UNITED STATES of America, Plaintiff-Appellee, v. George Arthur DODSON, III, Defendant-Appellant.
No. 12-2205.
United States Court of Appeals, Sixth Circuit.
May 29, 2013.
530 Fed. Appx. 344
Before: BOGGS and COLE, Circuit Judges; and QUIST, District Judge.
The Honorable Gordon J. Quist, United States District Judge for the Western District of Michigan, sitting by designation.
Finally, Becker argues that Defendant “never made it completely clear” that the problems that occurred in the spring of 2007 were part of its legitimate, nondiscriminatory reason for not renewing his contract. Thus, he says, we should not consider them. But Defendant specifically relied on those problems and concerns about Becker‘s professionalism in both its motion for summary judgment and its brief here. So this argument is meritless.
The district court‘s judgment is affirmed.
OPINION
BOGGS, Circuit Judge.
Gun enthusiast George Dodson was in the business of selling AR-15 drop-in auto sears, which, in combination with M16 parts, can be used to convert AR-15s to fully automatic firearms. Since 1981, the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) has considered these auto sears “machineguns” subject to the full scope of regulation under the
I
In 1979, Dodson developed and began selling an AR-15 “safety sear,” a readily installable device that when added to an AR-15 replicates the built-in trigger mechanism of a fully automatic weapon. In 1981, the ATF issued Ruling 81-4, which classified these AR-15 drop-in auto sears as “machineguns” under the
On October 11, 2011, a grand jury returned a 151-count superseding indictment, charging Dodson with various firearms-related crimes, including unlawful possession of machineguns, possession of unregistered machineguns, and dealing in firearms without a license. Dodson moved to dismiss the auto-sear counts, arguing that pre-1981 auto sears were legal to possess and transfer, without registration. The district court denied the motion, holding that the date of manufacture of the auto sears was irrelevant. On the eve of trial, Dodson pleaded guilty to unlawful transfer of a machinegun, in violation of
Dodson‘s objection to the number-of-firearms and trafficking enhancements was the same as in his original motion to dismiss: pre-1981 auto sears are legal to possess and sell. The district court again rejected this argument. Dodson also objected to the enhancement for possession of firearms with altered or obliterated serial numbers. Although the auto sears never had serial numbers in the first place, three of the other machineguns found by the ATF had their serial numbers removed. These were World War II-era submachine guns (colloquially known as “grease guns“), which had been sawed in half and distributed as demilitarized scrap by the U.S. Government.2 The ATF welded the two halves of one of the grease guns together, and with the addition of spare machinegun parts and 90 minutes of labor, successfully managed to restore the grease gun to full capability. Finding the guns could be “readily restored,” the district court applied the enhancement.
With these enhancements applied, the court determined the Guidelines range to be 97-121 months. The government recommended a downward variance to 60 months. Taking into account Dodson‘s poor health and advanced age (70 at the time of sentencing), the district court varied even further downward, imposing a sentence of 36 months. Dodson now appeals his sentence, objecting to the sentencing enhancements imposed and the reasonableness of his sentence. Dodson also makes similar objections to pre-trial rulings of the district court, but since Dodson “waive[d] any right to appeal his conviction,” we will not reach these objections.
II
A
We review the district court‘s legal conclusions regarding the Sentencing Guidelines de novo and its findings of fact for clear error. United States v. Catchings, 708 F.3d 710, 720 (6th Cir.2013). Under the Sentencing Guidelines, if a firearm offense involves 25-99 (unlawful) firearms, the offense level is increased by 6 levels.
The relevant statute here is the
Historically, it was not clear whether AR-15 drop-in auto sears were “machineguns” as defined by
To interpret this ruling properly, we must look to the statute under which the retroactivity is authorized. As a general matter, no “regulation relating to the internal revenue laws shall apply to any taxable period ending before [the filing of the regulation].”
Dodson‘s argument is further weakened by his attempt to stretch the ATF exemption beyond taxes and registration to a criminal statute,
B
Faced with a losing interpretation, Dodson additionally argues that the district court erred in failing to consider his reasonable-mistake-of-law and good-faith-reliance defenses. To the extent that Dodson argues that his trial rights were violated by this error, he waived the right to make such a challenge in his plea agreement. Dodson also argues, however, that these defenses should have been considered as significant factors at sentencing. Although not clearly articulated, this would appear to be a challenge to the substantive reasonableness of the sentence, specifically, “failing to consider pertinent § 3553(a) factors.” United States v. Webb, 403 F.3d 373, 385 (6th Cir.2005). We review the substantive reasonableness of the district court‘s sentencing determination under an abuse-of-discretion standard. Gall v. United States, 552 U.S. 38, 46 (2007). A sentence within the Guidelines range is presumptively reasonable, and a sentence below the Guidelines range warrants even greater deference. United States v. Curry, 536 F.3d 571, 573 (6th Cir.2008).
