UNITED STATES of America, Appellee, v. Alvin HOUSTON, Jr., a/k/a/ Chip, Defendant, Appellant, United States of America, Appellee, v. Shawna Calhoun, Defendant, Appellant.
No. 16-1017, No. 16-1020
United States Court of Appeals, First Circuit.
May 19, 2017
855 F.3d 427
BALDOCK, Circuit Judge.
For another thing, nothing in Barrett, Vonberg, and Lord suggests the defendants there assaulted the victims with murderous intent. Again, each defendant committed an assault by means of a dangerous weapon, which, unlike armed assault with intent to murder, does not “require[] a showing of a specific intent to kill.” See Bright, 974 N.E.2d at 1113. Given how assault and battery by means of a dangerous weapon and armed assault with intent to murder involve different types of intent, the relevance of Barrett, Vonberg, and Lord to Edwards‘s situation escapes us.12 What this means is that we see no realistic probability of Massachusetts convicting someone of armed assault with intent to murder who had not used, attempted, or threatened “force capable of causing physical pain or injury to another person,” see Johnson I, 559 U.S. at 140, 130 S.Ct. 1265—the possibility Edwards pushes falls under the heading of imaginative thinking, which the Supreme Court hаs told us not to rely on in applying the categorical approach, see Moncrieffe, 133 S.Ct. at 1684-85.
With that and at long last, we hold that Edwards‘s armed-assault-with-intent-to-murder conviction counts as his third ACCA predicate.
Final Words
For the reasons record above, we affirm the sentence imposed below.
Syrie D. Fried, Boston, MA, on brief for appellant Houston.
Jeffrey W. Langholtz, Biddeford, ME, on brief for appellant Calhoun.
Renée M. Bunker, Assistant United States Attorney, and Thomas E. Delahanty II, United States Attorney, on brief for appellee.
Before LYNCH, Circuit Judge, SOUTER, Associate Justice,* and BALDOCK, Circuit Judge.**
* The Hon. David H. Souter, Associate Justice (Ret.) of the Supreme Court of the United States, sitting by designation.
** Of the Tenth Circuit, sitting by designation.
Defendants Alvin Houston, Jr., and Shawna Calhoun pleaded guilty to charges of transporting Minor A from Maine to Massachusetts and back to Maine over an eight-day period with the intent that Minor A engage in prostitution. See
I.
When, as here, a sentencing appeal follows a guilty plea, we obtain the facts from the change-of-plea colloquy, the unchallenged portions of the presentence investigation report, and the record of the disposition hearing. United States v. Dávila-González, 595 F.3d 42, 45 (1st Cir. 2010). “We rehearse only those facts that are needed to put the claims of error into context.” Id.
On December 13, 2014, Minor A contacted Calhoun via Facebook. In response to a question about her age, Minor A, who was 13 years old, wrote that she was 15. Calhoun replied, “[W]hat I do you need to be of age.” They later discussed meeting up to travel from Maine to either Massachusetts or New York.
Calhoun asked her acquaintance Houston to rent a car to drive Calhoun and Minor A from Maine to Boston, Massachusetts. In exchange, the group would pay his expenses and he could visit his child in Boston. On December 23, Houston drove Calhoun, Minor A, and another individual from Maine to Boston. While in Boston, Calhoun used her smartphone to prepare online advertisements on Backpage.com to market her own and Minor A‘s sexual services. Calhoun coached Minor A on how to post to Backpage.com and also purchased condoms for Minor A to use. Houston, meanwhile, drove Minor A to various locations in the Boston area to engage in prostitution, and Minor A provided the money from these encounters to Calhoun. Both Houston and Calhoun learned Minor A‘s true age either at the outset of the trip or while in Boston.
On December 30, Calhoun, Houston, and Minor A learned the FBI was looking for Minor A in Massachusetts. Houston then drove the group to Bangor, Maine. While en route, they stopped briefly in the Lewiston/Auburn area, near Minor A‘s hometown. Minor A hid in the backseat of the car because the group knew the authorities and her mother were lоoking for her. Advertisements for Minor A‘s sexual services in the Bangor area were posted to Backpage.com, and Minor A again performed sexual services for money.
Early in the morning on December 31, Calhoun and Houston drove Minor A to a hotel in the Bangor area so that she could meet with a client. The purported client was a law enforcement detective who identified himself after Minor A entered the hotel room. Police then arrested Calhoun and Houston, who were in the parking lot in the rental car.
In January 2015, Houston and Calhoun were charged in a one-count complaint with transporting an individual in interstate commerce with the intent that she engage in prostitution, and aiding and abetting the same, in violation of
The following month, Houston agreed to provide information relating to the human trafficking of Minor A via a proffer agreement. The government agreed not to offer Houston‘s statements from the proffer session in evidence in its casе-in-chief or in connection with a sentencing proceeding, except in a prosecution for false statements or perjury. But the terms of the agreement also provided that, in the event of a prosecution, the government would provide Houston‘s statements to the district court. The parties acknowledged that the government could not bind the district court from using the statements to the extent permitted by law.
