UNITED STATES OF AMERICA, Plaintiff-Appellee, v. T‘SHAUN OMAR JONES, Defendant-Appellant.
Nos. 22-1280/1281
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
Argued: April 27, 2023 Decided and Filed: August 29, 2023
23a0200p.06
Before: COOK, GRIFFIN, and NALBANDIAN, Circuit Judges.
RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b)
COUNSEL
ARGUED: Amanda Bashi, OFFICE OF THE FEDERAL COMMUNITY DEFENDER, Detroit, Michigan, for Appellant in case 22-1280. Mark Chasteen, UNITED STATES ATTORNEY‘S OFFICE, Detroit, Michigan, for Appellee in case 22-1280. ON BRIEF: Benton C. Martin, OFFICE OF THE FEDERAL COMMUNITY DEFENDER, Detroit, Michigan, for Appellant in case 22-1280. Mark Chasteen, UNITED STATES ATTORNEY‘S OFFICE, Detroit, Michigan, for Appellee in case 22-1280. Meghan Sweeney Bean, UNITED STATES ATTORNEY‘S OFFICE, Detroit, Michigan, for Appellee in case 22-1281.
OPINION
NALBANDIAN, Circuit Judge. Officers arrested T‘Shaun Jones, who had been on supervised release, after he fired shots outside his house and fled inside. Under a plea agreement, the district court imposed the agreed-upon ten-year sentence, which was above the Guidelines range. Separately, Jones faced resentencing on his supervised release because the firearm offense violated his supervised-release conditions. A different district court imposed a 24-month sentence for this violation—half to run concurrently with his firearm conviction and half to run consecutively.
I.
A.
On May 18, 2021, Detroit police responded to a shots-fired call. Witnesses reported that T‘Shaun Jones had been firing a gun outside his home all day. Police saw Jones fire one shot in front of his home before he ran inside. And Jones refused to step outside. So police declared a barricaded gunman situation. But Jones eventually came out of the house, and the officers arrested him.
A grand jury indicted Jones on a single count of being a felon in possession of a firearm in violation of
The presentence report (“PSR“) calculated Jones‘s base offense level at 20, reflecting that Jones had committed a firearm offense after committing a controlled substance offense. That‘s because Jones had been previously convicted of manufacturing or delivering a controlled substance under
And the PSR also recommended a two-point increase because Jones “recklessly created a substantial risk of death or serious bodily injury to another person in the course of fleeing from a law enforcement officer.” (22-1280, R. 32, Revised PSR, p. 7.) In all, the PSR calculated Jones‘s criminal history score at 14, his criminal history category as VI, and a recommended Guidelines range of 77 to 96 months.
At sentencing, Jones objected to the PSR on two grounds. First, he argued that he should not receive a sentence enhancement for reckless endangerment during flight. But the district court rejected this argument. Second, Jones objected to the use of his prior controlled substance offense under Michigan state law to increase his base offense level. Citing opinions by two district courts, he argued that the definitions of the Controlled Substances Act determine whether a state offense can count as a controlled substance offense under the Guidelines. And he claimed that
In the end, the district court recognized the PSR‘s calculation of the Guidelines range but still sentenced Jones to 120 months in prison based on the plea agreement. Jones timely appealed.
B.
Complicating his case, Jones was on supervised release for attempted transporting of an individual to engage in prostitution when he committed his firearm offense. Among the conditions of Jones‘s release were that he could not commit another crime; that he could not own, possess, or have access to a firearm; and that he had to notify his probation officer if he were arrested or questioned by a law enforcement officer. Jones‘s probation officer found that he had violated all three conditions by committing the firearm offense.
At his separate supervised-release sentencing, before a different judge, Jones requested that the court impose a concurrent sentence, while the government requested an 18-month consecutive sentence.2
In determining the appropriate sentence, the district court noted that, together with the Guidelines range, it had to consider the
The court considered mitigating circumstances, including that Jones‘s prior offenses had resulted in relatively low sentences, and noted that the longest sentence Jones had ever received
was 27 months. So, in the district court‘s view, Jones‘s new 120-month, above-Guidelines sentence was “a pretty big jump.” (Id. at 14.) The court then imposed a 24-month sentence, half of which would be served consecutively to the firearm offense and half of which would be served concurrently.
Jones objected, arguing that “it would have been reasonable to impose fully concurrent sentences” and objected “to any consideration of the seriousness of the offense in imposing the sentence.” (Id. at 17.) The court allowed the objection to stand but thought that it “made it clear that the seriousness of the offense was the violation itself.” (Id.) Jones timely appealed.
II.
First, we‘ll consider whether the district court erred in enhancing Jones‘s base level
A.
