UNITED STATES of America, Plaintiff-Appellee, v. Christopher AMOS, Defendant-Appellant.
No. 13-5495.
United States Court of Appeals, Sixth Circuit.
March 11, 2015.
591 Fed. Appx. 418
Before: KEITH, COOK and DONALD, Circuit Judges.
The judgment of the district court is affirmed.
DAMON J. KEITH, Circuit Judge.
Defendant Christopher Amos pleaded guilty to being a felon in possession of a firearm in violation of
Amos appealed. Amos argues that the district court erred in determining that he was an armed career criminal and that, consequently, his fifteen-year mandatory minimum sentence exceeds the otherwise applicable ten-year statutory maximum. The United States moved to dismiss on the ground that Amos‘s plea agreement has an appeal waiver barring his appeal. For the following reasons, we DENY AS MOOT the United States’ motion to dismiss and AFFIRM the district court‘s judgment.
I. FACTUAL AND PROCEDURAL BACKGROUND
In September 2010, Amos entered into a plea agreement by which he plеaded guilty to being a felon in possession of a firearm. See R. at 229.1 The plea agreement provides that Amos would face a mandatory minimum sentence of fifteen years to life if the district court determined him to be an armed career criminal. By contrast, the plea agreement states that Amos would face a sentence of up to ten years if the district court did not determine him to be an armed career criminal.
The plea agreement has an appeal waiver. Pertinently, the appeal waiver states:
In consideration of the concessions made by the United States in this agreement, ... the defendant agrees not to file a direct appeal of the defendant‘s conviсtions(s) or sentence except the defendant retains the right to appeal a sentence imposed above ... any applicable mandatory minimum sentence ... determined by the district court.
R. at 234-35.
On September 28, 2010, the district court held a plea colloquy under
The probation officer prepared the presentence report. In the report, the probation officer found that Amos was an аrmed career criminal under
[i]n the case of a person who violates section 922(g) of this title and has three previous convictions by any court referred to in section 922(g)(1) of this title for a violent felony or a serious drug offense, or both, committed on occasions different from one another, such person shall be ... imprisoned not less than fifteen years[.]
The presentence report outlined Amos‘s qualifying prior violent felonies. According to the report, Amos was arrested on May 30, 1997 and, based on this arrest, pleaded no contest in Florida state court to “resisting an officer with violencе.” United States v. Amos, 496 Fed. Appx. 517, 519 (6th Cir. 2012). The report further stated that Amos was arrested on December 15, 1997. In connection with this arrest, Amos pleaded nolo contendere in the same
Amos objected to the determination that the two offenses stemming from his December 15 arrest were qualifying violent felonies. Amos asserted that there was no factual basis for the determination that he committed these two violent felonies on “occasions different from one another” as required for an ACCA enhancement tо apply. Id. In Amos‘s estimation, there was no factual basis to determine that he committed these two felonies on separate occasions because the only potential basis for this determination was the probable cause affidavit that provided the factual foundation for his plea of nolo contendere in state court. Id. But, aсcording to Amos, the district court could not consider the probable cause affidavit in sentencing him.
Amos based this argument on the Supreme Court‘s decision in Shepard v. United States, 544 U.S. 13, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). In Shepard, a plurality of the Court generally held that courts may consider only certain documents to determine whether prior felonies qualify under the ACCA. See id. at 26; Amos, 496 Fed. Appx. at 520. These documents typically include “the statutory definition [of the offense], charging document, written plea аgreement, transcript of plea colloquy, and any explicit factual finding by the trial judge to which the defendant assented.” Amos, 496 Fed. Appx. at 522 (internal quotation marks omitted) (citing Shepard, 544 U.S. at 16).2 The district court agreed with Amos that the probable cause affidavit was not a Shepard-approved document. Id. at 521. Accordingly, in March 2011, the district court sentenced Amos to 105 months in prison, fewer than the 120-month, or ten-year, statutory maximum for unenhanced felon-in-possession convictions. See R. at 316.
