UNITED STATES OF AMERICA, Appellee v. DAVID FIELDS, Appellant
Nos. 94-3078 and 94-3081
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
November 3, 1994
ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA (D.C. Criminal No. 92-00183)
1994 Decisions
11-3-1994
United States v. Fields
Precedential or Non-Precedential:
Docket 94-3078
Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_1994
Recommended Citation
“United States v. Fields” (1994). 1994 Decisions. Paper 176. http://digitalcommons.law.villanova.edu/thirdcircuit_1994/176
This decision is brought to you for free and open access by the Opinions of the United States Court of Appeals for the Third Circuit at Villanova University School of Law Digital Repository. It has been accepted for inclusion in 1994 Decisions by an authorized administrator of Villanova University School of Law Digital Repository. For more information, please contact Benjamin.Carlson@law.villanova.edu.
Before: BECKER and ALITO, Circuit Judges, and BRODY, District Judge*
(Opinion Filed: November 3, 1994)
MARY R. PORTIS, ESQ. (Argued)
PORTIS & ASSOCIATES
One Bigelow Square
Twentieth Floor
Pittsburgh, PA 15219
Attorney for Appellant
FREDERICK W. THIEMAN
United States Attorney
* The Honorable Anita B. Brody, United States District Judge for the Eastern District of Pennsylvania, sitting by designation.
Assistant United States Attorney
633 U.S. Post Office and Courthouse
Pittsburgh, PA 15219
Attorneys for Appellee
OPINION OF THE COURT
ALITO, Circuit Judge:
David Fields has appealed his conviction and sentence for violations of the federal drug laws. He argues that his indictment should have been dismissed under the Speedy Trial Act,
I.
On September 17, 1992, the defendant was indicted in the Western District of Pennsylvania for (count one) possession, with the intent to distribute, of less than 100 grams of heroin, in violation of
IT IS FURTHER ORDERED that the extended time period within which defendant may file pretrial motions be excluded under
Title 18 U.S.C. § 3161(h)(8)(A) , since the court finds that the additional period is necessary to enable counsel for the defendant adequately to investigate and prepare pretrial motions.1
A change of plea hearing was subsequently requested, and because the judge to whom the case had initially been assigned was involved in a trial in Erie, another judge agreed to preside at that hearing on December 10. Due to a severe snowstorm, however, the case agent was unable to attend the hearing in Pittsburgh on that date, and the case was then listed for disposition, by trial or the entry of a guilty plea, on December 16.
I think that the ends of justice will be served by taking this action, and those ends outweigh the best interests of the public and the defendant in a speedy trial; and the reason is that this gives the government an opportunity to get more information concerning the drug trade. It gives the defendant an opportunity to furnish more information. This is not only to the benefit of the defendant, but might benefit the government, and, therefore, we will grant the motion.
Eventually, the plea negotiations broke down. Although the defendant expressed a willingness to plead guilty to counts one and two, he refused to plead guilty to count three. The defendant‘s attorney then moved to dismiss the indictment under the Speedy Trial Act, but that motion was denied, and trial on all counts began on January 20, 1993.
At trial, the prosecution introduced evidence that the defendant had arranged to meet an informant for the purpose of selling him heroin and that this meeting had occurred within a short distance of a playground where children were playing. The
The defendant testified and admitted that he had participated in the transaction and that it had occurred within 1000 feet of a playground. He insisted, however, that his accomplice was not his nephew Jason but a different person, who was 18 years old at the time of the offense. The jury found the defendant guilty on counts one and two but not guilty on count three. After denying reconsideration of the defendant‘s motion to dismiss the indictment under the Speedy Trial Act, the district court sentenced the defendant to 41 months’ imprisonment. This appeal followed.
II.
The defendant first argues that he was not brought to trial within 70 days from his initial appearance, as required by the Speedy Trial Act,
[a]ny period of delay resulting from a continuance granted by any judge on his own motion or at the request of the defendant or his counsel or at the request of the attorney for the Government if the judge granted such continuance on the basis of his findings that the ends of justice served by taking such action outweigh the best interest of the public and the defendant in a speedy trial. No such period of delay resulting from a continuance granted by the court in accordance with this paragraph shall be excludable under this subsection unless the court sets forth, in the record of the case, either orally or in writing, its reasons for finding that the ends of justice served by the granting of such continuance outweigh the best interests of the public and the defendant in a speedy trial.