We review a district court‘s “legal interpretation of the Guidelines de novo and its factual findings” for clear error. United States v. Byrd, 689 F.3d 636, 639 (6th Cir. 2012) (citing United States v. Stubblefield, 682 F.3d 502, 510 (6th Cir. 2012)). And “[w]hether a prior conviction counts as a predicate offense under the Guidelines is a question of law subject to de novo review.” United States v. Havis, 927 F.3d 382, 384 (6th Cir. 2019) (en banc) (per curiam).
B.
We first consider whether the district court erred in considering Jones‘s prior conviction under
A “controlled substance offense” is
an offense under federal or state law, punishable by imprisonment for a term exceeding one year, that prohibits the manufacture, import, export, distribution, or dispensing of a controlled substance (or a counterfeit substance) or the possession of a controlled substance (or a counterfeit substance) with intent to manufacture, import, export, distribute, or dispense.
U.S.S.G. § 4B1.2(b).
Jones‘s argument proceeds in two steps. First, he argues that the Guidelines definition of a “controlled substance offense” is limited to substances criminalized under the Controlled Substances Act, and that the court cannot look to state law to apply the enhancement.3 Second, he argues that Michigan‘s controlled substance statute is broader than the Controlled Substances Act, so his prior Michigan conviction cannot be used as a predicate offense.4 Because we disagree with him at the first step, we need not reach the second.
We first consider whether the Guidelines allow us to use state law to define a controlled substance offense. “In construing the Guidelines, we employ the traditional tools of statutory interpretation, beginning with the text‘s plain meaning.” United States v. Babcock, 753 F.3d 587, 591 (6th Cir. 2014). “[I]f the language is unambiguous,” the inquiry “ends there.” Perez v. Postal Police Officers Ass‘n, 736 F.3d 736, 740 (6th Cir. 2013). And in evaluating text, “we discover a statute‘s plain meaning by looking at the language and design of the statute as a whole.” Id. at 741 (cleaned up). Only “[i]f the text alone does not admit a single conclusive answer” do we “draw on a broader range of interpretive tools.” Id. at 740.
We start with the plain language of § 4B1.2(b). It defines a “controlled substance offense” as an “offense under federal or state law, punishable by imprisonment for a term
exceeding one year, that prohibits the manufacture, import, export, distribution, or dispensing of a controlled substance (or a counterfeit substance) or the possession of a controlled substance (or a counterfeit substance) with intent to manufacture, import, export, distribute, or dispense.” § 4B1.2(b) (emphasis added).
From the start, there‘s some circularity here because a “controlled substance offense” is defined as an “offense . . . that prohibits . . . a controlled substance.” Id. And the question is whether an offense that prohibits a controlled substance must prohibit a federally controlled substance under the Controlled Substances Act to qualify, given that the plain language of § 4B1.2(b) incorporates both state and federal law into its definition.
To tackle that question, we‘ll start with what we know from § 4B1.2(b) about a “controlled substance offense“: (1) it may be under either state law or federal law; (2) the offense must carry a sentence above one year; and (3) the offense must prohibit “the manufacture, import, export, distribution, or dispensing” of a controlled or counterfeit substance or possession with the intent to do so. Id. The Guidelines don‘t define “controlled substance,” so we look to its ordinary meaning: “a drug regulated by law.” United States v. Lewis, 58 F.4th 764, 769 (3d Cir. 2023).
Bottom line, whether the “offense” is a state-law offense or a federal offense, it must carry a particular term of imprisonment and it must prohibit certain activity involving a drug regulated by law. And the “controlled substance offense” may be a violation “under” state law.
What we don‘t see in the text is an imperative that the Controlled Substances Act serve as the referent for what state-law provisions can qualify as controlled substance offenses. In fact, we see § 4B1.2(b) referencing “offense[s]” under “state law” in defining controlled substance offenses.
And if the definition of “controlled substance offense” only referred to federal law, we‘d expect to see a reference to the Controlled Substances Act. When the Guidelines require uniformity, the text of the Guidelines confirms that‘s the case. For instance, U.S.S.G. § 2D1.1, which sets the offense level for drug-related offenses, includes “explicit references to federal statutes and other federal Guidelines provisions.” United States v. Ward, 972 F.3d 364, 373 (4th Cir. 2020) (citing § 2D1.1(a), (b)(3), (b)(16), (b)(18), (d)(1)). And even § 4B1.2 itself refers to federal law,
Instead, § 4B1.2(b) incorporates both state and federal law into a “controlled substance offense” analysis. So the context of the Guidelines confirms what the text suggests—state-law controlled substance offenses need not define controlled substances according to the Controlled Substances Act to count under § 4B1.2(b). See United States v. Fitzgerald, 906 F.3d 437, 442 (6th Cir. 2018) (explaining that “[i]f a
In short, we see no textual limit that a controlled substance offense must contain a substance listed in the Controlled Substances Act, and we decline to add such a requirement here. See Hoge v. Honda of Am. Mfg., Inc., 384 F.3d 238, 246 (6th Cir. 2004) (“[W]e ordinarily resist reading words or elements into a statute that do not appear on its face.” (quoting Bates v. United States, 522 U.S. 23, 29 (1997))).
