal courts out of these domains, has a tendency, because of variants in expression, to becloud analysis in a given case. With due respect to the majority, I think that has happened here.
Once one cuts through the thicket of discussion devoted to “jurisdiction,” “standing,” “justiciability,” and “po
It is at once essential to recognize this case for what it is. The issue here relates not to a method of state electoral apportionment by which seats in the federal House of Representatives are allocated, but solely to the right of a State' to fix the "basis of representation in its own legislature. Until it is first decided to what extent that right is limited by the Federal Constitution, and whether what Tennessee has done or failed to do in this instance runs afoul of any such limitation, we need not reach the issues of “justiciability” or “political question” or any of the other considerations which in such cases as Colegrove v. Green,
The appellants’ claim in this case ultimately rests entirely on the Equal Protection Clause of the Fourteenth Amendment. It is asserted that Tennessee has violated the Equal Protection Clause by maintaining in effect a
(1) The Equal Protection Clause requires that each vote cast in state legislative elections be given approximately equal weight.
(2) Short of this, the existing apportionment of state legislators is so unreasonable as to amount to an arbitrary and capricious act of classification on the part of the Tennessee Legislature, which is offensive to the Equal Protection Clause.
(3) In any event, the existing apportionment is rendered invalid under the Fourteenth Amendment because it flies in the face of the Tennessee Constitution.
For reasons given in Mr. Justice Frankfurter’s opinion, ante, pp. 325-327, the last of these propositions is manifestly untenable, and need not be dealt with further. I turn to the other two.
I.
I can find nothing in the Equal Protection Clause or elsewhere in the Federal Constitution which expressly or impliedly supports the view that state legislatures must be so structured as to reflect with approximate equality the voice of every voter. Not only is that proposition refuted by history, as shown by my Brother Frankfurter, but it strikes deep into the heart of our federal system. Its acceptance would require us to turn our backs on the regard which this Court has always shown for the judgment of state legislatures and courts on matters of basically local concern.
With respect to state tax statutes and regulatory measures, for example, it has been said that the “day is gone when this Court uses the . . . Fourteenth Amendment to strike down state laws . . . because they may be unwise, improvident, or out of harmony with a particular school of thought.” Williamson v. Lee Optical Co.,
In short, there is nothing in the Federal Constitution to prevent a State, acting not irrationally, from choosing any electoral legislative structure it thinks best suited to the interests, temper, and customs of its people. I would have thought this proposition settled by MacDougall v. Green,
II.
The claim that Tennessee’s system of apportionment is so unreasonable as to amount to a capricious classification of voting strength stands up no better under dispassionate analysis.
The Court has said time and again that the Equal Protection Clause does not demand of state enactments either mathematical identity or rigid equality. E. g., Allied Stores of Ohio v. Bowers,
What then is the basis for the claim made in this case that the distribution of state senators and representatives is the product of capriciousness or of some constitutionally prohibited policy? It is not that Tennessee has arranged its electoral districts with a deliberate purpose to dilute the voting strength of one race, cf. Gomillion v. Lightfoot,
It is further alleged that even as of 1901 the apportionment was invalid, in that it did not allocate state legislators among the counties in accordance with the formula set out in Art. II, § 5, of the Tennessee Constitution. In support of this the appellants have furnished a Table which indicates that as of 1901 six counties were overrepresented and 11 were underrepresented. But that Table in fact shows nothing in the way of significant discrepancy; in the instance of each county it is only one representative who is either lacking or added. And it is further perfectly evident that the variations are attributable to nothing more than the circumstance that the then enumeration of voters resulted in fractional remainders with respect to which the precise formula of the Tennessee Constitution was in some
Thus reduced to its essentials, the charge of arbitrariness and capriciousness rests entirely on the consistent refusal of the Tennessee Legislature over the past 60 years to alter a pattern of apportionment that was reasonable when conceived.
A Federal District Court is asked to say that the passage of time has rendered the 1901 apportionment obsolete to the point where its continuance becomes vulnerable under the Fourteenth Amendment. But is not this matter one that involves a classic legislative judgment? Surely it lies within the province of a state legislature to conclude that an existing allocation of senators and representatives constitutes a desirable balance of geographical and demo-graphical representation, or that in the interest of stability of government it would be best to defer for some further time the redistribution of seats in the state legislature.
