United States v. Thomas Brooks, IIUnited States v. Thomas Brooks, II
In the
United States Court of Appeals
For the Seventh Circuit
PRYOR, Circuit Judge. Thomas Brooks, II was charged with and pleaded guilty to possessing a firearm as a convicted felon in violation of
I. BACKGROUND
Brooks was leaving an Illinois apartment complex during the early afternoon of November 1, 2021, when he saw police officers waiting outside. He began to run. Brooks had several outstanding warrants, and the officers were there to arrest him. Police yelled for him to stop, but he disregarded their commands and continued running. Brooks reached into his waistband and threw an object into the grass. The foot chase continued to the front of the apartment complex, and Brooks reached into his waistband again. An officer unholstered his firearm, pointed it at Brooks, and ordered him to show his hands. Brooks tossed two more objects he had grabbed from his waistband and kept running. Soon thereafter, Brooks tripped, the police apprehended him, and they took him into custody.
Within a minute, officers retrieved the objects that Brooks had thrown during flight, which included a Glock 26 9mm firearm, loaded with one round in the chamber. The firearm was equipped with a “switch.”1 Law enforcement also recovered an extended magazine with thirty-one rounds of ammunition.
Brooks was indicted for possessing a firearm as a felon, in violation of
At sentencing, to support the two-level enhancement, the government elicited testimony from Detective David Cerasa with the Rockford Police Department, who had participated in the arrest of Brooks on November 1, 2021. Detective Cerasa testified that once Brooks exited the back of the apartment complex, he immediately saw police approaching. In response, Brooks ran in the opposite direction, toward Detective Cerasa, who was surveilling the area from the parking lot of a neighboring apartment complex. After seeing Brooks drop an object to the ground and continue running, Detective Cerasa joined the pursuit. He saw Brooks reaching for his waistband. Suspecting that Brooks could be concealing a firearm, Detective Cerasa unholstered his firearm as he pursued Brooks, giving verbal commands for Brooks to stop running and to get on the ground. Brooks disregarded these commands but was eventually secured and arrested in the street directly in front of the apartment complex. On cross-examination, Detective Cerasa testified that law enforcement was able to recover the firearm Brooks had thrown within 45 seconds to a minute. In addition to Detective Cerasa’s testimony, the government introduced body camera footage showing the chase, civilians walking in and out of the apartment complex, and one individual on a porch.
Having considered the evidence, the district judge applied the two-level reckless endangerment enhancement. The court found several relevant facts that supported the enhancement, including (1) Brooks was actively fleeing from law enforcement; (2) the police chase occurred in the middle of the day through a public residential neighborhood with officers drawing their weapons; (3) Brooks threw a loaded firearm—made fully automatic by a switch—onto the grass near the apartment complex sidewalk leading to an entry door of the building; (4) the deadly weapon that Brooks tossed could have discharged when it hit the ground or been recovered by a child or adult in the area; (5) Brooks threw a loaded firearm and an extended magazine in an area were persons are normally coming and going from the complex. The district court found sufficient evidence that Brooks’s actions supported the two-level enhancement.
Apart from challenging the reckless endangerment enhancement, Brooks also argued that his criminal history category overrepresented his criminal record. He maintained that when properly reviewed, one would notice that a majority of Brooks’s criminal history points derived from his juvenile record, diminished culpability, and immaturity. For these reasons, Brooks argued that the two-level enhancement should not apply.
The district court disagreed. The district court concluded that Brooks’s criminal history demonstrated a “steady progression” of the same criminal behavior all occurring relatively “close in time,” negating Brooks’s argument that his criminal history category of VI was overrepresented. Given Brooks’s offense level and criminal history category, the court determined that the advisory guidelines range was 63 to 78 months.
After calculating the appropriate guidelines range, the court heard argument from the parties regarding the appropriate sentence. The government requested a sentence within the guidelines, and Brooks argued for a below-Guidelines sentence of
Considering the parties’ arguments, the PSR, Brooks’s allocution, and the written submissions, the court turned to the
The district court found Brooks’s mitigation arguments involving his personal history and characteristics of drug addiction, serious mental health history, and exposure to gun violence at a young age failed “to justify” Brooks carrying a dangerous automatic weapon in his neighborhood. While the court acknowledged that Brooks had been raised in a violent neighborhood and exposed to gun violence at an early age, Brooks had been reared in a loving family. Relying on communications from Brooks’s family, the court noted that the defendant had been guided by both his mother and stepfather in the home, but still chose to join a street gang.