So, in line with our unpublished decisions, we hold that a state-law controlled substance offense can be used to calculate the base offense level under § 2K2.1(a)(4)(A), even if it defines a controlled substance differently from the Controlled Substances Act. See Smith, 681 F. App‘x at 489 (“Because there is no requirement that the particular controlled substance underlying a state conviction also be controlled by the federal government, and because the Guidelines specifically include offenses under state law in § 4B1.2, the fact that [a state] may have criminalized . . . some substances that are not criminalized under federal law does not prevent conduct prohibited under the [state] statute from qualifying, categorically, as a predicate offense.“); United States v. Sheffey, 818 F. App‘x 513, 519–20 (6th Cir. 2020) (same); cf. United States v. Whitfield, 726 F. App‘x 373, 376 (6th Cir. 2018) (“[T]he States possess primary authority for defining and enforcing the criminal law.” (cleaned up)).5
Jones argues that a federal-law-only approach is necessary to ensure that the Guidelines are interpreted uniformly. (22-1280, Appellant Br., p. 12–16.) But his argument asks us to ignore text for the broader goal of uniformity. We decline to do so and go with the text of the Guidelines. See United States v. Ruth, 966 F.3d 642, 654 (7th Cir. 2020) (“Congress was well aware of the significant variations that existed in state criminal law.” (quoting Whitfield, 726 F. App‘x at 376)).
C.
Jones next argues that the court erred in applying a sentencing enhancement for reckless endangerment during flight. We “review the district court‘s factfinding for clear error” and give
See Lewis, 58 F.4th at 769–71; Ward, 972 F.3d at 371–74; Ruth, 966 F.3d at 651–54; United States v. Henderson, 11 F.4th 713, 718–19 (8th Cir. 2021), cert. denied, 142 S. Ct. 1696 (2022); United States v. Jones, 15 F.4th 1288, 1291–96 (10th Cir. 2021).
On the other side of the ledger, the Second, Fifth, and Ninth Circuits have only defined controlled substances according to the Controlled Substances Act, refusing to look at state law in that determination. See United States v. Townsend, 897 F.3d 66, 68, 71 (2d Cir. 2018); United States v. Gomez-Alvarez, 781 F.3d 787, 793–94 (5th Cir. 2015) (encountering a different Guidelines provision but only looking to federal law to define “controlled substance“); United States v. Bautista, 989 F.3d 698, 702–04 (9th Cir. 2021). It‘s worth noting that these circuits employ either a presumption that “the application of a federal law does not depend on state law unless Congress plainly indicates otherwise,” see Townsend, 897 F.3d at 71 (citing Jerome v. United States, 318 U.S. 101, 104 (1943)), or turn to the “stated goals of both the Guidelines and the categorical approach,” Bautista, 989 F.3d at 702; Gomez-Alvarez, 781 F.3d at 793–94 (adopting the reasoning of a Ninth Circuit case that looked to the broad “vision” of uniformity). But there‘s no need to apply this presumption or turn to broad “goals” because the text of the Guidelines is clear—and it incorporates state law as an avenue for controlled substance offenses. See Perez, 736 F.3d at 741 (explaining that only “if the text alone does not admit a single conclusive answer,” do we “draw on a broader range of interpretive tools“).
“due deference” to a district court‘s application of the Guidelines to the facts. United States v. Wallace, 51 F.4th 177, 183 (6th Cir. 2022) (citation omitted).
The Guidelines provide for a two-level enhancement where “the defendant recklessly created a substantial risk of death or serious bodily injury to another person in the course of fleeing from a law enforcement officer.” U.S.S.G. § 3C1.2. For this provision to apply, the government had to show that Jones
(1) recklessly, (2) created a substantial risk of death or serious bodily injury, (3) to another person, (4) in the course of fleeing from a law enforcement officer, (5) and that this conduct occurred during the commission of the offense of conviction, in preparation for that offense, or in the course of attempting to avoid detection or responsibility for that offense.
United States v. Mukes, 980 F.3d 526, 536 (6th Cir. 2020) (quoting United States v. Dial, 524 F.3d 783, 786–87 (6th Cir. 2008)). And the government had to “link a specific aspect of the flight with a specific risk.” Id. (cleaned up).