The defendant‘s arguments are disturbing because he would have us order the dismissal of his indictment based on continuances that his own attorney sought. As we warned in United States v. Lattany, 982 F.2d 866, 883 (3d Cir. 1992), cert. denied, 114 S. Ct. 97 (1993), “[d]efendants cannot be wholly free to abuse the system by requesting (h)(8) continuances and then
A. 1. We turn first to the exclusion of the period from October 6, 1992, when the district court granted the defense motion for an extension of time to file pretrial motions, until October 26, 1992, when those motions were due. The defendant contends that this period could not properly be excluded under
In granting the extension, the court stated that it “[found] that the additional period [was] necessary to enable counsel for the defendant adequately to investigate and prepare pretrial motions.” A9. Moreover, in denying the defendant‘s
While acknowledging our prior holdings that the requisite statement of reasons need not be made when the continuance is granted, the defendant contends that the explanation given by the district court in denying reconsideration cannot properly be taken into account under
2. The defendant next suggests that, even if the district court made the finding required by
First, we hold that in appropriate circumstances an “ends of justice” continuance under
(ii) Whether the case is so unusual or so complex, due to the number of defendants, the nature of the prosecution, or the existence of novel questions of fact or law, that it is unreasonable to expect adequate preparation for pretrial proceedings or for the trial itself within the time limits established by this section. . . .
(iv) Whether the failure to grant such a continuance in a case which, taken as a whole, is not so unusual or so complex as to fall within clause (ii), would deny the defendant reasonable time to obtain counsel, would unreasonably deny the defendant or the Government continuity of counsel, or would deny counsel for the defendant or the attorney for the Government the reasonable time necessary for effective preparation, taking into account the exercise of due diligence.
Second, we see no basis for reversing the district court‘s conclusion that such a continuance was appropriate in this case. “Our inquiry is limited to the question whether the district court abused its discretion in granting this continuance,” Brooks, 697 F.2d at 522, and we hold that it did not.
3. The defendant‘s final argument regarding the exclusion of the period covered by the extension of time for the preparation of pretrial motions is based on Rule 12.1(B) of the
B. We next consider the defendant‘s argument that the district court erroneously excluded the period covered by his attorney‘s request for a continuance so that plea negotiations could be pursued. The defendant seems to suggest that
While we believe that such continuances should be granted sparingly, we hold that the district court‘s exercise of discretion in this case was proper. Defense counsel strongly urged the court to grant the continuance, noting that his client
III.
The defendant next contends that the district court committed several errors in calculating his sentence.
A. The defendant‘s first sentencing argument is that the district court misapplied U.S.S.G. § 3E1.1, which concerns “acceptance of responsibility.” This provision states:
(a) If the defendant clearly demonstrates acceptance of responsibility for his offense, decrease the offense level by 2 levels.
(b) If the defendant qualifies for a decrease under subsection (a), the offense level determined prior to the operation of subsection (a) is level 16 or greater, and the defendant has assisted authorities in the investigation or prosecution of his own misconduct by taking one or more of the following steps:
(1) timely providing complete information to the government concerning his own involvement in the offense; or
(2) timely notifying authorities of his intention to enter a plea of guilty, thereby permitting the government to avoid preparing for trial and permitting the court to allocate its resources efficiently.
decrease the offense level by 1 additional level.
The district court granted a two-offense-level decrease under U.S.S.G. § 3E1.1(a), but the defendant maintains that he was entitled to an additional one-offense-level decrease under subsection (b). In rejecting this argument, the district court stated:
I don‘t think that you would be entitled to that [the third point] unless he had accepted responsibility for all of the counts.
Supp. App. 7. The court then added:
[H]e didn‘t accept responsibility for all of his counts, and he has been given a reduction of two points for accepting responsibility for the first two counts. That‘s the counts he was convicted of. But he went to trial. Fortunately he won, but I think [the
probation officer] is right in giving him only a two-point reduction.
Id. at 8. Thus, it appears that the district court‘s denial of the additional one-offense-level decrease was based at least in part on the defendant‘s refusal to plead guilty to count III, on which he was acquitted.
