UNITED STATES OF AMERICA, Plаintiff-Appellee, v. ARNOLD JACKSON, Defendant-Appellant.
No. 96-4126
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
Decided: September 3, 1997
PUBLISHED. Argued: June 5, 1997. Appeal from the United States District Court for the District of Maryland, at Greenbelt. Herbert N. Maletz, Senior Judge, sitting by designation. (CR-95-349-DKC). Before WILKINSON, Chief Judge, and LUTTIG and WILLIAMS, Circuit Judges.
COUNSEL
ARGUED: Denise Charlotte Barrett, Assistant Federal Public Defender, Baltimore, Maryland, for Appellant. Odessa Palmer Jackson, Assistant United States Attorney, Greenbelt, Maryland, for Appellee. ON BRIEF: James K. Bredar, Federal Public Defender, Baltimore, Maryland, for Appellant. Lynne A. Battaglia, United States Attorney, Greenbelt, Maryland, for Appellee.
OPINION
WILLIAMS, Circuit Judge:
A jury found Arnold Jackson guilty of possessing an unregistered firearm (a sawed-off shotgun) in violation of
I.
On July 31, 1992, police officers were summoned to the home of Genavy Jackson, Jackson‘s mother, in response to a domestic disturbance call. When Ms. Jackson answered the door, she immediately informed Officer Michael D‘Ovidio that Jackson had been threatening to shoot family members and that she wanted him removed from the premises. Once inside the home, Officer D‘Ovidio observed Jackson and his sister engaged in a heated argument in the hallway of the first floor of the home. Officer D‘Ovidio described Jackson as “very aggressive in his actions and his manners and his words.” (J.A. at 20.) When the officers separated Jackson and his sister, Jackson began arguing with his mother. After breaking up that argument, the officers instructed Jackson to gather his personal belongings and leave the premises.
While Jackson gathered his belongings, Ms. Jackson informed the оfficers that Jackson had a gun, but that she had secured it upstairs. Minutes later, standing outside the home, Jackson asked the officers
Jackson proceeded to trial on an indictment charging him with possession of an unregistered weapon in violation of
II.
Jackson first makes a sufficiency-of-the-evidence challenge to his conviction for possession of an unregistered firearm, see
When reviewing a sufficiency-of-the-evidence claim, we will sustain the jury‘s verdict “if there is substantial evidence, taking the view most favorable to the Government, to support it.” Glasser v. United States, 315 U.S. 60, 80 (1942). “[S]ubstantial evidence is evidence that a reasonable finder of fact could accept as adequate and sufficient to support a conclusion of a defendant‘s guilt beyond a reasonable doubt.” United States v. Burgos, 94 F.3d 849, 862 (4th Cir. 1996) (en banc), cert. denied, 117 S. Ct. 1087 (1997). Viewing the record in the light most favorable to the Government, we conclude that there is substantial evidence from which a reasonable juror could find that Jackson possessed the firearm, that the firearm had the characteristics that brought it within the scope of the Act, and that Jaсkson had knowledge of these characteristics. Moreover, we conclude that the district court‘s failure to properly instruct the jury that the Government had the burden of proving that he knew the firearm had the statutory characteristics was not reversible error. Accordingly, we affirm the conviction.
A.
Jackson claims that the Government failed to present evidence from which a reasonable finder of fact could conclude that Jackson possessed the sawed-off shotgun while living in his mother‘s home. Because the Government does not contend that Jackson actually possessed the firearm, we must determine whether there is substantial evidence to support the jury‘s finding that Jackson constructively possessed the sawed-off shotgun. See Burgos, 94 F.3d at 873 (holding that possession of cоntraband may be actual or constructive). “Constructive possession may be proved by demonstrating ‘that the defendant exercised, or had the power to exercise, dominion and control over the item.‘” Id. (quoting United States v. Rusher, 966 F.2d 868, 878 (4th Cir. 1992)). Constructive possession
The Government presented the following evidence to show that Jackson had constructive possession of the firearm. First, Jackson‘s ex-wife, Callie Jackson, testified that Jackson owned a sawed-off shotgun in early 1992 and that he took it with him on May 19, 1992, when he left the marital home. Second, when the officers arrived at Jackson‘s mother‘s home on the night of July 31, Jackson‘s mother told Officer D‘Ovidio that Jackson was threatening to shoot family members. Third, Ms. Jackson indicated that Jackson owned a firearm and that she had temporarily secured it upstairs. Fourth, Jackson admitted his ownership of the gun when he asked the officers if he could take it with him as he left the house on the night of July 31. And finally, the officers on the scene, believing that Jackson had control over the firearm, returned to the home and took possession of the shotgun because they feared that Jackson might return, obtain the shotgun, and carry out his threats. This evidence amply supports the jury‘s finding that Jackson constructively possessed the firearm on the night of July 31, 1992.
B.
