UNITED STATES OF AMERICA, Plaintiff - Appellee, v. JUSTIN STEPP, Defendant - Appellant.
No. 23-2029
UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
December 26, 2023
PUBLISH. FILED United States Court of Appeals Tenth Circuit. Christopher M. Wolpert Clerk of Court.
Joel R. Meyers, Law Office of Joel R. Meyers LLC, Santa Fe, New Mexico, for Defendant - Appellant.
Tiffany L. Walters, Assistant United States Attorney (Alexander M.M. Uballez, United States Attorney, with her on the brief), Office of the United States Attorney, Albuquerque, New Mexico, for Plaintiff - Appellee.
Before HOLMES, Chief Judge, PHILLIPS, and McHUGH, Circuit Judges.
McHUGH, Circuit Judge.
On February 7, 2021, police officers and paramedics responded to a call regarding an apparent gunshot victim. Justin Stepp was found with a wounded leg in the passenger seat of a car driven by his girlfriend. Officers also found a small, holstered firearm in the car‘s open center console and ammunition under the passenger seat. Hours later, a search of Mr. Stepp‘s home uncovered multiple rounds of ammunition. Mr. Stepp was charged with one count of being a felon in possession of a firearm and ammunition; he proceeded to trial and was convicted by a jury. At sentencing, pursuant to the U.S. Sentencing Guidelines, the court calculated Mr. Stepp‘s base offense level as 20, accounting for his prior sentence for a crime of violence in 2002. Ultimately, the court sentenced Mr. Stepp to 72 months’ incarceration. Mr. Stepp appealed.
Mr. Stepp argues that the evidence presented at trial was insufficient to find he constructively possessed a firearm or ammunition, and that the court clearly erred by including his 2002 conviction in its calculation of his base offense level. We conclude the evidence presented at trial was sufficient for a reasonable trier of fact to find, beyond a reasonable doubt, that Mr. Stepp had constructive possession of the ammunition found in his home. Because possession of the ammunition is independently sufficient to sustain Mr. Stepp‘s conviction, we do not address the sufficiency of the evidence regarding his possession of the firearm found in the car. We also conclude the district court did not clearly err in finding Mr. Stepp‘s 2002 conviction fell within the applicable fifteen-year lookback
I. BACKGROUND
A. Factual History1
On the evening of February 7, 2021, McKinley County Sheriff‘s Deputy Dewayne Holder responded to a call requesting assistance for an apparent gunshot victim. Deputy Holder located the victim in a parked car. The car‘s driver, Stefanie Ratliff, exited and identified herself. Deputy Holder approached the car from the driver‘s side and observed a man, later identified as Mr. Stepp, reclined in the passenger seat with a bloody t-shirt tied around his leg. Mr. Stepp was in obvious distress and requesting help. Deputy Holder assured him an ambulance was on the way. As he looked into the vehicle, Deputy Holder also noticed a small, holstered handgun lying in plain view in the center console, between the driver and passenger seats. Deputy Holder seized the firearm, which was fully loaded with five unspent .22 long-rifle cartridges. Deputy Holder noticed no indication that the gun had been recently fired.
Cibola County Deputy Brian Gardner, Sergeant Thomas Archuleta, and former Deputy Alan Roane also responded to the scene. A decision was made to seek a search warrant for the vehicle. Ms. Ratliff requested the return of her large, red wallet from the vehicle. Officers returned the wallet, and the vehicle was sealed and towed to the Cibola County Sheriff‘s Office. A later search of the vehicle recovered two rounds of .22 caliber ammunition from under the front passenger seat.
At approximately 2:00 a.m., after paramedics had transported Mr. Stepp to a hospital, Deputy Holder drove Ms. Ratliff to the Quality Inn in Gallup, New Mexico. Based on Ms. Ratliff‘s account that Mr. Stepp had been shot in a random encounter near Bluewater Lake, Deputies Roane and Gardner proceeded to investigate that area. There they were joined by Cibola County Detective Anthony Kemp. Finding no evidence at the lake, they proceeded to Mr. Stepp‘s reported address, at his parents’ home. The deputies informed Mr. Stepp‘s parents that he had been shot and taken to a hospital near Gallup, New Mexico. His parents informed the deputies that Mr. Stepp lived in the house across the street. Deputies Gardner and Roane proceeded to Mr. Stepp‘s house. They knocked, but no one answered.