The United States appealed this decisión. We held that the probable cause affidavit qualified as a Shepard document. Amos, 496 Fed. Appx. at 523-26. In so holding, we noted that Shepard plainly authorized transcripts of plea colloquies and “any explicit factual finding by the trial judge to which the defendant assented.” Id. at 526. We reasoned that these dеfinitions applied to the probable cause affidavit because Amos stipulated to its facts during the Florida plea colloquy. See id. at 524-26. Thus, we reversed the district court‘s judgment and remanded for resentencing. See id. at 526.
In April 2013, the district court held a resentencing hearing at which it considered the probable cause affidavit. According to the affidavit, on December 15, 1997, Amos stole a pickup truck while possessing a shotgun. R. at 273; see also Amos, 496 Fed. Appx. at 519. Amos drove to a McDonalds parking lot and pointed his shotgun at Joe King, placing King in fear of his life. R. at 273. Deputy Sheriff Kelly Boone attempted to stop Amos, but Amos fled to a nearby RV park and got stuck in the mud. Id. Then, Amos displayed his shotgun to Boone, causing Boone to take cover. Id. Amоs freed his vehicle from the mud and regained the roadway. Id. Sheriff Sergeant Clyde Nichols attempted to deploy stop sticks, but had to take cover when Amos recklessly fired the shotgun out of his window from twenty-five feet
At the resentеncing hearing, Amos argued that these undisputed facts failed to show that he committed the offenses against King (aggravated assault), Boone (resisting an officer with violence), and Clyde (aggravated assault on a law enforcement officer) on separate occasions for ACCA purposes. Rather, Amos argued that he committed these felonies during a single criminal episode. The district court rejected this argument and held that Amos committed these three offenses “on occasions different from one another” under
Amos appealed again. The United States filed a motion to dismiss based on the plea agreement‘s appeal waiver. The motion to dismiss was referred to the merits panel. We have jurisdiction pursuant to
II. ANALYSIS
Criminal defendants may waive the right to appeal. “Any right, even a constitutional right, may be surrendered in a plea agreement if that waiver was made knowingly and voluntarily.” United States v. Ashe, 47 F.3d 770, 775-76 (6th Cir. 1995) (citations omitted). Thus, “[c]riminal defendants may waive their right to appeal as part of a plea agreement so long as the waiver is made knowingly and voluntarily.” United States v. Swanberg, 370 F.3d 622, 625 (6th Cir. 2004) (citation omitted). To determine whether an appeal waiver is knowing and voluntary, we consider both the appeal waiver and the plea colloquy. See United States v. Apodaca, 512 Fed. Appx. 509, 516 (6th Cir. 2013) (citations omitted). We review “whether a defendant waived his right to appeal his sentence in a valid рlea agreement de novo.” United States v. McGilvery, 403 F.3d 361, 362 (6th Cir. 2005) (citation omitted).
Because they are terms of plea agreements, courts interpret aрpeal waivers under contract law principles. United States v. Mathews, 534 Fed. Appx. 418, 424 (6th Cir. 2013) (citing United States v. Bowman, 634 F.3d 357, 360 (6th Cir. 2011)). Thus, as a general rule, we “give effect to the intent of the parties as expressed by the plain language in the [appeal waiver].” United States v. Beals, 698 F.3d 248, 256 (6th Cir. 2012) (citation omitted). Nevertheless, appeal waivers must be “interpreted strictly, with ambiguities construed against the government.” See United States v. Caruthers, 458 F.3d 459, 470 (6th Cir. 2006) (citing cases). This strict constructiоn reflects plea agreements‘—and, by extension, appeal waivers‘—“constitutional and supervisory implications” and the concerns appeal waivers raise “over and above those present in the traditional contract context.” United States v. Freeman, 640 F.3d 180, 194 (6th Cir. 2011) (citation omitted) (internal quotation marks omitted).