A defendant who “draw[s] a gun in front of officers,” and in doing so “provoke[s] a substantial risk that officers would open fire and perhaps injure other officers or bystanders” would be subject to the enhancement. United States v. Brooks, 763 F. App‘x 434, 440 (6th Cir. 2019) (explaining that this enhancement applies even when officers don‘t “know whether a firearm is loaded or unloaded” because “pulling out any firearm in view of police officers while in flight creates a risk that officers might fire their weapons” (citing United States v. Tasaki, 510 F. App‘x 441, 444–45 (6th Cir. 2013))).
Here, witnesses reported that Jones had been shooting in the air outside his home all day. Police observed Jones fire one shot in front of his residence before he fled inside. Jones remained in the residence with two other individuals and refused to come out. At sentencing, the government argued that based on this conduct, Jones “created a substantial risk to everyone involved,” including Jones, “the officers involved,
At sentencing and now before us, Jones points to United States v. Fields, 210 F.3d 386 (9th Cir. 2000) (unpublished table decision), for the proposition that, even when a defendant barricades himself in a residence with other people, he should not receive a reckless endangerment enhancement. The district court disagreed. And Jones argues that this was error. (22-1280, Appellant Br., p. 29.)
Fields didn‘t bind the district court, and it doesn‘t bind us either. Under our caselaw, the facts of this case warranted the enhancement. Importantly, even considering Fields, our case is distinguishable on the facts. In Fields, the district court had “attribut[ed] others’ conduct to [the] defendants,” rather than look at the defendants’ conduct alone in determining whether the enhancement should apply. See 210 F.3d at *4. And the PSR in Fields “fail[ed] to attribute any wrongful conduct regarding the actual flight to either defendant.” Id. But Jones‘s PSR established that he fired a shot in front of the officers before fleeing into his home and creating a barricaded gunman situation. So unlike in Fields, the facts establish that Jones‘s own actions created a risk that officers would open fire in pursuit, putting Jones, the officers, and bystanders at risk of death or serious bodily harm.
In all, the district court did not err in finding that Jones recklessly created a risk of serious bodily harm during his flight from police.
III.
We next turn to Jones‘s challenges to his sentence for violating his supervised release. He argues that the district court imposed a procedurally and substantively unreasonable two-year sentence, with half to be served consecutively and half to be served concurrently to his ten-year firearm sentence. Where a defendant properly objects below, we review claims of procedural and substantive unreasonableness for an abuse of discretion. Gall v. United States, 552 U.S. 38, 51 (2007).
A.
We first review the procedural reasonableness of Jones‘s sentence. Jones properly objected, so we review this argument for abuse of discretion. Id. From the start, it‘s Jones‘s burden to establish that the district court imposed a procedurally unreasonable sentence. United States v. Sands, 4 F.4th 417, 420 (6th Cir. 2021).
And, in determining whether he has met that burden, we evaluate whether the district court
(1) properly calculated the applicable advisory Guidelines range; (2) considered the other [18 U.S.C.] § 3553(a) factors as well as the parties’ arguments for a sentence outside the Guidelines range; and (3) adequately articulated its reasoning for imposing the particular sentence chosen, including any rejection of the parties’ arguments for an outside-Guidelines sentence and any decision to deviate from the advisory Guidelines range.
United States v. Adams, 873 F.3d 512, 517 (6th Cir. 2017) (alteration in original) (quoting United States v. Bolds, 511 F.3d 568, 581 (6th Cir. 2007)).
A district court may revoke a defendant‘s supervised release “after considering
Jones argues that his sentence was procedurally unreasonable because the district court treated the seriousness of his offense under
In coming up with the appropriate sentence for Jones, the court said that it would “consider the relevant factors set out by Congress in [
Jones argues that these statements reflect that the court thought it had to consider
B.
Finally, Jones argues that his two-year sentence for the violation of his supervised release was substantively unreasonable. We give a within-Guidelines sentence a rebuttable presumption of reasonableness and review for an abuse of discretion. Adams, 873 F.3d at 520. Substantive reasonableness focuses on whether a “sentence is too long (if a defendant appeals) or too short (if the government appeals).” United States v. Rayyan, 885 F.3d 436, 442 (6th Cir. 2018). “It‘s a complaint that the court placed too much weight on some of the
The court calculated Jones‘s Guidelines range as 18 to 24 months. Jones requested that the court apply the sentence concurrently to his sentence for the firearm violation, while the government requested that
Jones argues that his sentence was substantively unreasonable because the court placed too much weight on the seriousness of the offense. Citing Third Circuit precedent, Jones argues that even if the consideration of the seriousness of the offense is not “per se unreasonable,” the court may err in placing “undue weight” on that factor. (22-1281, Appellant Br., p. 16–17 (citing United States v. Young, 634 F.3d 233, 241 (3d Cir. 2011)).)
The court did not place undue weight on the seriousness of Jones‘s offense. The court “consider[ed] the relevant factors set out by Congress in [
Because the court adequately weighed the
IV.
For these reasons, we affirm.