Jackson next argues that the Government failed to present evidence that the sawed-off shotgun he possessed met the statutory definition of “firearm.”2 The National Firearms Act, see
(1) a shotgun having a barrel or barrels of less than 18 inches in length; (2) a weapon made from a shotgun if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length; (3) a rifle having a barrel or barrels of less than 16 inches in length; (4) a weapon made from a rifle if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 16 inches in length; (5) any other weapon, as defined in subsection (e); (6) a machinegun; (7) any silencer (as defined in subsection 921 of Title 18, United States Code); and (8) a destructive device.
While conceding that the Government needed to prove, in addition to the weapon‘s length, only that the sawed-off shotgun was “made from a shotgun,” Jackson inexplicably argues that his conviction must be reversed because the Government failed to present sufficient evidence “to establish that the weapon possessed the physical characteristics bringing it within the definition of a ‘shotgun’ under the Act.” (Appellant‘s Br. at 24.) The term “shotgun” is defined by the statute as
Jackson‘s argument is wholly without merit. A defendant may be convicted under
At trial, the Government presented evidence through Officer
Jackson did not challenge at trial, and does not contest on appeal, Agent Trainor‘s conclusiоn that the firearm had originally been manufactured as a Stevens 12-gauge shotgun, or the testimony of Officer D‘Ovidio, Callie Jackson, or Agent Trainor that the firearm was a “sawed-off shotgun.” In fact, Jackson did not object to the district court‘s instructions to the jury that “[f]or purposes of this case, a firearm is defined as a weapon made from a shotgun if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length.” (J.A. at 148.) Moreover, Jackson did not request an instruction requiring the jury to find that the sawed-off shotgun met the statutory definition of “shotgun” either before or after it was altered. In sum, Jackson has not, at trial or on appeal, disputed that the weapon at issue, before it was altered, was a “shotgun.”
Viewing the evidence and all reasonаble inferences to be drawn therefrom in the light most favorable to the jury‘s verdict, we conclude that there was sufficient evidence presented from which a jury could determine that the sawed-off shotgun possessed by Jackson was a “weapon made from a shotgun” and “had an overall length of less
C.
Jackson also challenges the Government‘s failure to present evidence from which the jury could adduce that Jackson knew that the
When reviewing a sufficiency-of-the-evidеnce claim, circumstantial as well as direct evidence may be considered, and the Government is given “the benefit of all reasonable inferences from the facts proven to those sought to be established.” United States v. Tresvant, 677 F.2d 1018, 1021 (4th Cir. 1982). Viewing the evidence in the light most favorable to the Government, we hold that there was substantial evidence from which a reasonable jury could infer Jackson‘s knowledge of the characteristics of the firearm. See United States v. Burgos, 94 F.3d 849, 862 (4th Cir. 1996) (en banc), cert. denied, 117 S. Ct. 1087 (1997). As previously noted, Jackson‘s ex-wife, Callie Jackson, testified that Jackson brought a full-size shotgun into their home in early 1992 and that it was later “sawed off” at both ends. She stated that the firearm was in Jackson‘s possession both before and after its alteration. Callie Jackson further identified the firearm recovered from Ms. Jackson‘s home on the night of July 31, 1992, as the same sawed-off shotgun Jackson kept in their home. The Government also presented the testimony of Officer D‘Ovidio who testified that the sawed-off shotgun he recovered from Ms. Jackson‘s home was approximately 18 inches in total length, an obvious 8 inches shorter than that permitted under the statute. The evidence of Jackson‘s possession of the firearm, both before and after it was illegally altered, leads to the inescapable conclusion that Jackson knew that the firearm was “made from a shotgun” and had “an overall length of less than 26 inches.” Indeed, Jackson failed to present evidence that he lacked knowledge
D.
Finally, we address Jackson‘s claim that the district court committed plain error when it failed to instruct the jury that the Government had the burden of proving that Jackson knew of the characteristics of his weapon that made it a “firearm” under the Act.5 Following the presentation of evidence, the district court instructed the jury as follows:
The second element which the Government must prove beyond a reasonable doubt with respect to Count 2 is that the defendant had knowledge that what he was possessing was a firearm.
An act is done knowingly if it was done voluntarily and purposely and not because of mistake, accident, mere negligence or other innocent reason. I instruct you that the requirement of proving that the defendant acted knowingly, does not make it necessary for the [G]overnment to show that the defendant knew about the registration provisions of the law, or that he knew the firearm had physical characteristics that might make it subject to registration . In other words, the Government need not prove that the defendant knew he was breaking the law.
(J.A. at 149-50 (emphasis added).) Jackson neither requested that the district court instruct the jury that the Government was required to prove his knowledge of the weapon‘s features nor did Jackson contemporaneously object to the district court‘s instructions. Accordingly, we review his claim for plain error. See United States v. Cedelle, 89 F.3d 181, 184 (4th Cir. 1996) (“When a criminal appellant
Jackson satisfies the three-prong test of Olano. First, Jackson has demonstrated that the district court committed error. In Staples, the Supreme Court held that to obtain a conviction under
III.