The court found Brooks’s mitigating factors, however, to be outweighed significantly by numerous aggravating factors. It noted that, although Brooks was only twenty years old, he had already developed an extensive criminal record that started at the age of 14. The court observed that Brooks’s “persistent criminal felony record” had amassed a substantial criminal history, including an adult criminal conviction for aggravated unlawful use of a weapon. The court found Brooks to be a repeat offender. More troubling, the court observed that Brooks had refused the reformative programming and counseling offered to him over the years through the juvenile justice system. The court also noted that Brooks’s recent illegal use of a weapon conviction and sentence had failed to deter Brooks from engaging in further crime, given that he was on probation for that charge at the time of the instant offense. Another aggravating factor for the court was that Brooks was in possession of an additional clip with 31 rounds of ammunition on the day of his arrest. The court noted that, although Brooks was on pretrial release for various pending state charges, nothing deterred him from possessing a fully automatic weapon.
The court also discussed Brooks’s “disrespect for the law,” which was reflected in his failure to appear for court proceedings, his criminal behavior while on bond for various state offenses, and his disciplinary record in pretrial detention. The district court believed Brooks’s steady delinquent criminal behavior and his conduct while detained all demonstrated that Brooks posed a “risk to the public” and that his “rehabilitative potential” was questionable.
After evaluating the sentencing factors found at
II. ANALYSIS
On appeal, Brooks challenges his sentence on three grounds. First, Brooks argues that the district court erred in its application of a two-level enhancement under
A. Reckless Endangerment Sentencing Enhancement
We review de novo—take a fresh look at—whether a district court’s factual findings support the imposition of the enhancement. United States v. Hibbett, 97 F.4th 477, 480 (7th Cir. 2024). We review the court’s underlying factual determinations for clear error. Id. (quoting United States v. Prieto, 85 F.4th 445, 448 (7th Cir. 2023)). The district court’s determination that Brooks recklessly endangered the life of another person is a finding of fact. United States v. Chandler, 12 F.3d 1427, 1433 (7th Cir. 1994). The clearly erroneous standard is deferential, and we will not disturb the district court’s findings unless, after examining the evidence and the reasonable inferences therefrom, “we are left with the definite and firm conviction that a mistake has been made.” United States v. Ford, 22 F.4th 687, 691 (7th Cir. 2022) (internal citations and quotations omitted); United States v. Melendez, 819 F.3d 1006, 1011 (7th Cir. 2016).
A district court may find facts sufficient to support an enhancement if they are established by a preponderance of the evidence. Prieto, 85 F.4th at 448. “The task on appeal is not to see whether there is any view of the evidence that might undercut the district court‘s finding; it is to see whether there is any evidence in the record to support the finding.” United States v. Wade, 114 F.3d 103, 105 (7th Cir. 1997).
Under
On appeal, Brooks argues that the district court not only erroneously determined that
Based on these findings, the district court determined that Brooks was aware that he had created a substantial risk of death or serious bodily harm in three ways: by discarding the fully automatic weapon in a public area where it could have been recovered by a child or an adult; by throwing the dangerous weapon in such a careless manner that it could have discharged and injured someone; and by reaching into his waistband, prompting officers to draw their weapons. Brooks raises three arguments for why these determinations are not supported by the evidence. We address each finding in turn.
1. Leaving the Gun in a Public Area
Based on the evidence, the district court found that Brooks discarded his gun in a public area, creating a substantial risk that himself or someone else could be harmed. The court also noted that if the police had not timely recovered the weapon, Brooks’s loaded Glock could have been picked up by another adult or by a child. Brooks contends that the court’s findings are unsupported by the record because the weapon was dropped in front of the police, recovered within 45 seconds of being discarded, and not dropped in a crowded area.
Brooks argues that the short time span the gun remained on the grass negates the probability of an adult or child being able to retrieve it. Brooks maintains that our decision in United States v. Lard supports his argument that the short time frame for when the police recovered the gun suspends the notion that someone other than the police could have found the discarded firearm. 327 F.3d 551 (7th Cir. 2003). Brooks’s reliance on Lard is misplaced because there we recognized simply leaving a loaded weapon in a public place may warrant the district court imposing the
Brooks also argues that unlike the defendant in Lard, who discarded his gun in a “heavily weeded” area when police were not around, Brooks dropped his gun “in the grass in front of the police, who were in close proximity to him.” Brooks’ position, however, overlooks the fact that he tossed a loaded fully automatic firearm in the back yard of an apartment complex with people coming and going. Recognizing the police did not need to do much to recover the gun after securing Brooks—they only needed to trace his short flight path—Brooks’s action still created a substantial risk that the firearm lying in plain view would be recovered by an unsuspecting child or adult. Brooks seems to miss that whether it was 45 seconds or a full minute, there was a substantial risk, given the firearm’s proximity to the apartment complex, that it could have been recovered by someone else.