The defendant argues that the district court‘s ruling was inconsistent with United States v. Rodriguez, 975 F.2d 999 (3d Cir. 1992). In that case, two defendants, Rodriguez and Anderson, were willing to plead guilty to some of the charges against them but not to others, and they therefore went to trial. Rodriguez refused to plead guilty to a firearms possession count on which he was acquitted at trial. Anderson was willing to plead guilty to a charge of conspiring to distribute cocaine, but he refused to admit that the object of the conspiracy was to distribute more than three kilograms of cocaine, and on appeal our court agreed with his position concerning the amount of cocaine involved. At the sentencing stage, Rodriguez and Anderson argued that they were entitled to an offense-level decrease under U.S.S.G. § 3E1.1 even though they had not pled guilty, but the district court denied that decrease.
On appeal, we concluded that Rodriguez‘s and Anderson‘s sentences should be vacated and that they should be resentenced. We noted that a defendant who elects to go to trial is not categorically barred from receiving an offense-level reduction for acceptance of responsibility. 975 F.2d at 1009. We then
Our holding in Rodriguez essentially reiterates the rules set out in U.S.S.G. § 3E1.1, Application Note 1. That Note states that it is appropriate for a court to consider a defendant‘s “truthfully admitting the conduct comprising the offense(s) of conviction, and truthfully or not falsely denying any additional relevant conduct for which the defendant is accountable under [U.S.S.G.] § 1B1.3 (Relevant Conduct).” This Note then adds:
Note that a defendant is not required to volunteer, or affirmatively admit, relevant conduct beyond the offense of conviction in order to obtain a reduction under subsection (a). A defendant may remain silent in respect to relevant conduct beyond the offense of conviction without affecting his ability to obtain a reduction under this subsection. However, a defendant who falsely denies, or frivolously contests, relevant conduct that the court determines to be true has acted in a manner inconsistent with acceptance of responsibility. . . .
Applying these rules here, we believe that the defendant‘s sentence must be vacated and that this case must be remanded for resentencing. Based on the statements made by the district court, it appears that the court may have incorrectly
B. The defendant argues that the district court erred in awarding one criminal history point under U.S.S.G. § 4A1.1(c) for his prior sentence for the summary offense of harassment. Under U.S.S.G. § 4A1.2(c), prior sentences for specified offenses, “by whatever name they are known,” are generally not counted. One of these specified offenses is “disorderly conduct,” and the defendant argues that the offense of “harassment” under Pennsylvania law is “equivalent” to “disorderly conduct” and therefore should not be counted.
We need not and consequently do not reach this question. The district court calculated that the defendant had 11 criminal history points and therefore placed him in criminal history category V. Even if we accepted the defendant‘s argument concerning his sentence for harassment, the defendant would still have 10 criminal history points; he would thus remain in criminal history category V, and his sentence would be unaffected.9
The evidence at trial showed that the defendant directed a young man or a boy, whom the defendant identified as his cousin, to deliver a package of heroin to an informant. The evidence also established that, after this delivery was made, the defendant criticized the young man or boy for being too open in his manner of handing over the package. This evidence, although not overwhelming, was sufficient to support the district court‘s finding.
IV.
Notes
Motions under Rule 12 and Rule 41(e) of the Federal Rules of Criminal Procedure shall be made either before a plea is entered or within ten days after arraignment, unless the court extends the time either at arraignment, or upon written application made within the said ten-day period. Such application shall set forth the grounds upon which it is made and shall be served on the United States attorney. The court, in its discretion, may, however, for good cause shown, permit a motion to be made and heard at a later date.
We recognize, however, that there may be tension between our decision and the dictum in Perez-Reveles that “[n]egotiation of a plea bargain is not one of the factors supporting exclusion provided in section 3161(h)(8)(B).” 715 F.2d at 1352 (footnote omitted). While it is certainly true that the need for more time in order to conduct plea negotiations is not among the factors listed in
[T]he factors, among others, which a judge shall consider in determining whether to grant a continuance . . . [are those set out inThus, it is clear that a judge may (and, indeed, “shall“) consider other factors as well. If the Perez-Reveles court reasoned to the contrary, we must disagree.18 U.S.C. § 3161(h)(8)(B)(i)-(iv) ].