Consistent with this supervisory responsibility, we have held that appeal waivers do not bar defendants frоm appealing a sentence above the statutory maximum for the underlying offense. Caruthers, 458 F.3d at 471 (citing cases). However, we have yet to settle whether a district court‘s error in determining a defendant to be an armed career criminal results in a supramaximal sentence, thereby barring an appeal waiver. See id. at 472; see also United States v. Stark, 307 Fed. Appx. 935, 938 (6th Cir. 2009).
There are two basic views concеrning this question. The first view proposes that appeal waivers do not bar a defendant from arguing on appeal that the district court erroneously determined him to be an armed career criminal, thus causing him to receive a sentence above the otherwise applicable ten-year statutory maximum. See Caruthers, 458 F.3d at 472. This view presupposes that сonvictions for being a felon in possession of a firearm and ACCA enhancements are different offenses. Id. at 472. A ten-year statutory maximum applies to felon-in-possession convictions under
The second view, by contrast, proposes that erroneous ACCA enhancements of felon-in-possession convictions do not bar appeal waivers unless the district court imposes a sentencе above life imprisonment. See Caruthers, 458 F.3d at 472. This view presupposes that “being a felon in possession of a firearm and being an armed career criminal in possession of a firearm are not two separate offenses, but simply recidivism-contingent variants of the same offense.” Id.; see also United States v. McMurray, 653 F.3d 367, 371 (6th Cir. 2011) (citing cases) (“That the ACCA is a sentence enhancement rather than a separate offense is well established.“). Thus, under the second view, the “statutory maximum for purposes of the waiver inquiry is the life-imprisonment maximum for being an armed career criminal in possession of
Here, we assume, without deciding, that the first view is correct. Therefore, we decide Amos‘s claims on the merits. See id.; Stark, 307 Fed. Appx. at 938-39.
Amos argues that the appeal waiver is unenforceable for two reasons. First, Amos contends that a Supreme Court decision decided after his resentencing proposes that courts may not use probable cause affidavits to determine whether defendants committed violent felonies on separate occasions for ACCA purposes. See generally Descamps v. United States, — U.S. —, 133 S.Ct. 2276, 186 L.Ed.2d 438 (2013). Alternatively, Amos argues that, evеn if the district court could use the probable cause affidavit, it misapplied the applicable test in concluding that he committed the felonies stemming from the December 15 arrest on separate occasions within the meaning of the ACCA. See generally United States v. Hill, 440 F.3d 292 (6th Cir. 2006). This alleged error, according to Amos, caused him to receive a sentence that exceeded the 10-year statutory maximum that he otherwise would have received and below which he was originally sentenced.
Amos‘s first argument fails because Descamps lacks relevance to the issue at hand. The Descamps Court did not address what documents courts may use to decide if the defendant committed offenses on separate occasions for ACCA purposes. Rather, the issue in Descamps was whether the lower courts applied the propеr test when determining that a burglary conviction under an indivisible burglary statute (i.e., one not containing alternative elements) was a “violent felony” under the ACCA. See
We dispense with Amos‘s second argument summarily. The parties agree that the disjunctive test we outlined in Hill governs the district court‘s determination that Amos committed the at-issue felonies on separate occasions. Under Hill:
First, two offenses are “committed on occasions different from one another” under the ACCA, if it is possible to discern the point at which the first offense is completed, and the subsequent point at which the second offense begins.... Second, two offenses are committed for ACCA purрoses if it would have been possible for the offender to cease his criminal conduct after the first offense, and withdraw without committing the second offense.... Finally, separate offenses are committed if the offenses are committed in different residences or business locations.
440 F.3d at 297-98; see also United States v. Jones, 673 F.3d 497, 503 (6th Cir. 2012) (citation omitted) (“Offenses are separate if they meet any of these three tests.“).
III. CONCLUSION
For the foregoing reasons, we DENY AS MOOT the United States’ motion to dismiss and AFFIRM the district court‘s judgment.