In March 2015, Calhoun and Houston were charged in a one-count indictment with the trafficking charges from the January complaint. Calhoun and Houston each pleaded guilty without a plea agreement. Thеir separate Revised Presentence Investigation Reports (PSRs) calculated the same offense level under the Guidelines. Starting with a base offense level of 24 under
In December 2015, the district court held separate sentencing hearings for Calhoun and Houston. Overruling Houston‘s objections to the undue-influence and computer-use enhancements, the district court accepted all of the suggested enhancements and reductions and sentenced each Defendant to 108 months’ imprisonment. Calhoun and Houston now appeal their sentences for the reasons described below.
II.
A.
Houston argues the district court erred in applying
Houston does not dispute that Cаlhoun warranted the enhancement for her conduct, but he faults the district court for accepting the government‘s “simplistic” argument that Calhoun‘s conduct as a “participant” could be attributed to him as relevant conduct. To qualify as a defendant‘s relevant conduct, acts and omissions of others that occurred during, in preparation for, or while attempting to avoid detection of an offense must be “(i) within the scope of the jointly undertaken criminal activity, (ii) in furtherance of that criminal activity, and (iii) reasonably foreseeable in connection with that criminal activity.”
Contrary to Houston‘s assertion, the district court did not uncritically hold Houston vicariously liable for all of Calhoun‘s conduct, nor did it find that the scope of Houston‘s involvement was identical to Calhoun‘s. The district court did not, for example, hold Houston responsible for conduct that predated his involvement, such as Calhoun‘s Facebook communications with Minor A. Instead, the district court focused on events that took place after Houston joined the criminal activity. The court found that Houston “participated actively with Calhoun” and facilitated her manipulation of Minor A by driving Calhoun and Minor A, renting motel rooms, and sleeping in the same room or same car with Calhoun and Minor A. Although the district court could have more specifically delineated the scope of the criminal activity Houston agreed to undertake, the court nonetheless indicated that Calhоun‘s conduct was within that scope because Houston actively participated in the offense and facilitated Calhoun‘s conduct. See
Further, even when a defendant does not agree to the precise conduct of another participаnt, the participant‘s conduct may still be within the scope of the jointly undertaken criminal activity. For example, the Guidelines commentary explains that a defendant who agrees to commit a robbery is accountable for the other defendant‘s assault and injury of a victim during the robbery, “even if the . . . defendant had not agreed to the assault and had cautioned the [other] defendant to be careful not to hurt anyone.” See
The district court likewise did not abuse its discretion in determining that Houston‘s own conduct qualified for the undue-influence enhancement. First, the district court applied a rebuttable presumption that Houston unduly influenced Minor A because of their age difference—he was 27 and she was 13. See
B.
Houston also argues the district court erred in applying the computer-use enhancement under
Under
Subsection (b)(3) is intended to apply only to the use of a computer or an interactive computer service to communicate directly with a minor or with a person who exercises custody, care, or supervisory control of the minor. Accordingly, the enhancement in subsection (b)(3) would not apply to the use of a computer or an interactive computer service to obtain airline tickets for the minor from an airline‘s Internet site.
Today, we join the Circuit courts that have concluded Application Note 4 is inconsistent with the plain language of
The district court did not err when it disregarded Application Note 4 and instead applied the plain text of the computer-use enhancement in
C.
Houston‘s final argument is that the government breached the proffer agreement by referencing statements he made during the proffer session in its sentencing memorandum. Because Houston did not object below, we review for plain error. See Ruiz-Huertas, 792 F.3d at 226 (providing the four prongs of plain error review).
“Informal immunity agreements, such as proffer agreements, ‘are shaped . . . by the language of the contract conferring immunity.‘” United States v. Melvin, 730 F.3d 29, 37 (1st Cir. 2013) (quoting United States v. Hogan, 862 F.2d 386, 388 (1st Cir. 1988)). Houston‘s brief relies on and heavily quotes from the Proffer Agreement. As such, we directly quote portions of the Proffer Agreement‘s terms:
(2) In any prosecution brought against [Houston] . . . , the Government will not offer in evidence in its case-in-chief, or in connection with any sentencing proceeding for the purpоse of determining an appropriate sentence, any statements made by [Houston] at the meeting, except in a prosecution for false statements, obstruction of justice or perjury with respect to any acts committed or statements made during or after the meeting or testimony given after the meeting. The parties understand, however, that in the event of a prosecution of [Houston], the Government will provide to the Court the information which [Houston] provides pursuant to this Agreement. The parties understand that, while the Government will not introduce [Houston‘s] statements in evidence except as permittеd in this agreement, the Government cannot bind the Court as to its appropriate use of such information and that the Court will use such information to the extent permitted by law.
