ROSARIO ET AL. v. ROCKEFELLER, GOVERNOR OF NEW YORK, ET AL.
No. 71-1371
Supreme Court of the United States
Argued December 13, 1972-Decided March 21, 1973
410 U.S. 752
Burt Neuborne argued the cause for petitioners. With him on the brief were Melvin L. Wulf and Seymour Friedman.
MR. JUSTICE STEWART delivered the opinion of the Court.
For more than 60 years, New York has had a closed system of primary elections, whereby only enrolled members of a political party may vote in that party‘s primary.1 Under the State‘s Election Law, a registered voter enrolls as a party member by depositing an enrollment blank in a locked enrollment box. The last day for enrollment is 30 days before the general election each year. Section 186 of the Election Law provides that the enrollment boxes shall not be opened until the Tuesday following the general election, and party affiliations are then entered on the State‘s official registration books. The voter is then duly enrolled as a member of his party and may vote in a subsequent primary election.2
The effect of § 186 is to require a voter to enroll in the party of his choice at least 30 days before the general election in November in order to vote in the next subsequent party primary. If a voter fails to meet this deadline, he cannot participate in a party primary until after the following general election. Section 187 provides an exemption from this waiting period for certain classes of voters, including persons who have attained voting age after the last general election, persons too ill to enroll during the previous enrollment period, and persons who moved from one place to another within a single county. Under § 187, these classes of voters may be specially enrolled as members of a party even after the general election has taken place.3
The petitioners are New York residents who became eligible to vote when they came of age in 1971. Although they could have registered and enrolled in a political party before the cutoff date in 1971-October 2-they failed to do so.4 Instead, they waited until early December 1971 to register and to deposit their enrollment blanks. At that time, they could not be specially and immediately enrolled in a party under § 187, since they had attained the voting age before, rather than after, the 1971 general election. Hence, pursuant to § 186, their party enrollment could not become effective until after the November 1972 general election. Because of New York‘s enrollment scheme, then, the petitioners were not eligible to vote in the presidential primary election held in June 1972.
The petitioners argue that, through § 186, New York disenfranchised them by refusing to permit them to vote in the June 1972 primary election on the ground that they had not enrolled in a political party at least 30 days prior to the preceding general election. More specifically, they contend that § 186 has operated to preclude newly registered voters, such as themselves, from participating in the primary election of the party of their choice. According to the petitioners, New York has no “compelling state interest” in its delayed-enrollment scheme so as to justify such disenfranchisement, and hence the scheme must fall. In support of this argument, the petitioners rely on several cases in which this Court has struck down, as violative of the Equal Protection Clause, state statutes that disenfranchised certain groups of people. Carrington v. Rash, 380 U. S. 89 (1965); Kramer v. Union School District, 395 U. S. 621 (1969); Cipriano v. City of Houma, 395 U. S. 701 (1969); Evans v. Cornman, 398 U. S. 419 (1970); City of Phoenix v. Kolodziejski, 399 U. S. 204 (1970); Dunn v. Blumstein, 405 U. S. 330 (1972).
We cannot accept the petitioners’ contention. None of the cases on which they rely is apposite to the situation here. In each of those cases, the State totally denied the electoral franchise to a particular class of residents, and there was no way in which the members of that class could have made themselves eligible to vote. In Carrington, for instance, the Texas Constitution disabled all servicemen from voting in Texas, no matter how long they had lived there. In Kramer, residents who were not property owners or parents were completely precluded from voting in school board elections. In Cipriano and Kolodziejski, the States prohibited non-property owners from ever voting in bond elections. In Evans, Maryland refused to permit residents at the National Institutes of Health, located within its borders, ever to vote in state elections. And in Dunn, Tennessee totally disenfranchised newly arrived residents, i. e., those who had been residents of the State less than a year or residents of the county less than three months before the election.