Indeed, I would hardly think it unconstitutional if a state legislature’s expressed reason for establishing or maintaining an electoral imbalance between its rural and urban population were to protect the State’s agricultural interests from the sheer weight of numbers of those residing in its cities. A State may, after all, take account of the interests of its rural population in the distribution of tax burdens, e. g., American Sugar Rfg. Co. v. Louisiana,
The suggestion of my Brother Frankfurter that courts lack standards by which to decide such cases as this, is relevant not only to the question of “justiciability,” but also, and perhaps more fundamentally, to the determination whether any cognizable constitutional claim has been asserted in this case. Courts are unable to decide when it is that an apportionment originally valid becomes void because the factors entering into such a decision are basically matters appropriate only for legislative judgment. And so long as there exists a possible rational legislative policy for retaining an existing apportionment, such a legislative decision cannot be said to breach the bulwark against arbitrariness and caprice that the Fourteenth Amendment affords. Certainly, with all due respect, the facile arithmetical argument contained in Part II of my Brother Clark’s separate opinion (ante, pp. 253-258) provides no tenable basis for considering that there has been such a breach in this instance. (See the Appendix to this opinion.)
These conclusions can hardly be escaped by suggesting that capricious state action might be found were it to appear that a majority of the Tennessee legislators, in refusing to consider reapportionment, had been actuated by self-interest in perpetuating their own political offices or by other unworthy or improper motives. Since Fletcher v. Peck,
It is my view that the majority opinion has failed to point to any recognizable constitutional claim alleged in this complaint. Indeed, it is interesting to note that my Brother Stewart is at pains to disclaim for himself, and to point out that the majority opinion does not suggest, that the Federal Constitution requires of the States any particular kind of electoral apportionment, still less that they must accord to each voter approximately equal voting strength. Concurring opinion, ante, p. 265. But that being so, what, may it be asked, is left of this complaint? Surely the bare allegations that the existing Tennessee apportionment is “incorrect,” “arbitrary,” “obsolete” and “unconstitutional” — amounting to nothing more than legal conclusions — do not themselves save the complaint from dismissal. See Snowden v. Hughes,
From a reading of the majority and concurring opinions one will not find it difficult to catch the premises that underlie this decision. The fact that the appellants have been unable to obtain political redress of their asserted grievances appears to be regarded as a matter which should lead the Court to stretch to find some basis for judicial intervention. While the Equal Protection Clause is invoked, the opinion for the Court notably eschews explaining how, consonant with past decisions, the undisputed facts in this case can be considered to show a violation of that constitutional provision. The majority seems to have accepted the argument, pressed at the bar, that if this Court merely asserts authority in this field, Tennessee and other “malapportioning” States will quickly respond with appropriate political action, so that this Court need not be greatly concerned about the federal courts becoming further involved in these matters. At the same time the majority has wholly failed to reckon with what the future may hold in store if this optimistic prediction is not fulfilled. Thus, what the Court is doing reflects more an adventure in judicial experimentation than a solid piece of constitutional adjudication. Whether dismissal of this case should have been for want of jurisdiction or, as is suggested in Bell v. Hood,
In conclusion, it is appropriate to say that one need not agree, as a citizen, with what Tennessee has done or failed to do, in order to deprecate, as a judge, what the majority is doing today. Those observers of the Court who see it primarily as the last refuge for the correction of all inequality or injustice, no matter what its nature or source, will no doubt applaud this decision and its break
I would affirm.
Dissenting Opinion
APPENDIX TO OPINION OF
The Inadequacy op Arithmetical Formulas as Measures op the Rationality op Tennessee’s Apportionment.
Two of the three separate concurring opinions appear to concede that the Equal Protection Clause does not guarantee to each state voter a vote of approximately equal weight for the State Legislature. Whether the existing Tennessee apportionment is constitutional is recognized to depend only on whether it can find “any possible justification in rationality” (ante, p. 265); it is to be struck down only if “the discrimination here does not fit any pattern” (ante, p. 258).
One of the concurring opinions, that of my Brother Stewart, suggests no reasons which would justify a finding that the present distribution of state legislators is unconstitutionally arbitrary. The same is true of the majority opinion. My Brother Clark, on the other hand, concludes that “the apportionment picture in Tennessee is a topsy-turvical of gigantic proportions” (ante, p. 254), solely on the basis of certain statistics presented in the text of his separate opinion and included in a more extensive Table appended thereto. In my view, that analysis is defective not only because the “total representation” formula set out in footnote 7 of the opinion (ante, p. 255), rests on faulty mathematical foundations, but, more basically, because the approach taken wholly
In failing to take any of such other matters into account and in focusing on a particular mathematical formula which, as will be shown, is patently unsound, my Brother Clark’s opinion has, I submit, unwittingly served to bring into bas-relief the very reasons that support the view that this complaint does not state a claim on which relief could be granted. For in order to warrant holding a state electoral apportionment invalid under the Equal Protection Clause, a court, in line with well-established constitutional doctrine, must find that none of the permissible policies and none of the possible formulas on which it might have been based could rationally justify particular inequalities.
