UNITED STATES OF AMERICA v. MARCUS NOEL
No. 17-10529
United States Court of Appeals, Eleventh Circuit
June 26, 2018
D.C. Docket No. 1:15-cr-20686-JAL-1
Appeal from the United States District Court for the Southern District of Florida
(June 26, 2018)
Before MARCUS, ANDERSON, and HULL, Circuit Judges.
ANDERSON, Circuit Judge:
Noel admitted that in Port au Prince, Haiti, he and a co-conspirator “knowingly and willfully conspired, agreed, and planned to take hostage ... an adult female who is a citizen of the United States, and detain [her] against her will for the purposes of demanding a ransom payment.” Specifically, Noel and his co-conspirator approached the victim and took her hostage by brandishing a firearm. Noel and his co-conspirator took from her two cellular telephones, her wedding rings, her Haitian driver‘s license and some Haitian and United States currency. They called the victim‘s family members, also located in Haiti, and demanded a ransom of $150,000 for her safe release. Later that evening they drove her to a school where they blindfolded, handcuffed, and gagged her, keeping her at the school for three days. In phone calls to the victim‘s family, Noel and his co-conspirator continued to demand $150,000 for her release, and Noel threatened to kill the victim and her children if her family did not pay the ransom. Haitian officials tracked Noel to the school using telephone records and found the victim‘s
Noel raises three arguments on appeal. First, he argues that the prosecution was required to prove that he knew his victim was an American citizen and that the record does not indicate that he had such knowledge. Second, Noel argues that Congress did not intend
I. STANDARD OF REVIEW
Our review of all three issues is de novo. United States v. Santiago, 601 F.3d 1241, 1243 (11th Cir. 2010); United States v. Gray, 260 F.3d 1267, 1271 (11th Cir. 2001). Although a “silent statute is presumed to apply only domestically,” United States v. Lopez-Vanegas, 493 F.3d 1305, 1311 (11th Cir. 2007), a statute may apply extraterritorially if it demonstrates on its face that extraterritorial application is Congress‘s express intent, United States v. Banjoko, 590 F.3d 1278, 1281 (11th Cir. 2009). See also United States v. Bowman, 260 U.S. 94, 98, 43 S.Ct. 39, 41 (1922) (“If punishment . . . is . . . extended to include those [acts] committed outside of the strict territorial jurisdiction, it is natural for Congress to say so in the statute, and failure to do so will negat[e] the purpose of Congress in this regard.“). “When construing the language of a statute, we ‘begin [ ] where all such inquiries must begin: with the language of the statute itself,’ and we give effect to the plain terms of the statute.” In re Valone, 784 F.3d 1398, 1402 (11th Cir. 2015) (alteration in original) (quoting United States v. Ron Pair Enters., Inc., 489 U.S. 235, 241, 109 S.Ct. 1026, 1030 (1989)). Further, “if the statute‘s language is clear, there is no need to go beyond the statute‘s plain language into legislative history.” Shockley v. Comm‘r of IRS, 686 F.3d 1228, 1235 (11th Cir. 2012).
II. DISCUSSION
A. Was the Prosecution Required to Prove that Noel Knew His Victim was an American Citizen?
Noel was not required to know that his victim was American because the requirement of
Several similar cases from our circuit have determined that required facts are jurisdictional and not elements of the crime. In United States v. Campa, 529 F.3d 980 (11th Cir. 2008), we examined a statute that required the murder take place within the special maritime and territorial jurisdiction of the United States. We noted that the statute expressly defined the mens rea requirement for murder but was silent as to jurisdiction, which indicated that the location requirement was jurisdictional alone. 529 F.3d at 1007. In United States v. Ibarguen-Mosquera,
Here, the requirement that the victim be American is set forth in a different subsection of the statute than the elements that are designated as punishable. See
B. Did Congress Intend to Limit the Application of § 1203 to Crimes of Terrorism, or Is the Conduct for Which Noel Was Convicted Covered by the Statute Pursuant to the Plain Meaning of the Language of the Statute?
We begin, of course, with the language of the statute:
Section 1203 (Hostage taking)
(a) Except as provided in subsection (b) of this section, whoever, whether inside or outside the United States, seizes or detains and threatens to kill, to injure, or to continue to detain another person in order to compel a third person or a governmental organization to do or abstain from doing any act as an explicit or implicit condition for the release of the person detained, or attempts or conspires to do so, shall be punished by imprisonment for any term of years or for life and, if the death of any person results, shall be punished by death or life imprisonment.