Given the circumstances surrounding Brooks’s decision to flee from police and throw a loaded firearm and an extended
Brooks attempts to analogize his case to a more recent Sixth Circuit case coming out the other way, United States v. Mukes, 980 F.3d 526, 539 (6th Cir. 2020), but his arguments fail. The facts of Mukes are easily distinguishable from the evidence in this case. In Mukes, unlike here, there was “no evidence in the record about any potential risk that a bystander might have come across the weapon” during the defendant’s brief encounter with the police. Id. The facts surrounding Brooks’s arrest, supported by both body camera footage and still images, demonstrate that there were civilians outside the apartment complex during Brooks’s attempt to flee. From this, the district court could reasonably infer that Brooks’s conduct created a substantial risk that civilians in the vicinity of the chase could come across Brooks’s discarded firearm. Also, the district court found Brooks tossed his gun and ammunition in a public area, in the middle of the day. This evidence supported the district court’s decision to apply the reckless endangerment enhancement.
2. Firearm Discharging upon Hitting the Ground.
Next, Brooks contends that the district court erred in concluding that his dropping the gun created a strong probability of the firearm discharging and hurting someone else. Again pointing to Mukes, Brooks argues that the government was required to prove that the gun was “operable, cocked, and ready to fire,” for a substantial risk of harm to exist. See 980 F.3d at 538. We disagree.
While the Sixth Circuit in Mukes imposed such requirements, we have thus far declined to adopt bright-line rules for
Brooks also argues that for the reckless endangerment enhancement to apply, the government was required or should have been required to test the firearm and to have an expert testify that the trigger of the gun was more susceptible to being fired. We have never imposed such a requirement. We also are unaware of any court that imposes such a requirement; it appears even the Mukes court would have been satisfied if there was testimony that the firearm was cocked when the defendant tossed it, without requiring testing of the weapon. 980 F.3d at 538.
The district court did not err in inferring that by throwing the loaded firearm, Brooks created a substantial risk of serious injury or death to pursuing officers or those individuals in the area.
3. Danger from Police Drawing Weapons
Brooks also challenges the district court’s conclusion that by causing the officers to draw their weapons, Brooks created a substantial risk of death or bodily injury to another. According to Brooks, for this to satisfy
In United States v. Easter, 553 F.3d 519, 524 (7th Cir. 2009), we concluded that reaching for a gun while running from police is enough to warrant the
Regardless of whether officers knew if Brooks possessed an operable firearm or whether he was reaching for another gun when reaching into his waistband, Detective Cerasa testified that individuals commonly conceal firearms or weapons in their waistband, and it was these actions of Brooks that led the officer to draw his weapon. Brooks has not presented any evidence contesting this testimony. The court did not clearly err in relying on the officer’s testimony when determining that Brooks’s actions created a substantial risk of death or serious bodily injury to others.
Based on the foregoing, we are convinced that the district court did not err in finding that Brooks’s conduct warranted the
B. Mitigation Arguments
Brooks also claims that the district court committed procedural error by failing to address one of his key mitigation arguments. Specifically, Brooks argued that his juvenile convictions caused his Criminal History Category VI to overrepresent the seriousness of his criminal history. In his sentencing memorandum and before the district court, Brooks’s counsel argued that as a juvenile, the defendant’s brain was less developed and that he was more immature and thus less culpable than an adult committing those same violations. Brooks also pointed to cases from other circuits and district courts that factored in the defendant’s age at the time of a prior conviction when determining whether the offender’s criminal history points overstated the seriousness of the defendant’s criminal record.
To bolster this argument, Brooks cites to
According to Brooks, the district court failed to consider this factor at sentencing.
“The Federal Sentencing Guidelines help guide district judges to select penologically appropriate sentences for criminal offenders. The operative term here is ‘guide.’” United States v. Gonzalez, 3 F.4th 963, 964 (7th Cir. 2021). “But it is well established that after United States v. Booker, 543 U.S. 220, 259 (2005), which rendered the Sentencing Guidelines advisory, downward departures, per se, have become obsolete.” United States v. Turner, 569 F.3d 637, 640 (7th Cir. 2009). “Though a district court must always consult the guidelines and take them into account, the ultimate length of a sentence (within statutory maxima and minima) is committed to the discretion of the district judge, who is constrained by the statutory factors in
We acknowledge that the Guidelines’ recommendations are a helpful tool for judges, but we also recognize that they might not account for the particular nuances of an individual case. Id. For that
Brooks points to several mitigating circumstances that, he believes, the district court failed to consider, including “his youth, immaturity, susceptibility, and diminished culpability.” Specifically, he argues that the district court failed to consider how his “juvenile characteristics” and “diminished culpability” warranted a lower category determination.
Turning first to the cases that Brooks relied on to demonstrate that his juvenile characteristics supported a lower criminal history to effectuate a lower sentence,2 the district court explained that the cases identified by Brooks were distinguishable from the facts of the present case. In the cases presented by Brooks, the juvenile convictions were years, if not decades, prior to the offense of conviction, the maturity and age of the defendants were different, and the nature of the crimes was different. In the court’s view, neither Brooks’s young age, his loss of family and friends to gun violence, nor his previous arrests and convictions had deterred his criminal activity. Instead, his criminal activity had escalated with “no gap in time” between his offenses.