Next, we address Jackson‘s argument that the evidence presented at trial was insufficient to support his conviction under
Jackson contends that his conviction for being a felon in possession of a firearm, in violation of
At the beginning of the trial, Jackson‘s counsel represented to the district court that Jackson agreed to stipulate that he was “a convicted felon.” (J.A. at 11.) Jackson subsequently submitted proposed jury instructions to the district court which indicated that the parties stipulated to his status as a felon at the time of his possession of the firearm on July 31, 1992. At the close of the Government‘s case, however, the Assistant United States Attorney read the following stipulation to the jury:
That Arnold Jackson, before his arrest for the offense for which he is on trial, had been convicted of a crime punishable by imprisonment for a term exceeding one year, and that defendant Arnold Jackson has not been pardoned for the above referenced conviction, nor has the conviction been expunged, nor ha[ve] his civil rights to possess a firearm been restored.
(J.A. at 112-13.) This statement erroneously recited the parties’ stipulation because it showed only that Jackson was a felon at the time of his arrest, rather than that Jackson was a felon at the time of his possession of the firearm, which was almost three years earlier than his arrest.6 Jackson, however, did not object to the inaccuracy of the stip-
that the parties have stipulated that the defendant was convicted of a crime in state court and that this crime is punishable by imprisonment for a term exceeding one year. It has also been stipulated by the parties that this felony conviction occurred prior to the time that the defendant is alleged to have possessed the weapons charged in the indictment.
I instruct you, in this connection, that the prior conviction that is an element of the charges here, and is not disputed, is only to be considered by you for the fact that it exists and for nothing else. You are not to consider it for any other purpose. You аre not to speculate what it was for. You may not consider the prior conviction in deciding whether the defendant was in knowing possession of the gun that is charged.
(J.A. at 144-45 (emphasis added).) Not until the jury returned a guilty verdict did Jackson, for the first time, specifically challenge the Government‘s alleged failure of proof on the issue of whether he was a felon at the time he possessed the firearm.7
IV.
In his final attack on his convictions, Jackson appeals the district court‘s admission of two hearsay statements made by his mother to Officer D‘Ovidio when he arrived at her home on the night of July 31. At trial, Officer D‘Ovidio testified that Ms. Jackson stated that Jackson “had been threatening members of the family [and] had threatened to shoot members of the family” (J.A. at 19), and “that Arnold Jackson had a gun in the house but she had it secured upstairs” (J.A. at 21). We give substantial deference to a district court‘s evidentiary rulings and will not disturb them absent a clear abuse of discretion. See United States v. ReBrook, 58 F.3d 961, 967 (4th Cir.), cert. denied, 116 S. Ct. 451 (1995). Finding no abuse of discretion, we affirm.
The district court allowed the first hearsay statement, that Jackson was threatening to shoot family members, into evidence under the present sense impression exception, see Fed. R. Evid. 803(1), and the excited utterance exception, see Fed. R. Evid. 803(2). A present sense impression is “[a] statement describing or explaining an event or condition made while the declarant was perceiving the event or condition, or immediately thereafter.” Fed. R. Evid. 803(1). An excited utterance is “[a] statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition.” Fed. R. Evid. 803(2); see Morgan v. Foretich, 846 F.2d 941, 947 (4th Cir. 1988) (the Government must prove that the declarant had experienced a startling event and that the utterance was made while the declarant was still under the stress or the excitement of the event). The district court reasoned that Ms. Jackson, the declarant, was describing an event that was both ongoing and startling. We agree. Ms. Jackson blurted out to Officer D‘Ovidio that Jackson was threatening to kill members of her family immediately upon the officer‘s arrival to the home. At that same time, Officer D‘Ovidio observed Jackson engaged in a heated argument with his sister. Moreover, considering the seriousness of Jackson‘s threats, as evidenced by his mother‘s decision to seek police assistance, we cannоt say that
As to the second hearsay statement, that Jackson “had a gun,” viewing all facts in the light most favorable to the Government, we can assume that her statement was made immediately after the officers separated her and Jackson after he assaulted her. Officer D‘Ovidio reported that Jackson “became engaged in an argument with his mother. It was the same yelling. He was very aggressive in his actions and his manners and his words. Cursing. We separated he [sic] and his mother. . . . to de-escalate the situation.” (J.A. at 20-21.) It was immediately after this altercation that Ms. Jackson spoke of the gun. We аgree with the district court that “the event itself is an adequate foundation” for admission of the statement as an excited utterance. (J.A. at 22.)
V.
Finally, Jackson challenges his sentence. He argues that the Government‘s concession that it failed to present evidence that the firearm Jackson possessed violated
AFFIRMED