Having observed blood on the home‘s front door jam and on the outside of a truck parked in the driveway, the deputies sought a search warrant for the house. After the warrant issued, officers searched the home. Their search recovered: men‘s and women‘s clothing, on the bed; a suitcase of women‘s clothing, in a living room; a personalized mousepad with a photo of Mr. Stepp and Ms. Ratliff, near a computer monitor displaying live video from home security cameras; 9mm and .223 ammunition, in upper cabinets on either side of the computer monitor; one 300 Blackout ammunition
The search also recovered evidence officers believed indicated someone had entered the house while deputies were stationed outside, waiting for the warrant to issue. This evidence included a hospital bracelet, showing a time of 12:30 a.m. and date of 2-8-2021; a plastic bag containing personal items with a label from Gallup Indian Medical Center, dated 2-8-2021; and a Wal-Mart receipt, dated 2-8-2021 at 7:18, reflecting the purchase of rolled gauze wrap, pants, and socks. Officers also discovered the same red wallet that had been returned to Ms. Ratliff hours earlier and a hotel room key from the Quality Inn. They also found Mr. Stepp‘s driver‘s license in the home.
The same day the home was searched, Mr. Stepp and Ms. Ratliff were arrested on state charges of evidence tampering, obstruction, and accessory to felon in possession. These charges were later dismissed. Later that summer, Mr. Stepp was arrested on a federal charge of felon in possession.
B. Procedural History
1. Trial
In July 2021, Mr. Stepp was indicted on one count of felon in possession of a firearm and ammunition in violation of
At the close of evidence, Mr. Stepp moved for Judgment of Acquittal pursuant to
2. Sentencing
In July 2022, the United States Probation Office (“Probation“) released Mr. Stepp‘s initial Presentence Investigation Report (“PSR“), calculating his base offense level as 24. Mr. Stepp filed numerous objections to the PSR, including, as relevant to this appeal, two objections to Probation‘s determination of his base offense level. Mr. Stepp‘s criminal history included two voluntary manslaughter convictions. For the first manslaughter conviction, Mr. Stepp was sentenced, on July 12, 2002, to five years’ incarceration. Mr. Stepp committed the second manslaughter, for which he was sentenced on March 28, 2006, to one year of incarceration, while he was incarcerated on his first sentence. Mr. Stepp argued Probation miscalculated his base offense level because neither of his two previous manslaughter convictions should be counted as crimes of violence under
On October 17, 2022, the district court held a hearing to address Mr. Stepp‘s objections. The Government called Denise Chavez from the New Mexico Corrections Department. In her role for the division of Offender Management Services, Ms. Chavez oversees the interpretation of judgments and sentences, application of good time credits and laws, and release of inmates. According to Ms. Chavez, Mr. Stepp was released from custody for his 2002 conviction on February 16, 2006, although he remained in continuous custody due to his 2006 manslaughter conviction. After hearing argument from counsel, the court took Mr. Stepp‘s objection to the inclusion of his 2002 conviction under advisement. In accordance with the court‘s rulings on Mr. Stepp‘s other objections, Probation filed a revised PSR.
The court reconvened on January 11, 2023, when it ruled on Mr. Stepp‘s remaining objection and pronounced his sentence. In an oral ruling, followed by a written order, the court found Mr. Stepp‘s 2002 conviction fell within the applicable lookback period for calculating his base offense level. Based on the New Mexico Corrections Department‘s documentation and Ms. Chavez‘s testimony, the court found “it most logical to consider . . . February 16, 2006, to be the final day of [Mr. Stepp‘s] sentence on the 2002 offense“—less than fifteen years prior to the instant offense on February 7, 2021. Appellant‘s Br. Attach. B at 6-7. Accordingly, the court calculated Mr. Stepp‘s base offense level as 20, and his criminal history as Category VI, making his advisory Guidelines sentencing range 70 to 87 months. Ultimately, the court sentenced Mr. Stepp to 72 months’ incarceration. Mr. Stepp filed this timely appeal.