Section 186 of New York‘s Election Law, however, is quite different. It did not absolutely disenfranchise the class to which the petitioners belong-newly registered voters who were eligible to enroll in a party before the previous general election. Rather, the statute merely imposed a time deadline on their enrollment, which they had to meet in order to participate in the next primary. Since the petitioners attained voting age before the October 2, 1971, deadline, they clearly could have registered and enrolled in the party of their choice before that date and been eligible to vote in the June 1972
For the same reason, we reject the petitioners’ argument that § 186 violated their First and Fourteenth Amendment right of free association with the political party of their choice. Since they could have enrolled in a party in time to participate in the June 1972 primary, § 186 did not constitute a ban on their freedom of association, but merely a time limitation on when they had to act in order to participate in their chosen party‘s next primary.8
Indeed, under the New York law, a person may, if he wishes, vote in a different party primary each year. All he need do is to enroll in a new political party between the prior primary and the October cutoff date. For example, one June he could be a registered Republican and vote in the Republican primary. Before enrollment closed the following October, he could enroll in the Democratic Party. Since that enrollment would be effective after the November general election and before the following February 1, he could then vote in the next Democratic primary. Before the following October, he could register to vote as a Liberal, and so on. Thus, New York‘s scheme does not “lock” a voter into an unwanted pre-existing party affiliation from one primary to the next.9
The cutoff date for enrollment prescribed by § 186 occurs approximately eight months prior to a presidential primary (held in June) and 11 months prior to a non-presidential primary (held in September). The petitioners argue that this period is unreasonably long, and that it therefore unduly burdens the exercise of their constitutional rights. According to the petitioners, § 186 requires party enrollment before prospective voters have knowledge of the candidates or issues to be involved in the next primary elections. The requirement is especially onerous, the petitioners say, as applied to new voters, who have never before registered to vote or enrolled in a political party.
It is true that the period between the enrollment deadline and the next primary election is lengthy. But that period is not an arbitrary time limit unconnected to any important state goal. The purpose of New York‘s delayed-enrollment scheme, we are told, is to inhibit party “raiding,” whereby voters in sympathy with one party designate themselves as voters of another party so as to influence or determine the results of the other party‘s primary. This purpose is accomplished, the Court of Appeals found, not only by requiring party enrollment several months in advance of the primary, on the theory that “long-range planning in politics is quite difficult,”
“[T]he notion of raiding, its potential disruptive impact, and its advantages to one side are not likely to be as apparent to the majority of enrolled voters nor to receive as close attention from the professional politician just prior to a November general election when concerns are elsewhere as would be true during the ‘primary season,’ which, for the country as a whole, runs from early February until the end of June. Few persons have the effrontery or the foresight to enroll as say, ‘Republicans’ so that they can vote in a primary some seven months hence, when they full well intend to vote ‘Democratic’ in only a few weeks. And, it would be the rare politician who could successfully urge his constituents to vote for him or his party in the upcoming general election, while at the same time urging a cross-over enrollment for the purpose of upsetting the opposite party‘s primary. Yet the operation of section 186 requires such deliberate inconsistencies if large-scale raiding were to be effective in New York. Because of the statute, it is all but impossible for any group to engage in raiding.” Ibid.
It is clear that preservation of the integrity of the electoral process is a legitimate and valid state goal. Cf. Dunn v. Blumstein, supra, at 345; Bullock v. Carter, 405 U. S. 134, 145 (1972). In the service of that goal, New York has adopted its delayed-enrollment scheme; and an integral part of that scheme is that, in order to participate in a primary election, a person must enroll before the preceding general election. As the Court of Appeals stated: “Allowing enrollment any time after
New York did not prohibit the petitioners from voting in the 1972 primary election or from associating with the political party of their choice. It merely imposed a legitimate time limitation on their enrollment, which they chose to disregard.
Accordingly, the judgment below is
Affirmed.
I
It is important at the outset to place New York‘s cutoff date for party enrollment in perspective. It prevents prospective voters from registering for a party primary some eight months before a presidential primary and 11 months before a nonpresidential one.1 The Court recognizes, as it must, that the period between the enrollment and the primary election is a “lengthy” one.2 Indeed, no other State has imposed upon voters previously unaffiliated with any party restrictions which even approach in severity those of New York.3 And New York
The right of all persons to vote, once the State has decided to make it available to some, becomes a basic one under the Constitution. Dunn v. Blumstein, 405 U. S. 330 (1972); Kramer v. Union School District, 395 U. S. 621 (1969); Carrington v. Rash, 380 U. S. 89 (1965). Self-expression through the public ballot equally with one‘s peers is the essence of a democratic society. Reynolds v. Sims, 377 U. S. 533 (1964). A citizen without a vote is to a large extent one without a voice in decisions which may profoundly affect him and his family. Whatever his disagreement may be with the judgments of public officials, the citizen should never be given just cause to think that he was denied an equal right to elect them.