(b)(1) It is not an offense under this section if the conduct required for the offense occurred outside the United States unless—
(A) the offender or the person seized or detained is a national of the United States;
(B) the offender is found in the United States; or
(C) the governmental organization sought to be compelled is the Government of the United States.
(2) It is not an offense under this section if the conduct required for the offense occurred inside the United States, each alleged offender and each person seized or detained are nationals of
the United States, and each alleged offender is found in the United States, unless the governmental organization sought to be compelled is the Government of the United States. (c) As used in this section, the term “national of the United States” has the meaning given such term in section 101(a)(22) of the Immigration and Nationality Act (
8 U.S.C. 1101(a)(22) ).
Citing several reasons, Noel argues that Congress intended to limit the application of
Noel also argues that the title “Terrorism” used in the relevant congressional legislation supports his argument that
“[T]he title of a statute . . . cannot limit the plain meaning of the text. For interpretative purposes, [it is] of use only when [it] shed[s] light on some ambiguous word or phrase.”
Pa. Dep‘t of Corr. v. Yeskey, 524 U.S. 206, 212, 118 S. Ct. 1952, 1956 (1998) (alterations in original) (quoting Trainmen v. Baltimore & Ohio R. Co., 331 U.S. 519, 528-29, 67 S. Ct. 1387, 1392 (1947)). There is no ambiguity in
In holding that the plain language of
Thus, neither Noel‘s first argument—that the prosecution was required to prove that he knew his victim was an American citizen—nor his second argument—that Congress intended to limit the application of
C. Noel‘s Constitutional Challenge
Noel argues that application of
We readily conclude that
Before turning to the second requirement to satisfy due process—the notions of notice and fundamental fairness—we address Noel‘s argument that, even if Congress clearly intended
We conclude that Noel‘s empowerment argument is without merit. Our decision in United States v. Ferreira, 275 F.3d 1020 (11th Cir. 2001), squarely holds that
Appellants also suggest that Congress lacked the authority under any of its constitutionally enumerated powers to enact the Hostage Taking Act, whether that power derives from the Commerce Clause, the Law of Nations Clause, or from its broad power to regulate immigration
and naturalization. Those arguments, however, are misplaced. The Hostage Taking Act was passed in order to implement the International Convention Against the Taking of Hostages, and thus congressional authority may be found in the Necessary and Proper Clause. The Necessary and Proper Clause provides that “Congress shall have Power ... [t]o make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers, and all other Powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof.”
U.S. Const., art I, § 8 . As the Second Circuit noted in Lue, because “Congress‘s authority under the Necessary and Proper Clause extends beyond those powers specifically enumerated in Article I, section 8 [, it] may enact laws necessary to effectuate the treaty power, enumerated in Article II of the Constitution.” Lue, 134 F.3d at 82 (citing Missouri v. Holland, 252 U.S. 416, 432, 40 S. Ct. 382, 383, 64 L. Ed. 641 (1920); Neely v. Henkel, 180 U.S. 109, 121, 21 S. Ct. 302, 306, 45 L. Ed. 448 (1901)). Thus, “[i]f the Hostage Taking Convention is a valid exercise of the Executive‘s treaty power, there is little room to dispute that the legislation passed to effectuate the treaty is valid under the Necessary and Proper Clause.” Id. at 84 (citing Holland, 252 U.S. at 432, 40 S. Ct. at 383, for the proposition that, under normal circumstances, “[i]f the treaty is valid there can be no dispute about the validity of [a] statute [passed] under Article I, Section 8, as a necessary and proper means to execute the powers of the Government“).We agree with the Second Circuit‘s analysis and conclusion that “the Hostage Taking Convention is well within the boundaries of the Constitution‘s treaty power,” id. at 83, and similarly conclude that Congress had authority under the Necessary and Proper Clause to enact the Hostage Taking Act.
275 F.3d at 1027-28. Ferreira established that Congress had the power to enact
Similar to the defendant in United States v. Baston, 818 F.3d 651 (11th Cir. 2016), Noel mistakenly reads Bellaizac-Hurtado as holding that Congress‘s power to enact extraterritorial laws is limited to the Offences Clause. In Baston, we held that “[c]ontrary to Baston‘s argument, this Court has upheld extraterritorial criminal laws under provisions of Article I other than the Offences Clause.” Id. at 667. We expressly rejected Noel‘s very argument:
Congress‘s power to enact extraterritorial laws is not limited to the Offences Clause. Baston misreads our decision in United States v. Bellaizac-Hurtado, 700 F.3d 1245 (11th Cir. 2012), where we held that the Maritime Drug Law Enforcement Act, as applied to extraterritorial drug trafficking, exceeded Congress‘s authority under the Offences Clause. Id. at 1247. We did not hold that the Offences Clause is the only power that can support an extraterritorial criminal law; our decision was limited to the Offences Clause because the government failed to offer “any alternative ground upon which the Act could be sustained as constitutional.” Id. at 1258.