II. DISCUSSION
Mr. Stepp challenges the sufficiency of the evidence to support his felon-in-possession conviction and the district court‘s calculation of his base offense level. We consider each argument in turn.
A. Sufficiency of the Evidence
1. Standard of Review
We review the sufficiency of the evidence to support a conviction de novo to
2. Application
Mr. Stepp was indicted on one count of felon in possession of a firearm or ammunition in violation of
Possession may be actual or constructive. See Veng Xiong, 1 F.4th at 852. Here, both parties agree the Government lacked evidence that Mr. Stepp actually possessed the ammunition. Mr. Stepp contests the sufficiency of the evidence to demonstrate his constructive possession. “[C]onstructive possession exists when a person[,] not in actual possession[,] knowingly has the power and intent at a given time to exercise dominion or control over an object.” United States v. Little, 829 F.3d 1177, 1182 (10th Cir. 2016) (citing Henderson v. United States, 575 U.S. 622, 626 (2015)); see Henderson, 575 U.S. at 626 (“Constructive possession is established when a person, though lacking such physical custody, still has the power and intent to exercise control over the object.” (emphasis added)). When a defendant has exclusive control over the premises where an object is found, “a jury may infer constructive possession.” Little, 829 F.3d at 1183. But when a defendant jointly occupies the premises, the Government must “show a nexus between the defendant and the firearm [or ammunition].” United States v. Benford, 875 F.3d 1007, 1015 (10th Cir. 2017). “That is, the [G]overnment must demonstrate the defendant knew of, had access to, and intended to exercise dominion or control over the contraband.” United States v. Johnson, 46 F.4th 1183, 1187 (10th Cir. 2022). This “may be proved by circumstantial as well as direct evidence.” Id. (quotation marks
Mr. Stepp does not dispute his joint occupancy of the home. But he argues no evidence was presented at trial to demonstrate the requisite nexus between himself and the ammunition. Specifically, Mr. Stepp contends there was no evidence linking him to the ammunition and nothing to support a finding that he “had knowledge of” or “intended to exercise control over” the ammunition.3 Appellant‘s Br. at 13.
The Government responds that, treating the home as jointly occupied,4 sufficient evidence was presented at trial for a rational trier of fact to find the required nexus between Mr. Stepp and the ammunition. The Government argues Mr. Stepp‘s knowledge, access, and intent to control the ammunition may be inferred from its location: organized in cabinets in an actively used home office and scattered on the living room floor intermixed with Mr. Stepp‘s personal belongings. Viewed in the light most favorable to the verdict, the Government contends this evidence was sufficient for a reasonable juror to find Mr. Stepp constructively possessed the ammunition found in his home. We agree.
In considering joint occupancy, presence alone does not suffice to show constructive possession of a firearm or ammunition. See United States v. Taylor, 113 F.3d 1136, 1146 (10th Cir. 1997) (“[J]oint occupancy of a bedroom, without more, is insufficient to support a conviction of constructive possession of a gun found in a bedroom.“). Thus, we look to what other evidence supports an inference that Mr. Stepp had access to, knew of, and intended to exercise dominion or control over the ammunition found in his home. See, e.g., United States v. Campbell, 763 F. App‘x 745, 749 (10th Cir. 2019) (concluding the Government had met its burden of demonstrating constructive possession where evidence showed the firearm was found in a toolbox which defendant had been actively
Henderson, 575 U.S. 622 (concluding sufficient evidence demonstrated defendant “had knowledge of and access to the firearms, as well as the ability and intention to control them” where shotgun was found sitting in the open in another bedroom, accessible to anyone in the house, defendant admitted to knowing about it, and ammunition was found throughout the house).