Yet the Court today upholds a statute which imposes substantial and unnecessary restrictions on this right, as well as on the closely related right to associate with the party of one‘s choice. See Williams v. Rhodes, 393 U. S. 23 (1968); NAACP v. Alabama, 357 U. S. 449 (1958); United States v. Robel, 389 U. S. 258 (1967). The Court justifies this holding by placing the responsibility upon petitioners for their failure to enroll, as required by New York law, eight months prior to the presidential primary. We are told that petitioners “clearly could have registered and enrolled in the party of their choice” before the cutoff date and been eligible to vote in the primary, but for undetermined reasons “chose not to,” and that their disenfranchisement re-
If the cutoff date were a less severe one, I could agree. Certainly, the State is justified in imposing a reasonable registration cutoff prior to any primary or general election, beyond which a citizen‘s failure to register may be presumed a negligent or wilful act forfeiting his right to vote in a particular election. But it is difficult to perceive any persuasive basis for a registration or party enrollment deadline eight to 11 months prior to election. Failure to comply with such an extreme deadline can hardly be used to justify denial of a fundamental constitutional right. Numerous prior decisions impose on us the obligation to protect the continuing availability of the franchise for all citizens, not to sanction its prolonged deferment or deprivation. Ex parte Siebold, 100 U. S. 371 (1880); Nixon v. Herndon, 273 U. S. 536 (1927); Lane v. Wilson, 307 U. S. 268 (1939); Baker v. Carr, 369 U. S. 186 (1962); Gray v. Sanders, 372 U. S. 368 (1963); Wesberry v. Sanders, 376 U. S. 1 (1964); Reynolds v. Sims, supra; Carrington v. Rash, supra; Harper v. Virginia Bd. of Elections, 383 U. S. 663 (1966); Kramer v. Union School District, supra; Cipriano v. City of Houma, supra; Evans v. Cornman, supra; City of Phoenix v. Kolodziejski, supra; Bullock v. Carter, supra; Dunn v. Blumstein, supra.
The majority excuses the challenged statute because it does not “absolutely” disenfranchise petitioners or impose any absolute ban on their freedom of association.6
The State likewise contends this is “not a disenfranchising statute.”7 The Court apparently views this statute as a mere “time deadline” on petitioners’ enrollment that disadvantages no identifiable class and that postpones through the next primary rather than denies altogether petitioners’ voting and associational rights.8 I cannot agree. Deferment of a right, especially one as sensitive and essential as the exercise of the first duty of citizenship, can be tantamount to its denial. And any statute which imposes for eight or 11 months an absolute freeze on party enrollment and the consequent right to vote totally disenfranchises a class of persons who, for quite legitimate reasons, decide to register closer than eight months to the primary date and those who, for equally legitimate reasons, wish to choose or alter party affiliation. Our decisions, moreover, have never required
II
The majority does not identify the standard of scrutiny it applies to the New York statute. We are told only that the cutoff date is “not an arbitrary time limit unconnected to any important state goal“;9 that it is “tied to a particularized legitimate purpose, and is in no sense invidious or arbitrary.”10 The Court does not explain why this formulation was chosen, what precedents support it, or how and in what contexts it is to be applied. Such nebulous promulgations are bound to leave the lower courts and state legislatures in doubt and confusion as to how we will approach future significant burdens on the right to vote and to associate freely with the party of one‘s choice.
The Court‘s formulation, though the terminology is somewhat stronger, resembles the traditional equal protection “rational basis” test. One may agree that the challenged cutoff date is rationally related to the legitimate interest of New York in preventing party “raiding.” But this Court‘s prior decisions simply do not permit such an approach. Rather, they recognize that:
“[T]he right of suffrage is a fundamental matter in a free and democratic society. Especially since the right to exercise the franchise in a free and unimpaired manner is preservative of other basic civil
and political rights, any alleged infringement of the right of citizens to vote must be carefully and meticulously scrutinized.” Reynolds v. Sims, supra, at 561-562.
See also Yick Wo v. Hopkins, 118 U. S. 356 (1886).