Brooks also argues that the court did not give meaningful consideration to his “immaturity” and “age.” We disagree. The court observed that since the age of fourteen, Brooks had continued to engage in a “steady progression” of criminal behavior. The court noted that Brooks’s most recent conviction, which was close in time to the instant offense, involved the aggravated unlawful use of a weapon. The court concluded that Brooks’s criminal history category “fairly represent[ed] his history” and determined that
“juvenile characteristics” and diminished capacity arguments. Rather, the district court considered and adequately explained its reasons for rejecting the arguments. United States v. Cunningham, 429 F.3d 673, 679 (7th Cir. 2005).3
C. Above-Guidelines Sentence
Finally, Brooks argues that the district court failed to adequately justify his 96-month above-Guidelines sentence. Such allegations are procedural challenges that we review de novo. United States v. Annoreno, 713 F.3d 352, 356–57 (7th Cir. 2013). “In doing so, we assess whether the
As we have explained, the district court’s explanation need not be exhaustive or reference each
with
Here, the district court adequately explained why the “aggravating circumstances” in this case warranted an upward variance from the recommended range of the Guidelines. In considering the
As explained in the PSR, Brooks’s base offense level was calculated at twenty pursuant to
any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger. The term [includes] any part designed and intended solely and exclusively, or combination of parts
designed and intended, for use in converting a weapon into a machinegun[.]
The error was harmless, however, because the district court went on to find that the switch and the clip with over thirty rounds of ammunition could also call for an enhancement of the sentence. The commentary to
Next, the court considered Brooks’s personal history and characteristics, including his childhood upbringing, gang affiliation, mental health issues, and prior social services. The court noted that despite having a loving family and many opportunities for progress, Brooks persisted with his criminal activity. The court explained that Brooks was a repeat
offender who continued to engage in criminal behavior with no gap in time. The court also noted that at the time of the instant offense, Brooks was on probation for an aggravated unlawful use of a weapon conviction. This did not deter Brooks, however, from possessing a “fully automatic” weapon capable of killing multiple people. The court found Brooks to be a “a serious safety risk to the public.”
The court emphasized that it was Brooks’s “steady progression” in delinquent behavior that caused the court to question the viability of Brooks’s rehabilitative potential. The district court highlighted Brooks’ numerous outstanding warrants for failing to appear in state court and his various disciplinary problems and sanctions while detained awaiting the resolution of the present case. All of this, for the court, demonstrated Brooks’s disrespect for the law.
For all of these reasons, the court permissibly found that aggravating circumstances called for a sentence above the Guidelines range. First, the district court correctly calculated the Guidelines range. Next, the court considered the dangerous nature and circumstances of Brooks’s offense and concluded that it was more serious than simple possession of a firearm. The court considered Brooks’s extensive criminal conduct with no gaps in time. It carefully explained why a sentence within the range would not reflect the seriousness of Brooks’s crime, adequately deter him in the future, or adequately protect the public. See
As we have recognized, “firearm possession by a felon who exhibits particularly lawless behavior generally warrants a lengthier sentence than a ‘run-of-the-mill’
offender.” United States v. Ingram, 40 F.4th 791, 796 (7th Cir. 2022). This, coupled with the district court’s consideration of the import of deterring such conduct and protecting the public, satisfies us that the sentence was reasonable. See United States v. Abbas, 560 F.3d 660, 668 (7th Cir. 2009) (“Where, as here, the judge has made a searching evaluation of a defendant’s case, applied the statutorily mandated factors to the sentence and clearly articulated why the given defendant warrants a sentence that would be a departure from the correct range, the sentence is reasonable.”).
Brooks responds that the sentence—eight years for mere possession of a firearm—will lead to sentencing disparities. While Brooks is correct that
Here, the district court concluded that Brooks’s actions, which included the possession of a fully loaded semiautomatic gun with a switch able to kill multiple people, warranted a more severe sentence. The district court found that Brooks posed a serious risk to the public. The court also noted
Brooks’s disrespect for the law, evident by him continuing to engage in criminal activity while on bond for various state offenses and his numerous outstanding warrants for failing to appear in pending state cases. The court explained that Brooks’ behavior both while on probation on the state charge and while in pretrial detention on the present federal case caused it to question Brooks’s rehabilitative potential upon release. For these reasons, the district court concluded that an above-Guidelines sentence of 96 months was warranted. Because the district court’s sentencing explanation, when read as a whole, demonstrates that the court primarily relied on permissible factors and adequately reasoned through
III. CONCLUSION
Brooks’s challenges to his sentence are unavailing. For the reasons stated herein, we AFFIRM the judgment of the district court.