Here, the ammunition found in Mr. Stepp‘s home was located in cabinets in a home office space, along with other personal effects, and on the floor under and around men‘s shoes and other items. Physical evidence demonstrated Mr. Stepp actively used the home and the office space. The office included a monitor, displaying live video from home security cameras, and a custom mouse pad featuring a picture of Mr. Stepp and Ms. Ratliff. And, in addition to the men‘s clothing and shoes, several of Mr. Stepp‘s personal belongings were found in the home including his driver‘s license; a hospital admission bracelet, dated 2-8-2021 at 12:30 a.m.; and a bag of items with a label from Gallup Indian medical center, also dated 2-8-2021. The hospital bracelet and bag of items may reasonably be inferred to belong to Mr. Stepp, who was transported to a Gallup hospital in the early hours of February 8. Viewed in the light most favorable to the Government, this evidence supports a rational inference that Mr. Stepp actively used the home, including the office area, and had in fact reentered the home after his discharge
The ammunition‘s presence in areas Mr. Stepp actively used, alongside his personal belongings, supports a rational inference that he had access to, knowledge of, and an intent to control the ammunition. See Campbell, 763 F. App‘x at 749 (firearm found in toolbox defendant actively used); Martinez, 749 F. App‘x at 705 (ammunition found in plain view on top of defendant‘s bed); Mendez, 514 F.3d at 1042 (firearm found in plain view, accessible to anyone in the house, and ammunition found throughout the house); cf. United States v. Taylor, 113 F.3d 1136, 1145-46 (10th Cir. 1997) (no evidence defendant used closet where firearm was found); United States v. Mills, 29 F.3d 545, 550 (10th Cir. 1994) (no evidence defendant knew of firearms roommate had concealed). Although the evidence may also support other inferences, evidence sufficient to support the jury‘s verdict need not exclude all other hypotheticals or possibilities. See United States v. Davis, 437 F.3d 989, 993 (10th Cir. 2006). It need only demonstrate that a rational trier of fact could find, beyond a reasonable doubt, all elements necessary to convict. Id. Thus, we conclude the evidence was sufficient to support Mr. Stepp‘s conviction.
B. Base Offense Level Calculation
1. Standard of Review
Application of the Guidelines presents mixed questions of fact and law. United States v. Roberts, 898 F.2d 1465, 1469 (10th Cir. 1990). We review “legal questions regarding the application of the Sentencing Guidelines de novo, and [the] district court‘s factual findings for clear error.” United States v. Craine, 995 F.3d 1139, 1153 (10th Cir. 2021) (quotation marks and ellipses omitted). Here, Mr. Stepp challenges only the district court‘s factual finding that he completed his term of incarceration for his 2002 conviction on February 16, 2006, contending that instead his term of incarceration ended on December 27, 2005. Such factual findings are clearly erroneous “only if they are without factual support in the record” or if, “considering all the evidence, [we are] left with a definite and firm conviction that a mistake has been made.” United States v. Lozano, 921 F.3d 942, 946 (10th Cir. 2019). “In general, factual findings at sentencing must be supported by a preponderance of the evidence.” United States v. Stein, 985 F.3d 1254, 1266 (10th Cir. 2021).
2. Legal Background
The base offense level for a violation of
(a) Base Offense Level (Apply the Greatest): . . .
(4) 20, if . . . (A) the defendant committed any part of the instant offense subsequent to sustaining one felony conviction of . . . a crime of violence . . .
(6) 14, if the defendant (A) was a prohibited person at the time the defendant committed the instant offense[.]
Mr. Stepp concedes that he was a prohibited person at the time of the instant offense, for purposes of
Ordinarily, determining whether a defendant was serving a term of incarceration within the fifteen years before his commission of the instant offense will be a simple matter of looking to his release date. However, because Mr. Stepp committed the subsequent offense while in custody, he remained in the continuous custody of the state of New Mexico between the end of his incarceration for his 2002 conviction and the beginning of his sentence for his 2006 conviction. Under New Mexico law, “[w]henever an inmate in a penal institution of this state . . . is sentenced for committing any felony while he is an inmate, the sentence imposed shall be consecutive to the sentence being served[.]”