Voting in a party primary is as protected against state encroachment as voting in a general election. Bullock v. Carter, supra; Terry v. Adams, 345 U. S. 461 (1953); United States v. Classic, 313 U. S. 299 (1941). And the Court has said quite explicitly that “if a challenged statute grants the right to vote to some citizens and denies the franchise to others, ‘the Court must determine whether the exclusions are necessary to promote a compelling state interest.‘” Dunn v. Blumstein, supra, at 337, quoting Kramer v. Union School District, supra, at 627 (emphasis added in Dunn). See also Cipriano v. City of Houma, supra, at 704; City of Phoenix v. Kolodziejski, supra, at 205, 209. Likewise, the Court has asserted that “the right of individuals to associate for the advancement of political beliefs” is “among our most precious freedoms,” Williams v. Rhodes, 393 U. S., at 30, and must be carefully protected from state encroachment. NAACP v. Alabama, supra; Bates v. Little Rock, 361 U. S. 516 (1960); Gibson v. Florida Legislative Investigation Committee, 372 U. S. 539 (1963).
The inquiry thus becomes whether the instant statute, burdening as it does fundamental constitutional rights, can withstand the strict judicial scrutiny called for by our prior cases. The asserted state interest in this case is the prevention of party “raiding,” which consists of the movement or “crossover” by members of one party into another‘s primary to “defeat a candidate who is adverse to the interests they care to advance.”11 The typical example is a member of one party deliberately entering
The matter, however, is not so easily resolved. The importance or significance of any such interest cannot be determined in a vacuum but, rather, in the context of the means advanced by the State to protect it and the constitutionally sensitive activity it operates to impede. The state interest here is hardly substantial enough to sustain the presumption, upon which the statute appears to be based, that most persons who change or declare party affiliation nearer than eight to 11 months to a party primary do so with intent to raid that primary. Any such presumption assumes a willingness to manipulate the system which is not likely to be widespread.
Political parties in this country traditionally have been characterized by a fluidity and overlap of philosophy and membership. And citizens generally declare or alter party affiliation for reasons quite unconnected with any premeditated intention to disrupt or frustrate the plans of a party with which they are not in sympathy. Citizens customarily choose a party and vote in its primary simply because it presents candidates and issues more responsive to their immediate concerns and aspirations. Such candidates or issues often are not apparent eight to 11 months before a primary. That a citizen should be absolutely precluded so far in advance from voting in a party primary in response to a sympathetic candidate, a new or meaningful issue, or changing party philosophies in his State, runs contrary to the fundamental rights of
Whatever state interest exists for preventing crossovers from one party to another is appreciably lessened where, as in the case of petitioners, there has been no previous affiliation with any political party. The danger of voters in sympathy with one party “raiding” another party is insubstantial where the voter has made no prior party commitment at all. Certainly, the danger falls short of the overriding state interest needed to justify denying petitioners, so far in advance, the right to declare an initial party affiliation and vote in the party primary of their choice.
III
In Dunn, supra, at 343, the Court emphasized that the State, in pursuing its legitimate interest,
“cannot choose means which unnecessarily burden or restrict constitutionally protected activity. Statutes affecting constitutional rights must be drawn with ‘precision,’ NAACP v. Button, 371 U. S. 415, 438 (1963); United States v. Robel, 389 U. S. 258, 265 (1967), and must be ‘tailored’ to serve their legitimate objectives. Shapiro v. Thompson, supra, at 631. And if there are other, reasonable ways to achieve those goals with a lesser burden on constitutionally protected activity, a State may not choose the way of greater interference. If it acts at all, it must choose ‘less drastic means.’ Shelton v. Tucker, 364 U. S. 479, 488 (1960).”
The Court indicates that placing the enrollment deadline before the preceding general election serves well the state interest in discouraging party “raiding.”12 This fails to address the critical question of whether that interest may be protected adequately by less severe measures.
Partisan political activities do not constantly engage the attention of large numbers of Americans, especially as party labels and loyalties tend to be less persuasive than issues and the qualities of individual candidates. The crossover in registration from one party to another is most often impelled by motives quite unrelated to a desire to raid or distort a party‘s primary. To the extent that deliberate raiding occurs, it is usually the result of organized effort which depends for its success upon some relatively immediate concern or interest of the voters. This type of effort is more likely to occur as a primary date draws near. If New York were to adopt a more reasonable enrollment deadline, say 30 to 60 days, the period most vulnerable to raiding activity would be protected. More importantly, a less drastic enrollment deadline than the eight or 11 months now imposed by New York would make the franchise and opportunities for legitimate party participation available to those who constitutionally have the right to exercise them.13