I.
At the outset, it cannot be denied that the apportionment rules explicitly set out in the Tennessee Constitution are rational. These rules are based on the following obviously permissible policy determinations: (1) to utilize counties as electoral units; (2)' to prohibit the division of any county in the composition of electoral districts; (3) to allot to each county that has a substantial voting population — at least two-thirds of the average voting population per county — a separate “direct representative” ; (4) to create “floterial” districts (multicounty representative districts) made up of more than one county; and (5) to require that such districts be composed of adjoining counties.
That formula computes a county’s “total representation” by adding (1) the number of “direct representatives” the county is entitled to elect; (2) a fraction of any other seats in the Tennessee House which are allocated to that county jointly with one or more others in a “floterial district”; (3) triple the number of senators the county is entitled to elect alone; and (4) triple a fraction of any seats in the Tennessee Senate which are allocated to that county jointly with one or more others in a multicounty senatorial district. The fractions used for items (2) and (4) are computed by allotting to each county in a combined district an equal share of the House or Senate seat, regardless of the voting population of each of the counties that make up the election district.
The formula suggested by my Brother Clark must be adjusted regardless whether one thinks, as I assuredly do not, that the Federal Constitution requires that each vote be given equal weight. The correction is necessary simply to reflect the real facts of political life. It may, of course, be true that the floterial representative’s “function
II.
I do not mean to suggest that any mathematical formula, albeit an “adjusted” one, would be a proper touchstone to measure the rationality of the present or of appellants’ proposed apportionment plan. For, as the Table appended to my Brother Clark’s opinion so conclusively shows, whether one applies the formula he suggests or one that is adjusted to reflect proportional voting strength within an election district, no plan of apportionment consistent with the principal policies of the Tennessee Constitution could provide proportionately equal “total representation” for each of Tennessee’s 95 counties.
The pattern suggested by the appellants in Exhibits “A” and “B” attached to their complaint is said to be a “fair distribution” which accords with the Tennessee Constitution, and under which each of the election districts represents approximately equal voting population. But even when tested by the “adjusted” formula, the plan reveals gross “total representation” disparities that would make it appear to be a “crazy quilt.” For example, Loudon County, with twice the voting population of Humphreys County would have less representation than Humphreys, and about one-third the representation of Warren County, which has only 73 more voters. Among the more populous counties, similar discrepancies would appear. Although Anderson County has only somewhat over 10% more voters than Blount County, it would have
III.
The fault with a purely statistical approach to the case at hand lies not with the particular mathematical formula used, but in the failure to take account of the fact that a multitude of legitimate legislative policies, along with circumstances of .geography and demography, could account for the seeming electoral disparities among counties. The principles set out in the Tennessee Constitution are just some of those that were deemed significant. Others may have been considered and accepted by those entrusted with the responsibility for Tennessee’s apportionment. And for the purposes of judging constitutionality under the Equal Protection Clause it must be remembered that what is controlling on the issue of “rationality” is not what the State Legislature may actually have considered but what it may be deemed to have considered.
For example, in the list of “horribles” cited by my Brother Clark (ante, p. 255), all the “underrepresented” counties are semiurban: all contain municipalities of over 10,000 population.
More broadly, the disparities in electoral strength among the various counties in Tennessee, both those relied upon by my Brother Clark and others, may be
By disregarding the wide variety of permissible legislative considerations that may enter into a state electoral apportionment my Brother Clark has turned a highly complex process into an elementary arithmetical puzzle.
IV.
Apart from such policies as those suggested which would suffice to justify particular inequalities, there is a further consideration which could rationally have led the Tennessee Legislature, in the exercise of a deliberate choice, to maintain the status quo. Rigidity of an apportionment pattern may be as much a legislative policy decision as is a provision for periodic reapportionment. In the interest of stability, a State may write into its fundamental law a permanent distribution of legislators among its various election districts, thus forever ignoring shifts in population. Indeed, several States have achieved this result by providing for minimum and maximum representation from various political subdivisions such as counties, districts, cities, or towns. See Harvey, Reapportionments of State Legislatures — Legal Requirements, 17 Law & Contemp. Probs. (1952), 364, 368-372.