Taken together, these rules mean that, after his period of incarceration for his 2002 conviction ended, Mr. Stepp remained in custody on presentence confinement for his 2006 conviction. That period of presentence confinement was then credited against Mr. Stepp‘s sentence for his 2006 conviction. While both parties agree Mr. Stepp‘s sentence for his 2002 conviction began on July 12, 2002; his sentence for his 2006 conviction began on March 28, 2006; and he was released from New Mexico‘s custody on December 18, 2006, they dispute when—between July 12, 2002, and March 28, 2006—Mr. Stepp‘s incarceration for his 2002 conviction ended and his presentence confinement on his 2006 conviction began.
3. Application
The district court‘s finding, that Mr. Stepp‘s term of incarceration for his 2002 sentence ended on February 16, 2006, was well supported by the record and is therefore, not clearly erroneous. While there are apparent errors in the New Mexico Corrections Department‘s documents regarding Mr. Stepp‘s 2006 conviction, the documents from his 2002 conviction—the conviction at issue in the calculation of his base offense level—clearly indicate his sentence of confinement for that offense ended on February 16, 2006. See ROA Vol. I at 92 (listing discharge date of February 16, 2006). Despite the errors in the documents related to Mr. Stepp‘s 2006 conviction,
Mr. Stepp contends his incarceration for his 2002 conviction ended on December 27, 2005—more than fifteen years before his commission of the instant offense on February 7, 2021. For support, Mr. Stepp looks to the initial judgment and Good Time Sheet for his 2006 manslaughter conviction, committed while he was incarcerated for his 2002 conviction. Mr. Stepp was sentenced for his 2006 conviction on March 28, 2006. His initial judgment states that he “shall be given credit for ninety [days] for time served starting on February 17, 2006[.]” ROA Vol I at 94. This was clearly an error, as there are not ninety days between February 17 and March 28. This error was reiterated by Mr. Stepp‘s Good Time Sheet for his 2006 conviction, giving Mr. Stepp three months of presentence credit. Mr. Stepp attributes this error to the date he began receiving presentence credit, rather than the amount of presentence credit due, and accordingly subtracts ninety days from the date of sentencing, March 28, 2006, and contends he began receiving presentence confinement credit on December 28, 2005. Thus, Mr. Stepp argues his incarceration for his 2002 conviction ended on December 27, 2005.
But, as the Government notes, the judgment for Mr. Stepp‘s 2006 conviction was later amended, removing the reference to ninety days’ presentence credit and instead providing that Mr. Stepp “shall be given credit for time served starting on February 17, 2006 . . . to the time of filing the judgment in this matter[.]” ROA Vol. I at 97. Although there are errors in the initial and amended judgments for Mr. Stepp‘s 2006 conviction,8 the date of February 17, 2006, is consistently referenced as the date from which his presentence confinement credit began to accrue. More to the point, the judgment and Good Time Sheet for Mr. Stepp‘s 2002 conviction show Mr. Stepp was sentenced to five years’ incarceration on July 12, 2002, and had a final discharge date of February 16, 2006, after accounting for presentence confinement and good time credit. As the Government argues, the date of February 16, 2006, is consistent across the New Mexico Corrections Department‘s documents, and is supported by Ms. Chavez‘s testimony, as the date when Mr. Stepp finished serving his custody sentence for his 2002 conviction. The Government maintains the district court did not clearly err by crediting this evidence and
refusing to rely on the erroneous calculation of ninety days’ presentence credit for Mr. Stepp‘s 2006 conviction. We agree.
The district court adhered to the date consistent across the Good Time Sheet for
III. CONCLUSION
We AFFIRM Mr. Stepp‘s conviction and sentence.
McHUGH
Circuit Judge