(3) Notwithstanding item (2) above: . . . the Government may also use statements made by [Houston] at the meeting to rebut any evidence or arguments offered by or on behalf of [Houston] (including arguments made or issues raised sua sponte by the District Court) at any stage of the criminal prosecution (including bail, all phases of trial, and sentencing) in any prosecution brought against [Houston].
Houston contends the government breached these terms when it asked the district court to apply the computer-use enhancement to Houston. Specifically, in his brief, he faults the government‘s sentencing memorandum for urging the district court to
infer from all of the evidence, including [Houston‘s] post-arrest statements, that [Houston] would have been aware of the repeated use of phones to post advertisements for Minor A‘s services given the extensive amount of time [Houston], Calhoun, and Minor A spent together over an approximately 8-day period.
Houston contends that “the only support” for the government‘s argument that he was aware of Calhoun and Minor A‘s repeated use of phones to post advertisements came from his statements during the proffer session when he admitted driving Calhoun and Minor A to a drugstore to purchase pre-paid Visa cards to post advertisements on Backpage.com. And he argues that, by definition, his proffer statements are post-arrest statements, and thus, the government improperly urged the district court to consider the protected statements.
But Houston has divorced the government‘s argument from its context. In the sentencing memorandum, the government quotes the statements Houston made during the first interview after he was arrested—his “post-arrest statements“—not the statements he made during his proffer session. During that initial interview the morning Houston was arrested, two officers asked Houston how customers found Calhoun‘s number to set up sexual encounters with Calhoun or Minor A. Houston responded, “I don‘t know. That‘s on their phone. That‘s on their phone. They do everything on their phone. I don‘t do. I told you I drive.” Read in context, the government urged the district court to infer from these post-arrest statements that Houston was aware that Calhoun and Minor A regularly used a phone to post advertisements. The government did not mention or refer to Houston‘s proffer session statements.
The district court latched onto Houston‘s proffer session statements during sentencing but not at the government‘s request. When Houston argued at sentencing that there was “not a single objective fact that the Government can point to in which [Houston is] involved in any degree with the use of a computer in this case,” the district court asked about Houston‘s role in driving Minor A and Calhoun to a drugstore to purchase Visa cards to post ads on Backpage.com. In line with the terms of the agreement, the government had submitted the proffer session record to the district court, and, also consistent with the terms, the district court could then rely on that evidence to the extent permittеd by law. Houston has not argued that the district court erred in relying on the proffer session statements sua sponte. The fact that the district court seized on the statements does not show that the government impermissibly urged the court to do so; it shows only that the district court independently reviewed the statements and used them to rebut Houston‘s argument that he was not involved in using a computer in this case. The government did not breach the terms of the proffer
III.
We turn now to Calhoun‘s argument on appeal that the district court abused its discretion by failing to carefully consider all the evidence presented during sentencing and adequatеly weigh the
To the extent Calhoun has attempted to raise a procedural error—that the district court “fail[ed] to consider the § 3553(a) factors,” Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007)—we review for plain error since Calhoun did not object below, see Ruiz-Huertas, 792 F.3d at 226. A district court must consider all the relevant
After adopting the Revised PSR‘s Guidelines calculations, the district court outlined the circumstances of the offense as well as Calhoun‘s criminal and personal history, and then stated it “considered all the sentencing factors authorized by law.” The district court went on to address the seriousness of the offense, Minor A‘s vulnerability, Calhoun‘s history of criminal conduct, the need to protect the public and deter Calhoun from criminal conduct, the importance of treаtment, and its task in determining a just punishment in light of Calhoun‘s guilty plea and personal history as a victim. The district court considered all the
To the extent Calhoun attempts to argue the district court imposed a substantively unreasonable sentence, we note that the applicable standard of review “is some-what blurred” because she did not object below. See Ruiz-Huertas, 792 F.3d at 228 (declining to decide whether a defendant must “preserve a claim that the duration of a sentence is substantively unreasonable” to avoid plain error review). But whether we review for abuse of discretion or plain error, Calhoun‘s substantive reasonableness argument fails.
Calhoun primarily alleges that the district court overemphasized the seriousness of the offense and value of deterrence, while minimizing the mitigating factors of Calhoun‘s personal history and difficult childhood. But this complaint amounts to little more than a disagreement over how to weigh the various
IV.
For the reasons stated above, we affirm the sentences the district court imposed on Defendants Alvin Houston, Jr., and Shawna Calhoun.
BALDOCK
CIRCUIT JUDGE