It is said that one cannot find any rational standard in what the Tennessee Legislature has failed to do over the past 60 years. But surely one need not search far to find rationality in the Legislature’s continued refusal to recognize the growth of the urban population that has accompanied the development of industry over the past half decade. The existence of slight disparities between rural areas does not overcome the fact that the foremost apparent legislative motivation has been to preserve the electoral strength of the rural interests notwithstanding shifts in population. And I understand it to be conceded by at least some of the majority that this policy is not
Once the electoral apportionment process is recognized for what it is — the product of legislative give-and-take and of compromise among policies that often conflict— the relevant constitutional principles at once put these appellants out of the federal courts.
The relevant provisions of the Tennessee Constitution are Art. II, §§ 5 and 6:
“Sec. 5. Apportionment of representatives — The. number of Representatives shall, at the several periods of making the enumeration, be apportioned among the several counties or districts, according to the
“Sec. 6. Apportionment o/ senators. — The number of Senators shall, at the several periods of making the enumeration, be apportioned among the several counties or districts according to the number of qualified electors in each, and shall not exceed one-third the number of representatives. In apportioning the Senators among the different counties, the fraction that may be lost by any county or counties, in the apportionment of members to the House of Representatives, shall be made up to such county or counties in the Senate, as near as may be practicable. When a district is composed of two or more counties, they shall be adjoining; and no counties shall be divided in forming a district.”
This formula is not clearly spelled out in the opinion, but it is necessarily inferred from the figures that are presented. Knox County, for example, is said to have a “total representation” of 7.25. It
If this “adjusted” formula for measuring “total representation” is applied to the other “horribles” cited in the concurring opinion {ante, p. 255), it reveals that these counties — which purportedly have equal “total representation” but distinctly unequal voting population — do not have the same “total representation” at all. Rather than having the same representation as Rutherford County, Moore County has only about 40% of what Rutherford has. Decatur County has only 55% of the representation of Carter County. While Loudon and Anderson Counties are substantially underrepresented, this is because of their proximity to Knox County, which outweighs their votes in the Sixth Senatorial District and in the Eighth Floterial District.
These disparities are as serious, if not more so, when my Brother Clark’s formula is applied to the appellants’ proposal. For example, if the seven counties chosen by him as illustrative are examined as they would be represented under the appellants’ distribution, Moore County, with a voting population of 2,340, is given more electoral strength than Decatur County, with a voting population of 5,563. Carter County (voting population 23,302) has 20% more “total representation” than Anderson County (voting population 33,990), and 33% more than Rutherford County (voting population 25,316).
Murfreesboro, Rutherford County (pop. 16,017); Elizabethton, Carter County (pop. 10,754); Oak Ridge, Anderson County (pop. 27,387). Tennessee Blue Book, 1960, pp. 143-149.
For example, Carter and Washington Counties are each approximately 60% as large as Maury and Madison Counties in terms of square miles, and this may explain the disparity between their “total representation” figures.
For example, in addition to being “semi-urban,” Blount County is the location of the City of Alcoa, where the Aluminum Company of America has located a large aluminum smelting and rolling plant. This may explain the difference between its “total representation” and that of Gibson County, which has no such large industry and contains no municipality as large as Maryville.
For example, Chester County (voting population 6,391) is one of those that is presently said to be overrepresented. But under the appellants’ proposal, Chester would be combined with populous Madison County in a “floterial district” and with four others, including Shelby County, in a senatorial district. Consequently, its total representation according to the Appendix to my Brother Clark’s opinion would be .19. (Ante, p. 262.) This would have the effect of disenfranchising all the county’s voters. Similarly, Rhea County’s almost 9,000 voters would find their voting strength so diluted as to be practically nonexistent.
For example, it is primarily the eastern portion of the State that is complaining of malapportionment (along with the Cities of Memphis and Nashville). But the eastern section is where industry is principally located and where population density, even outside the large urban areas, is highest. Consequently, if Tennessee is apportioning in favor of its agricultural interests, as constitutionally it was entitled to do, it would pecessarily reduce representation from the east.
For example, sound political reasons surely justify limiting the legislative chambers to workable numbers; in Tennessee, the House is set at 99 and the Senate at 33. It might have been deemed desirable, therefore, to set a ceiling on representation from any single county so as not to deprive others of individual representation. The proportional discrepancies among the four counties with large urban centers may be attributable to a conscious policy of limiting representation in this manner.
For example, Moore County is surrounded by four counties each of which has sufficient voting population to exceed two-thirds of the average voting population per county (which is the standard prescribed by the Tennessee Constitution for the assignment of a direct representative), thus qualifying for direct representatives. Consequently Moore County must be assigned a representative of its own despite its small voting population because it cannot be joined with any of its neighbors in a multicounty district, and the Tennessee Constitution prohibits combining it with nonadjacent counties. See note 1, supra.