Dodson‘s mistake-of-law argument is not well taken. “The general rule that ignorance of the law or a mistake of law is no defense to criminal prosecution is deeply rooted in the American legal system.” Cheek v. United States, 498 U.S. 192, 199 (1991). In certain cases, Congress has “softened the impact of the common-law presumption by making specific intent to violate the law an element” of the crime. Id. at 200. As result, many complicated tax offenses require a “willful” mental state. Ibid. Here, however, the statute simply requires knowledge for violation of the crime. Compare
Although Dodson‘s good-faith-reliance argument—or as it is usually called, “entrapment by estoppel”5—is conceptually a viable defense, he fails to demonstrate any of its requirements. The “entrapment by estoppel” defense is available where 1) a government official announced that the charged criminal act was legal; 2) the defendant relied on that statement; 3) the defendant‘s reliance was reasonable; and, 4) given the defendant‘s reliance, prosecution would be unfair. United States v. Levin, 973 F.2d 463, 468 (6th Cir.1992). Here, Dodson relies on an investigative report of ATF agent Michael Powell, along with vague allegations that the ATF and federal prosecutors “misinterpreted” the ruling for years.6 The Powell report closed an investigation for lack of prosecutorial potential, based on Powell‘s inability to determine the date of manufacture of certain auto sears. The report explained that “AR15 drop-in auto sears manufactured prior to November 1, 1981 are not subject to regulation under the National Firearms Act.” This report is not sufficient to meet any of the necessary entrapment-by-estoppel elements. First, although the report suggests that auto sears may be exempt from the provisions of the
Although in this case the district court was not required to address such arguments, the district court did implicitly consider whether the offense was committed in good faith. At the sentencing hearing, the district court stated that “I don‘t think you have learned from this and there‘s a high possibility that you will continue to engage in illegal conduct involving weapons.” In explaining his decision to vary downward, the district judge cited Dodson‘s age and health, but admitted that “I do view him as still a threat to engage in illegal activities involving guns.... I do agree with [the Assistant U.S. Attorney], [Dodson] knew—does know everything—the defendant does know everything about guns.” The district court did not abuse its discretion in finding Dodson‘s good-faith-reliance arguments unconvincing, especially where the ultimate sentence was significantly below the recommended guidelines range.
III
Dodson also objects to the sentencing enhancement for possession of a firearm with an obliterated serial number under
Dodson‘s appellate argument relies on the opinion of his expert that the grease guns were scrap. The condition in which the guns were obtained is not the relevant legal standard. Instead, the question is whether the guns can be restored in “a process that is fairly or reasonably efficient, quick, and easy, but not necessarily
IV
Dodson finally objects to the district court‘s failure to apply various mitigating factors, in particular the loss of his entire financial savings and purpose in life. The inability to own firearms, however, was a consequence of his conviction, not his sentence, and thus would have been inappropriate for the district court to consider. United States v. Bistline, 665 F.3d 758, 766-67 (6th Cir.2012). Dodson also suggests the district court did not fully consider his age, health, and mental illness. The district court, however, clearly addressed these factors and significantly departed downwards on their basis; it is difficult to see any reviewable basis for his objection. (“[Considering] the defendant‘s age, health, mental health issues, positive employment record, I do feel that the sentence is a sentence sufficient but not greater than necessary to comply with the purposes set forth in
V
The sentence imposed by the district court is AFFIRMED.
DANNY J. BOGGS
UNITED STATES CIRCUIT JUDGE
UNITED STATES of America, Plaintiff-Appellee, v. Christopher OSTEEN, Defendant-Appellant.
No. 12-5566.
United States Court of Appeals, Sixth Circuit.
May 29, 2013.
Before: BATCHELDER, Chief Judge; MERRITT and KETHLEDGE, Circuit Judges.
OPINION
KETHLEDGE, Circuit Judge.
Christopher Osteen robbed the Old Country Store in Jackson, Tennessee, setting off the store‘s intrusion alarm in the process. Police officers responded and saw Osteen flee the store on foot. Osteen was carrying a 9mm pistol, but none of the officers knew that. Three officers gave chase and threw a flashlight at Osteen‘s feet, causing him to lose his balance. The officers tackled Osteen and tried to handcuff him, but he resisted, keeping his