Baston, 818 F.3d at 666-67 (emphasis in original).
Having rejected Noel‘s empowerment argument, we now turn to consider Noel‘s contention that the exercise of extraterritorial jurisdiction in his case violates his due process protections against an arbitrary and fundamentally unfair application of the statute. “The Due Process Clause prohibits the exercise of extraterritorial jurisdiction over a defendant when it would be ‘arbitrary or
In United States v. Ali, 718 F.3d 929 (D.C. Cir. 2013), the court addressed the same due process concern raised by Noel. The Ali case also involved a prosecution under
Whatever due process requires here, the Hostage Taking Convention suffices by “expressly provid[ing] foreign offenders with notice that their conduct will be prosecuted by any state signatory.”
Id. at 945 (alteration in original) (quoting United States v. Shi, 525 F.3d 709, 723 (9th Cir. 2008)).
In so holding, the D.C. Circuit in Ali was following an alternative holding in United States v. Shi, 525 F.3d 709, 723 (9th Cir. 2008). There, a Taiwanese
In addition to the Offense Clause, Congress derived the authority to promulgate
§ 2280 by virtue of the Necessary and Proper Clause. That Clause empowers Congress “to make all Laws which shall be necessary and proper for carrying into execution . all other Powersvested by this Constitution in the Government of the United States, or in any Department or Officer thereof.” U.S. Const. art. I, § 8, cl. 18 . Such “Powers” include the Executive‘s Article II Treaty Power. See Missouri v. Holland, 252 U.S. 416, 432, 40 S. Ct. 382, 64 L. Ed. 641 (1920). Section 2280 implements the Maritime Safety Convention, an international accord which requires signatory states to “prosecute or extradite” offenders found within their territory regardless of where the offense was committed. In order to satisfy this obligation, it was necessary for the United States to codify the Convention‘s “extradite or prosecute” requirement into federal law. Section 2280 accomplishes this task. Accordingly, the Treaty Power coupled with the Necessary and Proper Clause provided Congress with an additional source of authority to apply§ 2280 beyond U.S. borders.
Id. at 721. The Shi court then addressed defendant‘s argument that the application of the statute to him violated due process. Id. at 722. The court held: “The Due Process Clause requires that a defendant prosecuted in the United States should reasonably anticipate being haled into court in this country.” Id. (internal quotations omitted). In an alternative holding, the court held:
Moreover, due process does not require the same nexus between violators of
§ 2280 and the United States because§ 2280 implements the Maritime Safety Convention, which expressly provides foreign offenders with notice that their conduct will be prosecuted by any state signatory.
Id. at 723; accord United States v. Murillo, 826 F.3d 152, 158 (4th Cir. 2016) (similarly holding that a different treaty provided such global notice: “supported by decisions of our sister circuits, including Ali and Shi, that global notice alone is sufficient to quell any concern that Bello‘s prosecution in the United States for his crimes against Agent Watson contravened due process.“).
1. Each State Party shall take such measures as may be necessary to establish its jurisdiction over any of the offences set forth in article 1 which are committed:
... .
(d) With respect to a hostage who is a national of that State, if that State considers it appropriate.
Treaty, Article V, § 1(d).5
Both the United States and Haiti are signatories of the Treaty. His own country having signed the Treaty, the global notice of the Treaty clearly extends to Noel.6
Noel argues that such global notice, by itself, is not sufficient to satisfy due process concerns. He argues that there must also be a significant interest on the part of the United States; the mere fact that the hostage was a citizen of the United
Thus, we conclude that both Noel‘s empowerment argument and his due process argument are without merit.
III. CONCLUSION
For the foregoing reasons, the judgment of the district court is AFFIRMED.
Notes
1. Any person who seizes or detains and threatens to kill, to injure or to continue to detain another person (hereinafter referred to as the “hostage“) in order to compel a third party, namely, a State, an international intergovernmental organization, a natural or juridical person, or a group of persons, to do or abstain from doing any act as an explicit or implicit condition for the release of the hostage commits the offence of taking of hostages (“hostage-taking“) within the meaning of this Convention.
The offences set forth in article 1 shall be treated for the purpose of extradition between State Parties, as if they had been committed not only in the place in which they occurred but also in the territories of the States required to establish their jurisdiction in accordance with paragraph 1 of article 5.
